33-11021, 34-93925, IA-5938, IC-34466
Jan. 6, 2022
Adjustments to Civil Monetary Penalty Amounts
Federal Register version (87 FR 1808)
34-93812
Dec. 17, 2021
2022-21
Order Determining Whistleblower Award Claim
33-11014, 34-93785
Dec. 15, 2021
Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2022
See Also -
Fact Sheet
Federal Register version (86 FR 72300)
34-93768
Dec. 14, 2021
S7-14-11
Credit Risk Retention-Notification of Determination of Review
See Also -
34-73407.pdf , Proposed Rule Release Nos. 34-70277 , 34-64603 , Credit Risk Retention
Federal Register version (86 FR 71810)
34-93726
Dec. 7, 2021
2022-20
Order Determining Whistleblower Award Claim
34-93685
Dec. 1, 2021
2022-19
Order Determining Whistleblower Award Claim
34-93648
Nov. 23, 2021
2022-18
Order Determining Whistleblower Award Claim
PA-57A
Nov. 22, 2021
S7-14-21
Privacy Act of 1974; System of Records; Correction
Comments Due: December 29, 2021
View Received Comments
Federal Register version (86 FR 71117)
34-93637
Nov. 22, 2021
2022-16
Order Determining Whistleblower Award Claim
34-93636
Nov. 22, 2021
2022-15
Order Determining Whistleblower Award Claim
34-93635
Nov. 22, 2021
2022-17
Order Determining Whistleblower Award Claim
34-93604
Nov. 18, 2021
2022-14
Order Determining Whistleblower Award Claim
33-11007, 34-93573
Nov. 15, 2021
265-28
Investor Advisory Committee Meeting
View Received Comments
Federal Register version (86 FR 64569)
34-93569
Nov. 12, 2021
2022-13
Order Determining Whistleblower Award Claim
34-93547
Nov. 10, 2021
2022-12
Order Determining Whistleblower Award Claim
34-93511
Nov. 2, 2021
Financial Industry Regulatory Authority, Inc.
See Also -
FBI Compact Officer Approval Letter , FINRA Incoming Fingerprint Plan Cover Letter
Federal Register version (86 FR 61801)
34-93478
Oct. 29, 2021
Order Regarding Initial Margin Computation for Citigroup Global Markets Inc.
34-93480
Oct. 29, 2021
Order Regarding Initial Margin Computation for Goldman Sachs & Co. LLC
34-93477
Oct. 29, 2021
Order Regarding Initial Margin Computation for Goldman Sachs Financial Markets, L.P.
34-93476
Oct. 29, 2021
Order Regarding Initial Margin Computation for Nomura Global Financial Products Inc.
34-93479
Oct. 29, 2021
Order Regarding Net Capital and Initial Margin Computations for Jefferies Financial Services, Inc.
34-93475
Oct. 29, 2021
Order Regarding Net Capital and Initial Margin Computations for Morgan Stanley Capital Services LLC