What’s New on the SEC Website
September 21, 2020
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
ALJ Orders
- Loyal Source Market Services, et al. (Release No. AP-6789; File No. 3-20022)
- Crest Radius, et al. (Release No. AP-6788; File No. 3-20021)
Litigation
Commission Opinions and Orders
- Consolidated Arbitration Applications Financial Industry Regulatory Authority (Release No. 34-89932; File Nos. 3-18616, 3-18617, 3-18877, 3-18879)
- Bruce Zipper and Dakota Securities International, Inc. (Release No. 34-89930; File No. 3-19138)
- Gopi Krishna Vungarala (Release No. 34-89928; File No. 3-18881)
News and Public Statements
Press Releases
- SEC Charges Ponzi Scheme Targeting U.S. Military Service Members (Release No. 2020-216)
- SEC Issues $2.4 Million Whistleblower Award (Release No. 2020-215)
Regulatory Actions
Exemptive Orders
- Order Granting Application of MEMX LLC for a Limited Exemption from Exchange Act Rule 10b-10(a)(2)(i)(A) pursuant to Rule 10b-10(f) ("Release No. 34-89226" )
Other Commission Orders, Notices, and Information
- Order Determining Whistleblower Award Claim (File No. 2020-32; Date: 2020-09-21)