Administrative Proceeding File No. 3-15913

Respondents

Wedbush Securities Inc. Jeffrey Bell Christina Fillhart
Release Date Release Number Other Release Numbers Name of Document
34-73653 Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 21C of the Securities Exchange Act of 1934 as to Jeffrey Bell
34-73652
  • IA-3971
 Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934 and Section 203(e) of the Investment Advisers Act of 1940 as to Wedbush Securities Inc.
34-73654 Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 21C of the Securities Exchange Act of 1934 as to Christina Fillhart
AP-1788 Stay Order
AP-1771 Scheduling Order
AP-1750 Scheduling Order
AP-1744 Order Denying Motion to Withhold Documents
AP-1688 Scheduling Order
AP-1628 Prehearing Order
AP-1543 Prehearing Order
AP-1497 Order Scheduling Hearing and Designating Presiding Judge
34-72340
  • IA-3845
 Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934 and Section 203(e) of the Investment Advisers Act of 1940
Release Date Release Number Other Release Numbers Name of Document
Answer of Respondent Christina Fillhart to Order Instituting Proceedings
Answer of Respondent Wedbush Securities Inc. to Order Instituting Proceedings
Respondent Jeffrey Bell's Answer and Defenses to the Order Instituting Public Administrative and Cease-and Desist Proceedings
Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 21C of the Securities Exchange Act of 1934 as to Christina Fillhart
Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 21C of the Securities Exchange Act of 1934 as to Jeffrey Bell
Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934 and Section 203(e) of the Investment Advisers Act of 1940 as to Wedbush Securities Inc.
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934 and Section 203(e) of the Investment Advisers Act of 1940
Order Scheduling Hearing and Designating Presiding Judge
Prehearing Order
Prehearing Order
Scheduling Order
Order Denying Motion to Withhold Documents
Scheduling Order
Scheduling Order
Stay Order

Documents