Meetings & Events
This page provides a schedule of the upcoming meetings of the Commission, public appearances of senior SEC officials, and other events. Contact information is provided for additional information. Please note that all events are subject to change. See Past Meetings & Events.
All times appearing below are listed in Eastern Time unless otherwise noted.
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SEC Meetings and Other Events
Open Meeting
The Commission will consider whether to propose amendments to Regulation NMS under the Securities Exchange Act of 1934, including the trade-through rule for NMS stocks, the provision regarding locking and crossing quotations for NMS stocks, and certain defined terms as well as amendments to make conforming changes to other related provisions. -
SEC Meetings and Other Events
2026 Compliance Outreach Program Regional Seminar for Investment Advisers and Investment Companies (New York)
The SEC's New York Regional Office is hosting a virtual compliance outreach seminar for New York-area investment advisers and investment companies. SEC examinations and enforcement staff will discuss a range of topics, and the event will feature a panel on new registrant exams.