March 19, 2012
Public Statement by SEC Staff: Commission Credits Individual Under Cooperation Initiative
Robert KhuzamiDirector, Division of Enforcement
U.S. Securities and Exchange Commission
Statement
March 19, 2012
Remarks at the 2012 Mutual Funds and Investment Management Conference
Commissioner Elisse B. WalterU.S. Securities and Exchange Commission
Speech
March 16, 2012
Public Statement by Commissioner: Investor Protection is Needed for True Capital Formation: Views on the JOBS Act
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission
Statement
March 15, 2012
Speech by SEC Chairman: Remarks at the Society of American Business Editors and Writers (SABEW) Annual Convention
Chairman Mary L. SchapiroU.S. Securities and Exchange Commission
Speech
March 15, 2012
Speech by Commissioner: Why Seniors Are More Vulnerable Now As Targets for Financial Abuse
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission
Speech
March 8, 2012
Keynote Address: Investment Adviser Association Investment Adviser Compliance Conference/2012
Commissioner Daniel M. GallagherU.S. Securities and Exchange Commission
Speech
March 8, 2012
Keynote Address at PLI - Eleventh Annual Institute on Securities Regulation in Europe
Meredith CrossDirector, Division of Corporation Finance
U.S. Securities and Exchange Commission
Speech
March 6, 2012
Testimony before the Subcommittee on Financial Services and General Government Committee on Appropriations United States House of Representatives
Mary L. Schapiro
Testimony
March 5, 2012
Ongoing Regulatory Reform in the Global Capital Markets
Commissioner Daniel M. GallagherU.S. Securities and Exchange Commission
Speech
Feb. 29, 2012
“Broker-Dealer Anti-Money Laundering Compliance – Learning Lessons from the Past and Looking to the Future”
David W. BlassChief Counsel, Division of Trading and Markets
U.S. Securities and Exchange Commission
Speech
Feb. 24, 2012
Remarks at The SEC Speaks in 2012
Commissioner Elisse B. Walter
Speech
Feb. 24, 2012
Remarks at “The SEC Speaks in 2012”
Commissioner Daniel M. Gallagher
U.S. Securities & Exchange Commission
Speech
Feb. 24, 2012
Shining a Light on Expenditures of Shareholder Money
Commissioner Luis A. Aguilar
U.S. Securities and Exchange Commission
Speech
Feb. 24, 2012
Remarks at “The SEC Speaks in 2012”
Commissioner Troy A. Paredes
U.S. Securities & Exchange Commission
Speech
Feb. 24, 2012
Speech by SEC Chairman: Remarks at the Practising Law Institute’s SEC Speaks
Chairman Mary L. Schapiro
U.S. Securities and Exchange Commission
Speech
Feb. 17, 2012
Remarks at the Credit Suisse Global Equity Trading Forum
Commissioner Daniel M. Gallagher
Speech
Feb. 9, 2012
Slide Presentation (PDF): SEC Staff Review of Common Financial Reporting Issues Facing Smaller Issuers, PCAOB Forums on Auditing in the Small Business Environment
Craig Olinger
Speech
Feb. 9, 2012
Remarks Before the PLI Investment Management Institute 2012
Eileen P. Rominger
Director, Division of Investment Management
U.S. Securities and Exchange Commission
Speech
Feb. 8, 2012
Slide Presentation (PDF): SEC Staff Review of Common Financial Reporting Issues Facing Smaller Issuers, PCAOB Forums on Auditing in the Small Business Environment
Craig Olinger
Speech
Feb. 3, 2012
Statement by SEC Commissioner Regarding New Appointment to the PCAOB Board
Commissioner Luis A. Aguilar
U.S. Securities and Exchange Commission
Statement
Feb. 1, 2012
Speech by SEC Staff: Remarks on News Conference Call About Case Against Credit Suisse Investment Bankers
Robert Khuzami
Director of the SEC’s Division of Enforcement
U.S. Securities and Exchange Commission
Speech
Jan. 31, 2012
Speech by SEC Staff: Remarks at the Compliance Outreach Program
Carlo V. di Florio
Director, Office of Compliance Inspections and Examinations
U.S. Securities and Exchange Commission*
Speech
Jan. 27, 2012
Speech by SEC Staff: Remarks at Joint News Conference to Announce RMBS Working Group
Robert KhuzamiDirector of the SEC’s Division of Enforcement
U.S. Securities and Exchange Commission
Speech
Jan. 18, 2012
Testimony on "Examining the Impact of the Volcker Rule on Markets, Businesses, Investors and Job Creation"
Mary L. Schapiro
Testimony
Jan. 18, 2012
Speech by SEC Staff: News Conference Remarks
Robert KhuzamiDirector of the SEC’s Division of Enforcement
U.S. Securities and Exchange Commission
Speech