Press Releases

Official announcements highlighting recent actions taken by the SEC and other newsworthy information.  To view Press Releases prior to 2012, view the Press Release Archive.

Press Releases RSS Feed
Date Headline Release No.
SEC Investor Advisory Committee to Examine the Disclosure of AI’s Impact on Company Operations; and Retail Investor Fraud in America at March 6 Meeting 2025-45
SEC Charges Alan Burak, Founder of Never Alone Capital, with Fraud 2025-44
SEC Extends Compliance Dates and Provides Temporary Exemption for Rule Related to Clearing of U.S. Treasury Securities 2025-43
SEC Announces Cyber and Emerging Technologies Unit to Protect Retail Investors 2025-42
SEC Announces 44th Annual Small Business Forum to Impact Capital-Raising Policy 2025-41
SEC Seeks Candidates for Membership on the Investor Advisory Committee 2025-40
SEC Charges One Oak Capital Management and Michael DeRosa with Breaching Fiduciary Duties to Clients 2025-39
Exemption From the Requirement to Report Certain Personally Identifiable Information to the Consolidated Audit Trail 2025-38
Exemption From Exchange Act Rule 13f-2 and Related Form SHO 2025-37
Acting Chairman Mark T. Uyeda Announces Executive Staff and Other Appointments 2025-36
SEC Small Business Advisory Committee to Continue Discussing Challenges Facing Emerging Fund Managers, and Explore Hurdles for Small Public Companies Not Listed on a National Securities Exchange 2025-35
Acting Chairman Mark T. Uyeda Names Natalia Díez Riggin as Senior Advisor and Acting Director of Legislative and Intergovernmental Affairs 2025-34
Extension of Form PF Amendments Compliance Date 2025-33
SEC Publishes Annual Staff Report on Nationally Recognized Statistical Rating Organizations 2025-32
Acting Chairman Mark T. Uyeda Names Acting Senior Staff 2025-31
SEC Crypto 2.0: Acting Chairman Uyeda Announces Formation of New Crypto Task Force 2025-30
Mark T. Uyeda Named Acting Chairman of the SEC 2025-29
SEC Announces Departure of Acting Enforcement Director Sanjay Wadhwa 2025-28
SEC Charges Arete Wealth Broker-Dealer and Advisory Firms, Their Chief Compliance Officer, and Several Representatives in Connection With Illegal Securities Offering 2025-27
SEC Announces Record Enforcement Actions Brought in First Quarter of Fiscal Year 2025 2025-26
SEC Announces Departure of Public Affairs Head Scott Schneider 2025-25
SEC Policy Director Corey Klemmer to Step Down 2025-24
SEC Announces Departure of Chief of Staff Amanda Fischer 2025-23
SEC Charges Digital Currency Group and Soichiro “Michael” Moro, Former CEO of Genesis Global Capital, for Misleading Investors about Genesis’s Financial Condition 2025-22
Vanguard to Pay More Than $100 Million to Resolve Violations Related to Target Date Retirement Funds 2025-21
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