What’s New on the SEC Website
October 29, 2020
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
ALJ Initial Decisions
- Randall Goulding, Esq. (Release No. ID-1404; File No. 3-19697)
Litigation
Administrative Proceedings
- Bethany Liou and Golden California Regional Center, LLC (Release No. 34-90285; File No. 3-19597)
- Steven L. Henning, CPA (Release Nos. 34-90281, AAER-4192; File No. 3-20140)
Commission Opinions and Orders
- Cliffe R. Bodden (Release Nos. 33-10883, 34-90283; File No. 3-17549)
- Microcap Mangagement LLC; Bayside Realty Holdings LLC; and Meadpoint Venture Partners, LLC (Release Nos. 33-10882, 34-90282; File No. 3-17548)
- Fusion Pharm, Inc. (Release Nos. 33-10881, 34-90280; File No. 3-17545)
News and Public Statements
Press Releases
- SEC Issues Agenda for Nov. 5 Special Meeting of the Asset Management Advisory Committee (Release No. 2020-272)
- Raquel Fox, Director of the Office of International Affairs, to Depart SEC (Release No. 2020-271)
- SEC Awards Over $10 Million to Whistleblower (Release No. 2020-270)
Regulatory Actions
Other Commission Orders, Notices, and Information
- Whistleblower Award Proceeding (Release No. 34-90284)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- NYSE Arca: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Alger Mid Cap 40 ETF and Alger 25 ETF under Rule 8.900-E, Managed Portfolio Shares (Release No. 34-90286; File No. SR-NYSEArca-2020-80)