ALJ Orders
During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.
View orders arranged by date below.
Related Resources
Date Sort ascending | Respondents |
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Release No.
AP-837
File Number:
3-15449
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Release No.
AP-838
File Number:
3-15450
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Release No.
34-70306
File Number:
3-15280
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Release No.
AP-833
File Number:
3-14872
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Release No.
AP-829
File Number:
3-15430
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Release No.
AP-834
File Number:
3-15419
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Release No.
AP-830
File Number:
3-15431
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Release No.
AP-835
File Number:
3-15448
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Release No.
AP-831
File Number:
3-15211
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Release No.
AP-827
File Number:
3-15446
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Release No.
AP-832
File Number:
3-15418
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Release No.
AP-828
File Number:
3-15447
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Release No.
AP-824
File Number:
3-13583
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Release No.
AP-825
File Number:
3-15422
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Release No.
AP-826
File Number:
3-15255
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Release No.
AP-822
File Number:
3-15445
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Release No.
AP-823
File Number:
3-15416
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Release No.
AP-821
File Number:
3-15249
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Release No.
34-70275
File Number:
3-15378
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Release No.
AP-818
File Number:
3-14630
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Release No.
AP-819
File Number:
3-15442
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Release No.
AP-820
File Number:
3-15443
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Release No.
AP-815
File Number:
3-15408
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Release No.
AP-816
File Number:
3-15410
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Release No.
34-70261
File Number:
3-15214
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Release No.
AP-817
File Number:
3-15439
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Release No.
34-70262
File Number:
3-15388
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|
Release No.
AP-814
File Number:
3-15438
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Release No.
AP-813
File Number:
3-15413
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Release No.
AP-808
File Number:
3-15431
|
|
Release No.
AP-812
File Number:
3-15191
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Release No.
AP-809
File Number:
3-15433
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Release No.
AP-810
File Number:
3-15434
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Release No.
AP-811
File Number:
3-15263
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Release No.
AP-807
File Number:
3-15263
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Release No.
AP-806
File Number:
3-15430
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Release No.
AP-805
File Number:
3-15280
|
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Release No.
34-70233
File Number:
3-15378
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Release No.
34-70226
File Number:
3-15379
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Release No.
AP-803
File Number:
3-15406
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Release No.
AP-804
File Number:
3-14999
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Release No.
AP-799
File Number:
3-15415
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Release No.
AP-800
File Number:
3-15417
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Release No.
AP-801
File Number:
3-15419
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|
Release No.
AP-802
File Number:
3-15422
|
|
Release No.
AP-796
File Number:
3-15413
|
|
Release No.
AP-797
File Number:
3-15416
|
|
Release No.
AP-798
File Number:
3-15418
|
|
Release No.
AP-794
File Number:
3-15388
|
|
Release No.
AP-795
File Number:
3-15249
|
|
Release No.
AP-793
File Number:
3-15412
|
|
Release No.
34-70161, IA-3646, IC-30649
File Number:
3-15268
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|
Release No.
AP-791
File Number:
3-15214
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|
Release No.
AP-792
File Number:
3-15404
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Release No.
34-70156
File Number:
3-15387
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Release No.
34-70157
File Number:
3-15386
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Release No.
AP-789
File Number:
3-15168
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Release No.
AP-790
File Number:
3-15168
|
|
Release No.
AP-788
File Number:
3-15383
|
|
Release No.
AP-785
File Number:
3-15382
|
|
Release No.
AP-786
File Number:
3-15389
|
|
Release No.
AP-787
File Number:
3-15191
|
|
Release No.
AP-783
File Number:
3-15280
|
|
Release No.
AP-784
File Number:
3-15249
|
|
Release No.
AP-780
File Number:
3-15006
|
|
Release No.
AP-781
File Number:
3-15408
|
|
Release No.
AP-782
File Number:
3-15410
|
|
Release No.
34-70128
File Number:
3-15371
|
|
Release No.
AP-776
File Number:
3-15378
|
|
Release No.
AP-777
File Number:
3-15388
|
|
Release No.
AP-778
File Number:
3-15406
|
|
Release No.
AP-779
File Number:
3-15235
|
|
Release No.
AP-775
File Number:
3-15263
|
|
Release No.
AP-772
File Number:
3-15386
|
|
Release No.
AP-773
File Number:
3-15387
|
|
Release No.
AP-774
File Number:
3-15381
|
|
Release No.
AP-771
File Number:
3-14862
|
|
Release No.
34-70077
File Number:
3-15328
|
|
Release No.
34-70035
File Number:
3-15368
|
|
Release No.
34-70032
File Number:
3-15360
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Release No.
34-70033
File Number:
3-15363
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|
Release No.
AP-770
File Number:
3-15002
|
|
Release No.
34-70012
File Number:
3-15202
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|
Release No.
34-70013
File Number:
3-15359
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|
Release No.
IA-3632
File Number:
3-15366
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|
Release No.
34-69998
File Number:
3-15312
|
|
Release No.
34-69986
File Number:
3-15355
|
|
Release No.
34-69942
File Number:
3-15335
|
|
Release No.
34-69943
File Number:
3-15352
|
|
Release No.
34-69924
File Number:
3-15019
|
|
Release No.
34-69905
File Number:
3-15305
|
|
Release No.
34-69896
File Number:
3-15294
|
|
Release No.
AP-769
File Number:
3-14853
|
|
Release No.
34-69865
File Number:
3-15325
|
|
Release No.
AP-768
File Number:
3-15116
|
|
Release No.
34-69840
File Number:
3-15319
|
|
Release No.
34-69833
File Number:
3-15301
|
|
Release No.
34-69815
File Number:
3-15128
|
|
Release No.
34-69804
File Number:
3-15281
|
|
Release No.
34-69797
File Number:
3-15340
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