ALJ Orders

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

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Date Sort ascending	Respondents
Sept. 27, 2013	Williamson, Brian Release No. AP-926 File Number: 3-15430
Sept. 27, 2013	HydroGen Corp., et al. Release No. AP-922 File Number: 3-15464
Sept. 27, 2013	Exmocare, Inc. (n/k/a Second Solar, Inc.), First Transaction Management, Inc., et al. Brenda P. Murray, Chief Administrative Law Judge Release No. AP-923 File Number: 3-15455
Sept. 26, 2013	Left Behind Games, Inc. Release No. AP-916 File Number: 3-15522
Sept. 26, 2013	Anhui Taiyang Poultry Co., Inc., a/k/a The Parkview Group, Inc., et al. Release No. AP-917 File Number: 3-15452
Sept. 26, 2013	Timbervest, LLC Shapiro, Joel Barth Boden, Walter William Anthony, III Zell, Donald David, Jr. Jones, Gordon, II Release No. AP-915 File Number: 3-15519
Sept. 26, 2013	Bandimere, David F. Young, John O. Release No. AP-920 File Number: 3-15124
Sept. 26, 2013	Chariot Advisors, LLC Shifman, Elliott L. Release No. AP-918 File Number: 3-15433
Sept. 26, 2013	Pringle, Kiavanni Release No. AP-919 File Number: 3-15442
Sept. 25, 2013	Gatherum, Laurie GEI Financial Services, Inc. Goldstein, Norman Release No. AP-914 File Number: 3-15447
Sept. 25, 2013	Lanbo Financial Group, Inc. Brenda P. Murray, Chief Administrative Law Judge Release No. AP-910 File Number: 3-15341
Sept. 25, 2013	Axcess International, Inc., et al. Release No. AP-906 File Number: 3-15470
Sept. 25, 2013	Axius, Inc. Release No. 34-70493 File Number: 3-15456
Sept. 25, 2013	AcuNetx, Inc., et al. Carol Fox Foelak, Administrative Law Judge Release No. AP-911 File Number: 3-15517
Sept. 25, 2013	Anasazi Capital Corp. Certified Diabetic Services, Inc. Chartwell International, Inc. (n/k/a Covalent Energy International, Inc.) China Junlian Integrated Surveillance, Inc. First Sun South Corp. FirstPlus Financial Group, Inc. Great American Hotels & Resorts, Inc. Release No. AP-907 File Number: 3-15439
Sept. 25, 2013	Axius, Inc. Release No. AP-904 File Number: 3-15456
Sept. 25, 2013	Hernandez, Diego F. Wealth Management Partners, LLC (The) Wealth Financial, Limited Liability Company DFHR Investments, Inc. HD Mile High Marketing, Inc. Release No. AP-912 File Number: 3-15518
Sept. 25, 2013	Big Bear Mining Corp., et al. Release No. AP-908 File Number: 3-15465
Sept. 25, 2013	Philip David Horn Brenda P. Murray, Chief Administrative Law Judge Release No. AP-913 File Number: 3-15520
Sept. 25, 2013	Collyard, Gary A. Release No. AP-909 File Number: 3-15448
Sept. 25, 2013	J.S. Oliver Capital Management, L.P. Mausner, Ian O. Drennan, Douglas F. Release No. AP-905 File Number: 3-15446
Sept. 24, 2013	Redfin Network, Inc. Release No. 34-70479 File Number: 3-15422
Sept. 24, 2013	Colorado 2001B Limited Partnership, et al. Release No. AP-897 File Number: 3-15467
Sept. 24, 2013	Bonanza One, Inc. China Century Dragon Media, Inc. Farrallon, Inc. Ora Electronics, Inc. Tia I, Inc. Tia II, Inc. Release No. AP-903 File Number: 3-15516
Sept. 24, 2013	James R. Lanier (Corrected) Carol Fox Foelak, Administrative Law Judge Release No. AP-899 File Number: 3-15513
Sept. 24, 2013	Crescent Moon, Inc., et al. Release No. AP-900 File Number: 3-15449
Sept. 24, 2013	Anthony, Donald J., Jr. Chiappone, Frank H. Feldman, Richard D. Gamello, William P. Guzzetti, Andrew G. Lex, William F. Livingston, Thomas E. Mayer, Brian T. Rabinovich, Philip S. Rogers, Ryan C. Release No. AP-901 File Number: 3-15514
Sept. 24, 2013	Skyview Holdings Corp., Stonecrest One, Inc., et al. Brenda P. Murray, Chief Administrative Law Judge Release No. AP-902 File Number: 3-15515
Sept. 24, 2013	Aesoph, John J., CPA Bennett, Darren M., CPA Release No. AP-898 File Number: 3-15168
Sept. 23, 2013	Advantage Technologies, Inc., et al. Release No. 34-70469 File Number: 3-15434
Sept. 23, 2013	Ferrer, Miguel A. Ortiz, Carlos J. Release No. AP-896 File Number: 3-14862
Sept. 20, 2013	Bishop, Darlene A. Release No. AP-895 File Number: 3-15438
Sept. 20, 2013	China Cablecom Holdings Ltd. (n/k/a China Cablecom Ltd.) Release No. AP-891 File Number: 3-15453
Sept. 20, 2013	American Asset Development, Inc. aVinci Media Corp. Ceragenix Pharmaceuticals, Inc. Marshall Holdings International, Inc. MedCom USA, Incorporated Millenium Holding Group, Inc. Release No. AP-892 File Number: 3-15505
Sept. 20, 2013	China Lithium Technologies, Inc., and China Wi-Max Communications, Inc. Release No. AP-893 File Number: 3-15450
Sept. 20, 2013	Moraitis, John Release No. AP-894 File Number: 3-15510
Sept. 20, 2013	China Lithium Technologies, Inc., and China Wi-Max Communications, Inc. Release No. 34-70461 File Number: 3-15450
Sept. 19, 2013	Municipal Mortgage & Equity LLC, et al. Release No. AP-886 File Number: 3-15498
Sept. 19, 2013	Altus Pharmaceuticals, Inc., et al. Release No. 34-70453 File Number: 3-15418
Sept. 19, 2013	American Energy Production, Inc. Best Energy Services, Inc. Community Central Bank Corporation Explortex Energy, Inc. HemoBioTech, Inc. Larrea Biosciences Corporation MBI Financial, Inc. Million Dollar Saloon, Inc. Release No. AP-884 File Number: 3-15496
Sept. 19, 2013	A.G. Volney Center, Inc. (f/k/a Buddha Steel, Inc.) China Green Material Technologies, Inc. China Tractor Holdings, Inc. Franklin Towers Enterprises, Inc. Release No. AP-885 File Number: 3-15497
Sept. 19, 2013	Home System Group Release No. AP-890 File Number: 3-15506
Sept. 19, 2013	Patch International, Inc. QuadTech International, Inc. Strategic Resources, Ltd. Virtual Medical Centre, Inc. Release No. AP-887 File Number: 3-15499
Sept. 19, 2013	Smith, Alan Release No. AP-888 File Number: 3-15443
Sept. 19, 2013	Edmund E. Wilson (Corrected) Carol Fox Foelak, Administrative Law Judge Release No. AP-889 File Number: 3-15501
Sept. 18, 2013	Banet, Hausmann-Alain Release No. AP-883 File Number: 3-15445
Sept. 18, 2013	AIMS Worldwide, Inc., et al. Release No. 34-70431 File Number: 3-15419
Sept. 18, 2013	G-2 Trading LLC Release No. AP-881 File Number: 3-15495
Sept. 18, 2013	BDO China Dahua CPA Co., Ltd. Deloitte Touche Tohmatsu Certified Public Accountants Ltd. Ernst & Young Hua Ming, LLP KPMG Huazhen (Special General Partnership) PricewaterhouseCoopers Zhong Tian CPAs Limited Release No. AP-882 File Number: 3-14872, 3-15116
Sept. 17, 2013	North China Horticulture, Inc. Release No. AP-879 File Number: 3-15457
Sept. 17, 2013	Anasazi Capital Corp. Certified Diabetic Services, Inc. Chartwell International, Inc. (n/k/a Covalent Energy International, Inc.) China Junlian Integrated Surveillance, Inc. First Sun South Corp. FirstPlus Financial Group, Inc. Great American Hotels & Resorts, Inc. Release No. AP-880 File Number: 3-15439
Sept. 17, 2013	GBS Com-Tech Corp. Gentia Software PLC Glengarry Holdings, Ltd. Global TeleSystems, Inc. Golden Health Holdings, Inc. Golden Vista International, Inc. Goolu, Inc. Release No. 34-70422 File Number: 3-15410
Sept. 17, 2013	China Cablecom Holdings Ltd. (n/k/a China Cablecom Ltd.) Release No. AP-877 File Number: 3-15453
Sept. 17, 2013	K’s Media Release No. AP-878 File Number: 3-15451
Sept. 16, 2013	Chariot Advisors, LLC Shifman, Elliott L. Release No. AP-872 File Number: 3-15433
Sept. 16, 2013	Bresner, Michael Calabro, Ralph Konner, Jason Koutsoubos, Dimitrios Release No. AP-873 File Number: 3-15015
Sept. 16, 2013	OX Trading, LLC, optionsXpress, Inc., and Thomas E. Stern Release No. AP-874 File Number: 3-14853
Sept. 16, 2013	China Intelligent Lighting and Electronics, Inc. and NIVS IntelliMedia Technology Group, Inc. Release No. 34-70391 File Number: 3-15383
Sept. 16, 2013	Riad, Mohammed Swanson, Kevin Timothy Release No. AP-871 File Number: 3-15141
Sept. 16, 2013	GBS Com-Tech Corp. Gentia Software PLC Glengarry Holdings, Ltd. Global TeleSystems, Inc. Golden Health Holdings, Inc. Golden Vista International, Inc. Goolu, Inc. Release No. AP-876 File Number: 3-15410
Sept. 16, 2013	Riad, Mohammed Swanson, Kevin Timothy Release No. AP-875 File Number: 3-15141
Sept. 13, 2013	iVoice, Inc. Protectus Medical Devices, Inc. St. Lawrence Energy Corp. Release No. 34-70387 File Number: 3-15416
Sept. 13, 2013	Axcess International, Inc., et al. Release No. AP-869 File Number: 3-15470
Sept. 13, 2013	Berkman, Craig d/b/a Ventures Trust LLC Kern, John B Face Off Acquisitions, LLC Face Off Management, LLC a/k/a Face Off Acquisitions Management, LLC Ventures Trust II LLC Ventures Trust III LLC Ventures Trust IV LLC Ventures Trust V LLC Ventures Trust VI LLC Ventures Trust Asset Fund LLC Ventures Trust Management LLC Ventures Trust Asset Management, LLC a/k/a Ventures Trust II Asset Management, LLC Assensus Capital, LLC Assensus Capital Management, LLC Release No. AP-870 File Number: 3-15249
Sept. 12, 2013	Carbiz, Inc. InZon Corporation IQ Micro, Inc. Irwin Financial Corporation Princeton Media Group, Inc. Release No. AP-868 File Number: 3-15469
Sept. 12, 2013	Soil Biogenics Ltd. Release No. 34-70378 File Number: 3-15417
Sept. 12, 2013	Hicks, Richard D. Release No. AP-865 File Number: 3-15413
Sept. 12, 2013	Williamson, Brian Release No. AP-866 File Number: 3-15430
Sept. 12, 2013	Burns, Eric T. Release No. AP-867 File Number: 3-15468
Sept. 11, 2013	John Thomas Capital Management Group LLC, d/b/a Patriot28 LLC Jarkesy, George R., Jr. John Thomas Financial, Inc. Belesis, Anastasios "Tommy" Release No. AP-862 File Number: 3-15255
Sept. 11, 2013	Exmocare, Inc. (n/k/a Second Solar, Inc.), First Transaction Management, Inc., et al. Brenda P. Murray, Chief Administrative Law Judge Release No. AP-863 File Number: 3-15455
Sept. 11, 2013	HydroGen Corp., et al. Release No. AP-859 File Number: 3-15464
Sept. 11, 2013	Colorado 2001B Limited Partnership, et al. Release No. AP-864 File Number: 3-15467
Sept. 11, 2013	Big Bear Mining Corp., et al. Release No. AP-860 File Number: 3-15465
Sept. 11, 2013	Riad, Mohammed Swanson, Kevin Timothy Release No. AP-861 File Number: 3-15141
Sept. 10, 2013	McGinn, Timothy M. Smith, David L. Release No. AP-856 File Number: 3-15461
Sept. 10, 2013	BDO China Dahua CPA Co., Ltd. Deloitte Touche Tohmatsu Certified Public Accountants Ltd. Ernst & Young Hua Ming, LLP KPMG Huazhen (Special General Partnership) PricewaterhouseCoopers Zhong Tian CPAs Limited Release No. AP-855, AP-764, AP-763 File Number: 3-14872
Sept. 10, 2013	John Thomas Capital Management Group LLC, d/b/a Patriot28 LLC Jarkesy, George R., Jr. John Thomas Financial, Inc. Belesis, Anastasios "Tommy" Release No. AP-857 File Number: 3-15255
Sept. 10, 2013	iVoice, Inc. Protectus Medical Devices, Inc. St. Lawrence Energy Corp. Release No. AP-858 File Number: 3-15416
Sept. 9, 2013	Bresner, Michael Calabro, Ralph Konner, Jason Koutsoubos, Dimitrios Release No. AP-854 File Number: 3-15015
Sept. 9, 2013	Advantage Technologies, Inc., et al. Release No. AP-853 File Number: 3-15434
Sept. 6, 2013	Lorenzo, Gregg C. Lorenzo, Francis V. Charles Vista, LLC Release No. AP-849 File Number: 3-15211
Sept. 6, 2013	Altus Pharmaceuticals, Inc., et al. Release No. AP-850 File Number: 3-15418
Sept. 6, 2013	Anhui Taiyang Poultry Co., Inc., a/k/a The Parkview Group, Inc., et al. Release No. AP-846 File Number: 3-15452
Sept. 6, 2013	North China Horticulture, Inc. Release No. AP-851 File Number: 3-15457
Sept. 6, 2013	China Cablecom Holdings Ltd. (n/k/a China Cablecom Ltd.) Release No. AP-847 File Number: 3-15453
Sept. 6, 2013	OX Trading, LLC, optionsXpress, Inc., and Thomas E. Stern Release No. AP-852 File Number: 3-14853
Sept. 6, 2013	Axius, Inc. Release No. AP-848 File Number: 3-15456
Sept. 5, 2013	CNC Development, Ltd., et al. Release No. AP-842 File Number: 3-15415
Sept. 5, 2013	CNC Development, Ltd., et al. Release No. 34-70325 File Number: 3-15415
Sept. 5, 2013	ZPR Investment Management, Inc. Zavanelli, Max E. Release No. AP-843 File Number: 3-15263
Sept. 5, 2013	Gaming World International, Ltd., et al. Release No. 34-70326 File Number: 3-15412
Sept. 5, 2013	Camelot Entertainment Group, Inc. Cavico Corp. Global 8 Environmental Technologies, Inc. GTC Telecom Corp. ICF Corporation New NRG, Inc. Release No. AP-844 File Number: 3-15387
Sept. 5, 2013	Anthony John Johnson Release No. 34-70330, IA-3663 File Number: 3-15269
Sept. 5, 2013	Gaming World International, Ltd., et al. Release No. AP-841 File Number: 3-15412
Sept. 5, 2013	American Wenshen Steel Group, Inc. Case Financial, Inc. Global ePoint, Inc. iMedia International, Inc. Release No. AP-845 File Number: 3-15386
Sept. 4, 2013	China Lithium Technologies, Inc., and China Wi-Max Communications, Inc. Release No. AP-838 File Number: 3-15450
Sept. 4, 2013	Xvariant, Inc. (n/k/a China Bionanometer Industries Corp.) Release No. 34-70306 File Number: 3-15280
Sept. 4, 2013	K’s Media Release No. AP-839 File Number: 3-15451
Sept. 4, 2013	Ricardo Bonilla Rojas Release No. 34-70319 File Number: 3-15310

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