What’s New on the SEC Website
September 22, 2020
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Divisions
Division of Corporation Finance
Staff No-Action, Interpretive & Exemptive Letters
Litigation
Administrative Proceedings
- Eliseo Sampayo (Release Nos. 34-89961, IA-5588; File No. 3-20047; September 22, 2020)
- Stratabase (Release No. 34-89951; File No. 3-20042; September 22, 2020)
- Travco, Inc. (Release No. 34-89950; File No. 3-20041; September 22, 2020)
- Credit Suisse Securities (USA) LLC (Release Nos. 34-89947, IA-5587; File No. 3-20040; September 22, 2020)
- Progreen Us, Inc. (Release No. 34-89945; File No. 3-20038; September 21, 2020)
- Integral Technologies, Inc. (Release No. 34-89943; File No. 3-20037; September 21, 2020)
- Zenergy Brands, Inc. (Release No. 34-89940; File No. 3-20034; September 21, 2020)
- HK eBus Corporation (Release No. 34-89938; File No. 3-20033; September 21, 2020)
- A La Carte Charts Corp., Iron Sands Corp. and TOPAW, Inc. (Release No. 34-89934; File No. 3-19387; September 21, 2020)
- Agora Holdings, Inc. (Release No. 34-89933; File No. 3-19930; September 21, 2020)
Litigation Releases
- Verley Lee Sembritzky, Jr., Bounty of the Ocean Inc., and Ocean Harvest LLC (Release No. LR-24910; Sep. 22, 2020)
- Yinghang "James" Yang and Yuanbiao Chen (Release No. LR-24909; Sep. 22, 2020)
Trading Suspensions
- Progreen US, Inc. (Release No. 34-89946; September 21, 2020)
See also Order - Integral Technologies, Inc. (Release No. 34-89944; September 21, 2020)
See also Order - Zenergy Brands, Inc. (Release No. 34-89941; September 21, 2020)
See also Order - HK eBus Corporation (Release No. 34-89939; September 21, 2020)
See also Order
News and Public Statements
Commission Open Meetings
Speeches
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- DTC: Notice of Filing of Proposed Rule Change to Amend Rule 4 (Release No. 34-89952; File No. SR-DTC-2020-011; September 22, 2020); see also Exhibit 5
- ICC: Order Approving Proposed Rule Change Relating to the ICC Risk Management Model Description (Release No. 34-89948; File No. SR-ICC-2020-010; September 22, 2020)
- NSCC: Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Illiquid Securities and UITs and Make Certain Other Changes to Procedure XV (Release No. 34-89949; File No. SR-NSCC-2020-003; September 22, 2020)
- NYSE: Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend NYSE Rule 122 (Release No. 34-89962; File No. SR-NYSE-2020-66; September 22, 2020)