Administrative Proceeding File No. 3-18967

Respondents

LBB & Associates Ltd., LLP Lopez, Carlos, CPA
Release Date Release Number Other Release Numbers Name of Document
34-88140
  • AAER-4116
 Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 4C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice
34-88106 Order
34-87849 Order
34-87507 Order
34-85796 Order
34-85559 Order Regarding the Prehearing Conference
34-85569 Protective Order
34-84983
  • AAER-4014
 Order Instituting Public Administrative Proceedings Pursuant to Section 4C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice, and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Respondents LBB & Associates Ltd., and Carlos Lopez's Answer and Affirmative
Defenses
Order Instituting Public Administrative Proceedings Pursuant to Section 4C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice, and Notice of Hearing
Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 4C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice
Order Regarding the Prehearing Conference
Protective Order
Order
Order
Order
Order

Documents