Speeches and Statements

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

Speeches and Statements RSS Feed
Date Title Speaker Type
Keynote Address: Investment Adviser Association Investment Adviser Compliance Conference/2012 Commissioner Daniel M. GallagherU.S. Securities and Exchange Commission Speech
Keynote Address at PLI - Eleventh Annual Institute on Securities Regulation in Europe Meredith CrossDirector, Division of Corporation Finance
U.S. Securities and Exchange Commission 		Speech
Testimony before the Subcommittee on Financial Services and General Government Committee on Appropriations United States House of Representatives Mary L. Schapiro
Testimony
Ongoing Regulatory Reform in the Global Capital Markets Commissioner Daniel M. GallagherU.S. Securities and Exchange Commission Speech
“Broker-Dealer Anti-Money Laundering Compliance – Learning Lessons from the Past and Looking to the Future” David W. BlassChief Counsel, Division of Trading and Markets
U.S. Securities and Exchange Commission 		Speech
Remarks at The SEC Speaks in 2012 Commissioner Elisse B. Walter Speech
Remarks at “The SEC Speaks in 2012” Commissioner Daniel M. Gallagher U.S. Securities & Exchange Commission Speech
Shining a Light on Expenditures of Shareholder Money Commissioner Luis A. Aguilar U.S. Securities and Exchange Commission Speech
Remarks at “The SEC Speaks in 2012” Commissioner Troy A. Paredes U.S. Securities & Exchange Commission Speech
Speech by SEC Chairman: Remarks at the Practising Law Institute’s SEC Speaks Chairman Mary L. Schapiro U.S. Securities and Exchange Commission Speech
Remarks at the Credit Suisse Global Equity Trading Forum Commissioner Daniel M. Gallagher Speech
Slide Presentation (PDF): SEC Staff Review of Common Financial Reporting Issues Facing Smaller Issuers, PCAOB Forums on Auditing in the Small Business Environment Craig Olinger Speech
Remarks Before the PLI Investment Management Institute 2012 Eileen P. Rominger Director, Division of Investment Management
U.S. Securities and Exchange Commission 		Speech
Slide Presentation (PDF): SEC Staff Review of Common Financial Reporting Issues Facing Smaller Issuers, PCAOB Forums on Auditing in the Small Business Environment Craig Olinger Speech
Statement by SEC Commissioner Regarding New Appointment to the PCAOB Board Commissioner Luis A. Aguilar U.S. Securities and Exchange Commission Statement
Speech by SEC Staff: Remarks on News Conference Call About Case Against Credit Suisse Investment Bankers Robert Khuzami Director of the SEC’s Division of Enforcement
U.S. Securities and Exchange Commission 		Speech
Speech by SEC Staff: Remarks at the Compliance Outreach Program Carlo V. di Florio Director, Office of Compliance Inspections and Examinations
U.S. Securities and Exchange Commission* 		Speech
Speech by SEC Staff: Remarks at Joint News Conference to Announce RMBS Working Group Robert KhuzamiDirector of the SEC’s Division of Enforcement
U.S. Securities and Exchange Commission 		Speech
Testimony on "Examining the Impact of the Volcker Rule on Markets, Businesses, Investors and Job Creation" Mary L. Schapiro
Testimony
Speech by SEC Staff: News Conference Remarks Robert KhuzamiDirector of the SEC’s Division of Enforcement
U.S. Securities and Exchange Commission 		Speech
Remarks at the SRO Outreach Conference Commissioner Daniel M. GallagherU.S. Securities and Exchange Commission Speech
Statement at Open Meeting on 2012 PCAOB Budget and Accounting Support Fee Commissioner Luis A. Aguilar Statement
Statement at Open Meeting on 2012 PCAOB Budget and Accounting Support Fee Commissioner Daniel M. Gallagher Statement
Opening Statement at SEC Open Meeting: PCAOB Proposed Budget and Accounting Support Fee for 2012 Chairman Mary Schapiro Statement
Public Statement by SEC Staff: Recent Policy Change Robert KhuzamiDirector of the SEC’s Division of Enforcement
U.S. Securities and Exchange Commission 		Statement
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