34-96366
Nov. 21, 2022
2023-16
Order Determining Whistleblower Award Claim
34-96364
Nov. 18, 2022
10-239
In the Matter of the Application of 24X National Exchange LLC for Registration as a National Securities Exchange; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Grant or Deny an Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
See Also -
Form 1 Application and Exhibits
Federal Register version (87 FR 72553)
34-96354
Nov. 18, 2022
Order Cancelling Registrations of Certain Transfer Agents
Federal Register version (87 FR 72577)
34-96337
Nov. 17, 2022
10-239
24X National Exchange LLC; Notice of Filing of Amendment No. 2 to an Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
Comments Due: December 13, 2022
View Received Comments
See Also -
Form 1 Application and Exhibits
Federal Register version (87 FR 71388)
34-96324
Nov. 16, 2022
2023-15
Order Determining Whistleblower Award Claim
34-96232
Nov. 4, 2022
2023-14
Order Determining Whistleblower Award Claim
34-96231
Nov. 4, 2022
2023-13
Order Determining Whistleblower Award Claim
34-96230
Nov. 4, 2022
2023-12
Order Determining Whistleblower Award Claim
34-96229
Nov. 4, 2022
2023-11
Order Determining Whistleblower Award Claim
34-96228
Nov. 4, 2022
2023-10
Order Determining Whistleblower Award Claim
34-96227
Nov. 4, 2022
2023-09
Order Determining Whistleblower Award Claim
34-96218
Nov. 3, 2022
10-239
24X National Exchange LLC; Notice of Filing of Amendment No. 1 to an Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
Comments Due: November 30, 2022
View Received Comments
See Also -
Form 1 Application and Exhibits
Federal Register version (87 FR 67725)
34-96214
Nov. 3, 2022
2023-08
Order Determining Whistleblower Award Claim
34-96178
Oct. 31, 2022
2023-07
Order Determining Whistleblower Award Claim
33-11127
Oct. 26, 2022
333-266967
Electropremium (Order Denying Application to Withdraw Registration Statement Under the Securities Act of 1933)
34-96129
Oct. 24, 2022
2023-06
Order Determining Whistleblower Award Claim
34-96128
Oct. 24, 2022
2023-05
Order Determining Whistleblower Award Claim
34-96119
Oct. 21, 2022
2023-04
Order Determining Whistleblower Award Claim
34-96076
Oct. 14, 2022
2023-03
Order Determining Whistleblower Award Claim
34-96075
Oct. 14, 2022
2023-02
Order Determining Whistleblower Award Claim
33-11118, 34-96009, IA-6165, IC-34725
Oct. 12, 2022
S7-24-22
Regulatory Flexibility Agenda
Comments Due: 30 days from publication in the Federal Register
View Received Comments
Federal Register version (88 FR 11376)
34-96012
Oct. 11, 2022
2023-01
Order Determining Whistleblower Award Claim