Press Releases

Official announcements highlighting recent actions taken by the SEC and other newsworthy information.  To view Press Releases prior to 2012, view the Press Release Archive.

Press Releases RSS Feed
Date Headline Release No.
SEC Encourages Investors to Plan for Their Financial Future During Financial Capability Month 2024-43
SEC Adopts Reforms Relating to Investment Advisers Operating Exclusively Through the Internet 2024-42
SEC Seeks Candidates for Investor Advisory Committee 2024-41
SEC Charges Former Arista Networks Chairman Andy Bechtolsheim with Insider Trading 2024-40
SEC’s OMWI FY 2023 Annual Report Highlights the Agency’s Diversity, Equity, Inclusion and Accessibility Initiatives and Progress 2024-39
SEC, NASAA, and Georgia Secretary of State to Host Investor Roundtables at University of North Georgia and Dalton State College 2024-38
Genesis Agrees to Pay $21 Million Penalty to Settle SEC Charges 2024-37
SEC Charges Two Investment Advisers with Making False and Misleading Statements About Their Use of Artificial Intelligence 2024-36
SEC Charges 17 Individuals in $300 Million Crypto Asset Ponzi Scheme Targeting the Latino Community 2024-35
SEC Charges Tallgrass Energy’s Former Board Member Roy Cook and Four Others with Insider Trading in Advance of Blackstone Acquisition 2024-34
SEC Charges Skechers with Making Undisclosed Payments to Executives’ Family Members 2024-33
SEC Adopts Amendments to Enhance Disclosure of Order Execution Information 2024-32
SEC Adopts Rules to Enhance and Standardize Climate-Related Disclosures for Investors 2024-31
SEC Charges Advisory Firm HG Vora for Disclosure Failures Ahead of Ryder Acquisition Bid 2024-30
SEC Charges Lordstown Motors with Misleading Investors about Company’s Flagship Electric Vehicle 2024-29
SEC Investor Advisory Committee to Discuss Proposals to Improve Equity Market Structure and Examine the Use of Materiality as a Disclosure Standard 2024-28
SEC Announces Departure of William Birdthistle; Natasha Vij Greiner Named Director of the Division of Investment Management 2024-27
SEC Charges Former Alfi CEO Paul Pereira with Fraud for Making False Statements on Social Media 2024-26
SEC Updates Ethics Rules Governing Securities Trading by Agency Personnel 2024-25
SEC Charges Husband of Energy Company Manager with Insider Trading 2024-24
SEC Small Business Advisory Committee to Discuss the Accredited Investor Definition and the State of the IPO Market 2024-23
SEC Charges TIAA Subsidiary for Failing to Act in the Best Interest of Retail Customers 2024-22
SEC Publishes Annual Staff Report on Nationally Recognized Statistical Rating Organizations 2024-21
SEC Charges Van Eck Associates for Failing to Disclose Influencer’s Role in Connection with ETF Launch 2024-20
SEC Proposes Rule to Update Definition of Qualifying Venture Capital Funds 2024-19
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