What’s New on the SEC Website
October 27, 2020
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
About the SEC
Forms
- Form MA Application for Municipal Advisor Registration Annual Update of Municipal Advisor Registration Amendment of a Prior Application for Registration (July 6, 2018)
News
Public Statements
- Statement on Tenure of William Hinman as Director of the Division of Corporation Finance, by Chairman Jay Clayton
Press Releases
Litigation
Litigation Releases
- John A. Paulsen (Release No. LR-24953)
- Alex Forester, Michael Hicks, Yarden Krampf, Christopher Lee, Sean O'Neal, Michael Raynor, and Lee Sobel (Release No. LR-24952)
Regulatory Actions
Investment Company Act Notices and Orders
- Frost Family of Funds and Frost Investment Advisors, LLC (Release No. IC-34074; File No. 812-15142)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- EMERALD: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Establish Market Data Fees (Release No. 34-90274; File No. SR-EMERALD-2020-13); see also Exhibit 5