62 FR 67996
Net Capital Rule
Overview
The Securities and Exchange Commission ("Commission') is proposing for comment amendments to Rule 15c3-1 ("net capital rule' or "Rule') under the Securities Exchange Act of 1934 ("Act'), regarding the Commission's capital requirements for broker-dealers. The proposed amendments, if adopted, would alter the charges, or "haircuts,' from net worth in computing net capital for certain interest rate instruments, including government securities, investment grade nonconvertible debt securities, certain mortgage-backed securities, money market instruments, and debt-related derivative instruments.
62 FR 68011
Last Reviewed or Updated: April 7, 2023
Resources
Details
90 days after publication in the Federal Register
63 FR 11173
Public Comments