Speeches and Statements

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

Speeches and Statements RSS Feed
Date Title Speaker Type
A Crowd of Angels: Remarks before the Small Business Capital Formation Advisory Committee Commissioner Hester M. Peirce
Speech
Remarks to the Small Business Capital Formation Advisory Committee Commissioner Mark T. Uyeda
Speech
Lane Drifting: Remarks at the Hoover Monetary Policy Conference Commissioner Hester M. Peirce
Speech
Staff Statement on Issuer Disclosure and Reporting Obligations in Light of Rule 102(e) Order against BF Borgers CPA PC

Division of Corporation Finance
Office of the Chief Accountant

 Statement
New Registered Fund Statistics Report Chair Gary Gensler
Statement
Remarks at the 43rd Annual Small Business Forum
Catching up with Small Caps: Lessons Learned from Going Public and Staying Public 		Commissioner Jaime Lizárraga
Speech
Earthquakes, Eclipses, and Enigmas: Remarks at the SEC’s 43nd Annual Small Business Forum – Catching up with Small Caps: Lessons learned going public and staying public Commissioner Hester M. Peirce
Speech
Remarks at the 43rd Annual Small Business Forum Commissioner Mark T. Uyeda
Speech
Prepared Remarks Before the 2024 43rd Annual Small Business Forum Chair Gary Gensler
Speech
AMPLIFYING VOICES: Opening Remarks at the SEC’s Small Business Forum Stacey Bowers, Director, Office of the Advocate for Small Business Capital Formation
Speech
Remarks at Program on Corporate Compliance and Enforcement Spring Conference 2024 Gurbir S. Grewal, Director, Division of Enforcement
Speech
There’s Got to Be a Better Way: Statement of Dissent Regarding Wayzata Investment Partners LLC Commissioner Hester M. Peirce
Statement
Comment on FinCEN’s AML/CFT Program and SAR Filing for Registered Investment Advisers and Exempt Reporting Advisers Proposal Commissioner Hester M. Peirce
Statement
Office Hours with Gary Gensler: U.S. Treasury Markets Chair Gary Gensler
Video Transcript
Pourquoi Pas? Securities Regulation and the American Dream: Remarks before the Association of Private Enterprise Education Commissioner Hester M. Peirce
Speech
Filling the Gap: Comments on the Proposal to Amend FINRA’s Codes of Arbitration Procedure and Code of Mediation Procedure to Modify the Qualifications for Representatives in Arbitrations and Mediations Commissioner Hester M. Peirce
Statement
Statement on Jury’s Verdict in Trial of Matthew Panuwat

Gurbir S. Grewal

Director, Division of Enforcement

 Statement
Statement on Jury’s Verdict in Trial of Terraform Labs PTE Ltd. and Do Kwon

Gurbir S. Grewal

Director, Division of Enforcement

 Statement
Remarks at SEC Speaks 2024 Sanjay Wadhwa, Deputy Director, Division of Enforcement
Speech
Remarks at SEC Speaks 2024 Gurbir S. Grewal, Director, Division of Enforcement
Speech
We Will Rock You: The Small but Mighty Office of the Advocate for Small Business Capital Formation Stacey Bowers, Director, Office of the Advocate for Small Business Capital Formation
Speech
Remarks at SEC Speaks 2024 Division of Examinations Panel Richard Best, Director, Division of Examinations
Speech
“U.S. Capital Markets and the Public Good” Prepared Remarks before SEC Speaks Chair Gary Gensler
Speech
At the SEC: Nothing but Crickets Remarks at SEC Speaks Commissioner Hester M. Peirce
Speech
Remarks at the “SEC Speaks” Conference 2024 Commissioner Mark T. Uyeda
Speech
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