Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort descending	Respondents
Aug. 14, 2014	Joseph D. Stilwell Release No. LR-23067 See Also: Order to Show Cause , Application and Memorandum
Aug. 13, 2014	Sage Advisory Group, LLC and Benjamin Lee Grant Release No. LR-23066
Aug. 13, 2014	Garber et al. (Corrected) Release No. LR-23065
Aug. 11, 2014	BIH Corporation, et al. Release No. LR-23064
Aug. 8, 2014	Julian R. Brown and Alliance Investment Management Limited Release No. LR-23063 See Also: SEC Complaint
Aug. 8, 2014	AIC, Inc., et al., Release No. LR-23062
Aug. 7, 2014	Anthony G. Blumberg Release No. LR-23061 See Also: SEC Complaint
Aug. 7, 2014	Rudolf D. Pameijer, et al. Release No. LR-23060
Aug. 4, 2014	Walter Ng, Kelly Ng, Bruce Horwitz, and The Mortgage Fund, LLC Release No. LR-23059
Aug. 4, 2014	John Thornes, Defendant, and Christopher Burnell, Kyle Larick, and Doreen Thornes, Relief Defendants Release No. LR-23058 See Also: SEC Complaint
Aug. 1, 2014	Robert Hurd, Your Best Memories International Inc. and Kenneth Gross Release No. LR-23057
Aug. 1, 2014	Robert Glenn Bard, et al. Release No. LR-23056
Aug. 1, 2014	M. "Shi" Shailendra Release No. LR-23055 See Also: SEC Complaint
Aug. 1, 2014	Freedom Foundation, et al. Release No. LR-23054 See Also: SEC Complaint
July 31, 2014	Donna Jessee Tucker Release No. LR-23053 See Also: SEC Complaint
July 29, 2014	MSGI Technology Solutions, Inc., and J. Jeremy Barbera Release No. LR-23052 See Also: SEC Complaint
July 25, 2014	Volt Information Sciences, Inc. and Debra L. Hobbs; Jack J. Egan, Jr. Release No. LR-23051, AAER-3569 and AAER-3570, AAER-3569
July 24, 2014	International Stock Transfer Inc and Cecil Frederick Speight Release No. LR-23050 See Also: SEC Complaint
July 22, 2014	Cedric Cañas Maillard, et al. Release No. LR-23048
July 22, 2014	Kevin McGrath Release No. LR-23049
July 18, 2014	Christopher Plummer, Lex M. Cowsert, and CytoGenix, Inc. Release No. LR-23047 See Also: SEC Complaint
July 17, 2014	Abraxas J. Discala, Marc E. Wexler, Matthew A. Bell, Craig L. Josephberg, and Ira Shapiro Release No. LR-23046 See Also: SEC Complaint
July 16, 2014	Patrick G. Rooney and Solaris Management, LLC Release No. LR-23045
July 15, 2014	Bernard H. Butts, Jr., Fotios Geivelis, Jr., also known as Frank Anastasio, Worldwide Funding III Limited LLC, Douglas J. Anisky, Sidney Banner, Express Commercial Capital LLC, James Baggs (Defendants), Bernard H. Butts, Jr. PA, Butts Holding Corporation, Margaret A. Hering, Global Worldwide Funding Ventures, Inc., and PW Consulting Group LLC (Relief Defendants) Release No. LR-23044
July 11, 2014	Robert G. Pearson and Illinois Stock Transfer Company (d/b/a/ ist Shareholder Services) Release No. LR-23043
July 11, 2014	Tyson D. Williams and Stanley D. Parrish Release No. LR-23042
July 11, 2014	Michael Affa, Andrew Affa, Mitchell Brown, Christopher Putnam, and Christopher Nix Release No. LR-23041 See Also: SEC Complaint
July 11, 2014	Eric McPhail, et al. Release No. LR-23040 See Also: SEC Complaint
July 8, 2014	John Babikian Release No. LR-23039
July 7, 2014	Mark A. Jackson and James J. Ruehlen Release No. LR-23038, AAER-3564
July 3, 2014	Bruce Alpert Release No. LR-23037
July 2, 2014	Todd A. Duckson, et al. Release No. LR-23036
June 30, 2014	Marcus Luna, Nathan Montgomery, Adam Daskivich, David Murtha, St. Paul Venture Fund LLC, Minnesota Venture Capital, Inc., Real Estate of Minnesota, Inc., Matrix Venture Capital, Inc. Release No. LR-23035
June 30, 2014	OM Investment Management LLC et al. Release No. LR-23034
June 27, 2014	AutoChina International Limited, Hui Kai Yan, Rui Ge Dong, Victory First Limited, Rainbow Yield Limited, Yong Qi Li, Ai Xi Ji, Ye Wang, Zhong Wen Zhang, Li Xin Ma, Yong Li Li, and Shu Ling Li Release No. LR-23033
June 26, 2014	Cheryl L. Robinson Release No. LR-23032 See Also: SEC Complaint
June 25, 2014	Daryl M. Payton and Benjamin Durant III Release No. LR-23031 See Also: SEC Complaint
June 24, 2014	Vineet Kalucha et al. Release No. LR-23030
June 24, 2014	Thomas Gaffney et al. Release No. LR-23029
June 24, 2014	Mark Balbirer Release No. LR-23028
June 24, 2014	Lance T. Berger Release No. LR-23027
June 23, 2014	Weston Capital Asset Management LLC, et al. Release No. LR-23026 See Also: SEC Complaint
June 17, 2014	John Lazorchak, et al. Release No. LR-23024
June 16, 2014	Scott Valente et al. Release No. LR-23023
June 13, 2014	Saleem Khan, et al. Release No. LR-23022 See Also: SEC Complaint
June 13, 2014	Lawrence P. Schmidt, Commercial Equity Partners, Ltd, FutureGen Company (d/b/a FutureGen Capital), FGC Distressed Assets Investment #1, LLC; FutureGen Capital DDA CG Fund LLC; FGC Tax Lien Fund #2, LLC; FGC Trading Fund #1 LLC; FGC SPE NO 1 LLC; FGC SPE NO 2 LLC; and FGC CM Note Fund LLC Release No. LR-23021
June 12, 2014	Luis Chang and Everbright Development Overseas Limited Release No. LR-23020 See Also: SEC Complaint
June 11, 2014	Robert Hurd, Your Best Memories International Inc. and Kenneth Gross Release No. LR-23019
June 10, 2014	Michael J. Baron Release No. LR-23018 See Also: SEC Complaint
June 10, 2014	Henry Morris, et al. Release No. LR-23017
June 10, 2014	E-Monee.com, Inc. et al. Release No. LR-23016
June 5, 2014	Charles J. Dushek, et al. Release No. LR-23015
June 4, 2014	Giuseppe Pino Baldassarre, Robert Mouallem, and Malcolm Stockdale Release No. LR-23014
June 4, 2014	Arrowood Release No. LR-23013
June 3, 2014	Scott Valente and The ELIV Group, LLC Release No. LR-23012 See Also: SEC Complaint
June 2, 2014	Nelson J. Obus, Peter F. Black, Thomas Bradley Strickland, et. al. Release No. LR-23011
May 30, 2014	Steven McCraw Release No. LR-23010 See Also: SEC Complaint
May 29, 2014	Richard K. Olive and Susan L. Olive Release No. LR-23009
May 29, 2014	Neal V. Goyal, et al. Release No. LR-23008 See Also: SEC Complaint
May 28, 2014	Robert G. Pearson and Illinois Stock Transfer Company d/b/a IST Shareholder Services Release No. LR-23007 See Also: SEC Complaint
May 28, 2014	Inofin, Inc., Michael J. Cuomo, Kevin J. Mann, et al. Release No. LR-23006
May 28, 2014	Gendarme Capital Corporation, et al. Release No. LR-23005
May 27, 2014	Ronald L. Drewery Release No. LR-23004
May 27, 2014	DGSE Companies Inc. and I. John Benson Release No. LR-23003 See Also: SEC Complaint
May 23, 2014	Edward Henderson; Paul Desjourdy; Edward Henderson and Paul Desjourdy; James Wheeler; James Wheeler and MicroHoldings US, Inc.; Michael Lee; Michael Lee and ZipGlobal Holdings, Inc. Release No. LR-23002
May 23, 2014	Frederick J. O’Meally, et al. Release No. LR-23001
May 22, 2014	Kevin McKnight and Stephen C. Bauer; Jeffrey M. Berkowitz; Eric S. Brown; Richard A. Altomare; Billy V. Ray, Jr., Wade Clark, and Urban AG Corporation Release No. LR-23000 See Also: Kevin McKnight and Stephen C. Bauer , Jeffrey M. Berkowitz , Eric S. Brown , Richard A. Altomare , and Urban AG Corporation
May 22, 2014	Glenn Cohen et al. Release No. LR-22999 See Also: SEC Complaint
May 22, 2014	Steven B. Heinz, S.B. Heinz & Associates, Inc. Release No. LR-22998
May 21, 2014	Gaeton S. Della Penna et al. Release No. LR-22997 See Also: SEC Complaint
May 19, 2014	Franklin M. Chu and Daniel J. Lama Release No. LR-22996 See Also: Franklin M. Chu , and Daniel J. Lama
May 16, 2014	Vineet Kalucha et al. Release No. LR-22994
May 16, 2014	Douglas E. Cowgill and Professional Investment Management, Inc. Release No. LR-22995
May 15, 2014	Behrooz Sarafraz Release No. LR-22993 See Also: SEC Complaint
May 13, 2014	TelexFree, Inc. et al. Release No. LR-22992
May 13, 2014	Derek Cohen, Michael Fleischli and Robert Herman Release No. LR-22991 See Also: SEC Complaint
May 13, 2014	Charles Couch and Couch Oil & Gas, Inc. Release No. LR-22990 See Also: SEC Complaint
May 12, 2014	Herbert Richard Lawson, William B. Lawson, and John J. Cerullo Release No. LR-22989 See Also: SEC Complaint
May 9, 2014	Vineet Kalucha et al. Release No. LR-22988
May 7, 2014	John Campani, John Mullin, and Alan Posner Release No. LR-22987
May 7, 2014	S. Paul Kelley, et al. Release No. LR-22986 See Also: SEC Complaint
May 5, 2014	Douglas E. Cowgill and Professional Investment Management, Inc. Release No. LR-22985
May 2, 2014	Allen Ross Smith Release No. LR-22984
April 30, 2014	Barry R. Bekkedam Release No. LR-22983 See Also: SEC Complaint
April 30, 2014	American Pension Services, Inc. and Curtis DeYoung Release No. LR-22982
April 29, 2014	Saridakis, et al. Release No. LR-22981
April 29, 2014	Charles Vista, LLC Release No. LR-22980
April 28, 2014	Guardian Oil & Gas, Inc., Guardian Oil and Natural Gas, Inc., and Rick D. Mullins Release No. LR-22979
April 28, 2014	James L. Erwin and Joint Venture Solutions, Inc. Release No. LR-22978 See Also: SEC Complaint
April 23, 2014	Vitale, et al. Release No. LR-22977 See Also: SEC Complaint
April 23, 2014	Gurudeo Persaud Release No. LR-22976
April 17, 2014	Keith A. Seilhan Release No. LR-22975 See Also: SEC Complaint
April 17, 2014	TelexFree, Inc. et al. Release No. LR-22974 See Also: SEC Complaint
April 16, 2014	Palladino, et al. Release No. LR-22973
April 11, 2014	Timothy J. Coughlin, et al. Release No. LR-22972 See Also: SEC Complaint
April 11, 2014	K2 Unlimited, Inc., 211 Ventures, LLC, Diane Glatfelter, Robert Rice, and Robert Anderson Release No. LR-22971
April 10, 2014	Richard T. Posey Release No. LR-22970
April 8, 2014	JCS Enterprises, Inc. et al. Release No. LR-22969
April 8, 2014	Laird Daniels, CPA Release No. LR-22968, AAER-3549 See Also: SEC Complaint File Number: 3-15825
April 7, 2014	Matthew D. Sample Release No. LR-22967 See Also: SEC Complaint

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