Administrative Proceeding File No. 3-16213

Respondents

Derrick, David G., Sr.
Release Date Release Number Other Release Numbers Name of Document
33-9960
  • 34-76125
  • AAER-3714
 Order Making Findings and Imposing Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934
AP-2364 Order Staying Proceeding
AP-2299 Notice of Hearing Location
AP-2132 Order Denying Motion for More Definite Statement
AP-2107 Prehearing Scheduling Order
AP-2048 Order
AP-1950 Order Scheduling Hearing and Designating Presiding Judge
33-9669
  • 34-73428
 Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8a of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934
Release Date Release Number Other Release Numbers Name of Document
Answer
Motion for a More Definite Statement
Div's Opposition to Respondent David G. Derrick, Sr.'s Motion for a More Definite Statement
Reply to Commission's (Division) Opposition to Respondent David G. Derrick, Sr.'s Motion for a More Definite Statement
Respondent's Motion for Partial Summary Disposition.
Stipulated Notice of Tentative Settlement and Request for Extension of Deadlines.
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8a of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934
Order Making Findings and Imposing Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934
Order Scheduling Hearing and Designating Presiding Judge
Order
Prehearing Scheduling Order
Order Denying Motion for More Definite Statement
Notice of Hearing Location
Order Staying Proceeding

Documents