What’s New on the SEC Website
October 5, 2020
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Nicholas Tornello, CPA (Release Nos. 34-90089, AAER-4184; File No. 3-20117)
- Phillip Timothy Howard, Esq. (Release No. IA-5605; File No. 3-20116)
Commission Opinions and Orders
- Securities Industry, Financial Markets Association and Bloomberg L.P. (Release No. 34-90087; File Nos. 3-15351)
News and Public Statements
Commission Open Meetings
Press Releases
- SEC Charges John McAfee With Fraudulently Touting ICOs (Release No. 2020-246)
- SEC Staff Releases Report on U.S. Credit Market Interconnectedness and the Effects of the COVID-19 Economic Shock (Release No. 2020-245)
- SEC’s Messages for World Investor Week 2020 (Release No. 2020-244)
Speeches and Public Statements
- Remarks at Meeting of the Fixed Income Market Structure Advisory Committee by Chairman Jay Clayton
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Update its Fees Schedule in Connection with the Exchange's Plans to List and Trade Options on the S&P 500 ESG Index ("SPESG") (Release No. 34-90093; File No. SR-CBOE-2020-088); see also Exhibit 5
- NSCC: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Enhance the Insurance and Retirement Processing Services to Provide for a New Centralized Repository and Transactional Platform Called "Insurance Information Exchange" and Make Certain Clarification Changes to the NSCC Rules & Procedures. (Release No. 34-90092; File No. SR-NSCC-2020-017); see also Exhibit 3 and Exhibit 5
- NYSE: Notice of Filing of Proposed Rule Change to Adopt New Rule 8.601 (Active Proxy Portfolio Shares) and Rule 8.900 (Managed Portfolio Shares), Amend the Preamble to Rule 8P, and Amend Section 302.00 of the Listed Company Manual (Release No. 34-90091; File No. SR-NYSE-2020-77); see also Exhibit 5
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Rules 10.9261 and 10.9830 with Recent Changes by the Financial Industry Regulatory Authority, Inc. (Release No. 34-90088; File No. SR-NYSEArca-2020-85)