ALJ Orders

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

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Date Sort ascending	Respondents
Dec. 18, 2013	Timbervest, LLC Shapiro, Joel Barth Boden, Walter William Anthony, III Zell, Donald David, Jr. Jones, Gordon, II Release No. AP-1109 File Number: 3-15519
Dec. 17, 2013	Shea, Stephen Release No. AP-1106 File Number: 3-15236
Dec. 16, 2013	Timbervest, LLC Shapiro, Joel Barth Boden, Walter William Anthony, III Zell, Donald David, Jr. Jones, Gordon, II Release No. AP-1103 File Number: 3-15519
Dec. 16, 2013	Daniels, William J. Doxey, Joseph P. Release No. AP-1104 File Number: 3-15619
Dec. 16, 2013	Moore, Shawn H. Release No. AP-1105 File Number: 3-15560
Dec. 13, 2013	Timbervest, LLC Shapiro, Joel Barth Boden, Walter William Anthony, III Zell, Donald David, Jr. Jones, Gordon, II Release No. AP-1101 File Number: 3-15519
Dec. 13, 2013	China Voice Holding Corp. China Yongxin Pharmaceuticals, Inc. Creative Technologies Holdings, Inc. Crestek, Inc. Crys*Tel Telecommunications.com, Inc. (n/k/a Fleet Management Solutions, Inc.) CSI Computer Specialists, Inc. CST Entertainment, Inc. (n/k/a Legacy Holding, Inc.) Release No. AP-1102 File Number: 3-15076
Dec. 12, 2013	Imperato, Daniel Release No. AP-1100 File Number: 3-15628
Dec. 12, 2013	Anthony, Donald J., Jr. Chiappone, Frank H. Feldman, Richard D. Gamello, William P. Guzzetti, Andrew G. Lex, William F. Livingston, Thomas E. Mayer, Brian T. Rabinovich, Philip S. Rogers, Ryan C. Release No. AP-1098 File Number: 3-15514
Dec. 12, 2013	J.S. Oliver Capital Management, L.P. Mausner, Ian O. Drennan, Douglas F. Release No. AP-1099 File Number: 3-15446
Dec. 11, 2013	Cain, Philip Mark Release No. AP-1096 File Number: 3-15548
Dec. 11, 2013	Left Behind Games, Inc. Release No. AP-1097 File Number: 3-15522
Dec. 9, 2013	Falcon Oil & Gas Co., Inc. First Dearborn Income Properties, LP Franklin American Corp. Future Healthcare, Inc. Gandalf Technologies, Inc. GEO International Corp. GEOAlert, Inc. GiraSolar, Inc. Release No. AP-1095 File Number: 3-14971
Dec. 6, 2013	ZPR Investment Management, Inc. Zavanelli, Max E. Release No. AP-1093 File Number: 3-15263
Dec. 6, 2013	J.S. Oliver Capital Management, L.P. Mausner, Ian O. Drennan, Douglas F. Release No. AP-1089 File Number: 3-15446
Dec. 6, 2013	Harding Advisory LLC Chau, Wing F. Release No. AP-1085 File Number: 3-15574
Dec. 6, 2013	Williamson, Brian Release No. AP-1094 File Number: 3-15430
Dec. 6, 2013	ICC Worldwide, Inc. Innova Pure Water, Inc. Paladin Holdings, Inc. Performing Brands, Inc. Petrol Oil and Gas, Inc. Platinum Research Organization, Inc. Renew Energy Resources, Inc. Vital Living, Inc. Release No. AP-1090 File Number: 3-15636
Dec. 6, 2013	Catch By Gene, Inc. Four Star Holdings, Inc. Great Spirits, Inc. Shatrusen, Inc. Solid Management Corp. Texas Sweet Crude Oil Corp. Release No. AP-1086 File Number: 3-15633
Dec. 6, 2013	BDO China Dahua CPA Co., Ltd. Deloitte Touche Tohmatsu Certified Public Accountants Ltd. Ernst & Young Hua Ming, LLP KPMG Huazhen (Special General Partnership) PricewaterhouseCoopers Zhong Tian CPAs Limited Release No. AP-1091 File Number: 3-14872, 3-15116
Dec. 6, 2013	Community Alliance, Inc. Defi Global, Inc. Easy Energy, Inc. Industry Concept Holdings, Inc. Transworld Benefits International, Inc. Release No. AP-1087 File Number: 3-15632
Dec. 6, 2013	China Cablecom Holdings Ltd. (n/k/a China Cablecom Ltd.) Release No. AP-1092 File Number: 3-15453
Dec. 6, 2013	Bott, John P. II Falkenberg, F. Robert Parallax Investments, LLC Release No. AP-1088 File Number: 3-15626
Dec. 5, 2013	Gallagher, Daniel J. Release No. AP-1084 File Number: 3-14630
Dec. 4, 2013	Anthony, Donald J., Jr. Chiappone, Frank H. Feldman, Richard D. Gamello, William P. Guzzetti, Andrew G. Lex, William F. Livingston, Thomas E. Mayer, Brian T. Rabinovich, Philip S. Rogers, Ryan C. Release No. AP-1081 File Number: 3-15514
Dec. 4, 2013	HouseRaising, Inc. iElement Corporation InforMedix Holdings, Inc. Nortia Capital Partners, Inc. PC Universe, Inc. Release No. AP-1082 File Number: 3-15615
Dec. 4, 2013	Moore, Shawn H. Release No. AP-1083 File Number: 3-15560
Dec. 3, 2013	McGinn, Timothy M. Smith, David L. Release No. AP-1080 File Number: 3-15461
Dec. 2, 2013	Franz, George B., III Ruby Corporation Release No. AP-1079 File Number: 3-15526
Nov. 29, 2013	Wilson, Joel I. Release No. AP-1075 File Number: 3-15408
Nov. 29, 2013	Cohen, Steven A. Release No. AP-1076 File Number: 3-15382
Nov. 29, 2013	Imperato, Daniel Release No. AP-1077 File Number: 3-15628
Nov. 29, 2013	Hicks, Richard D. Release No. AP-1078 File Number: 3-15413
Nov. 26, 2013	Ambassador Capital Management, LLC Oglesby, Derek H. Release No. AP-1074 File Number: 3-15625
Nov. 26, 2013	Martin, Julieann Palmer Release No. AP-1070 File Number: 3-15613
Nov. 26, 2013	Aesoph, John J., CPA Bennett, Darren M., CPA Release No. AP-1071 File Number: 3-15168
Nov. 26, 2013	Tri-Star Advisors, Inc. Payne, William T. Vaughan, Jon C. Release No. AP-1072 File Number: 3-15627
Nov. 26, 2013	Bott, John P. II Falkenberg, F. Robert Parallax Investments, LLC Release No. AP-1073 File Number: 3-15626
Nov. 25, 2013	Daniels, William J. Doxey, Joseph P. Release No. AP-1068 File Number: 3-15619
Nov. 25, 2013	Timbervest, LLC Shapiro, Joel Barth Boden, Walter William Anthony, III Zell, Donald David, Jr. Jones, Gordon, II Release No. AP-1069 File Number: 3-15519
Nov. 22, 2013	Cain, Philip Mark Release No. AP-1065 File Number: 3-15548
Nov. 22, 2013	Williamson, Brian Release No. AP-1066 File Number: 3-15430
Nov. 22, 2013	Anthony, Donald J., Jr. Chiappone, Frank H. Feldman, Richard D. Gamello, William P. Guzzetti, Andrew G. Lex, William F. Livingston, Thomas E. Mayer, Brian T. Rabinovich, Philip S. Rogers, Ryan C. Release No. AP-1064 File Number: 3-15514
Nov. 22, 2013	Left Behind Games, Inc. Release No. AP-1067 File Number: 3-15522
Nov. 21, 2013	Grossman, Larry C. Adams, Gregory J. Release No. AP-1060 File Number: 3-15617
Nov. 21, 2013	ZPR Investment Management, Inc. Zavanelli, Max E. Release No. AP-1061 File Number: 3-15263
Nov. 21, 2013	G-Cats Acquisition Corp. GalaGen, Inc. Galena Acquisition Corp. Garment Graphics, Inc. Release No. AP-1062 File Number: 3-15431
Nov. 21, 2013	Anthony, Donald J., Jr. Chiappone, Frank H. Feldman, Richard D. Gamello, William P. Guzzetti, Andrew G. Lex, William F. Livingston, Thomas E. Mayer, Brian T. Rabinovich, Philip S. Rogers, Ryan C. Release No. AP-1063 File Number: 3-15514
Nov. 21, 2013	Left Behind Games, Inc. Release No. AP-1059 File Number: 3-15522
Nov. 20, 2013	HouseRaising, Inc. iElement Corporation InforMedix Holdings, Inc. Nortia Capital Partners, Inc. PC Universe, Inc. Release No. AP-1058 File Number: 3-15615
Nov. 20, 2013	Jones, Corbin Release No. AP-1054 File Number: 3-15558
Nov. 20, 2013	Klatch, Anthony J., II Release No. AP-1055 File Number: 3-15608
Nov. 20, 2013	Smith, Alan Release No. AP-1056 File Number: 3-15443
Nov. 20, 2013	China Ruitai International Holdings Co., Ltd. Ma, Dian Min Ma, Gang Tian, Jin Release No. AP-1057 File Number: 3-15544
Nov. 19, 2013	Kinross-Kennedy, John, CPA Release No. AP-1052 File Number: 3-15536
Nov. 19, 2013	Anthony, Donald J., Jr. Chiappone, Frank H. Feldman, Richard D. Gamello, William P. Guzzetti, Andrew G. Lex, William F. Livingston, Thomas E. Mayer, Brian T. Rabinovich, Philip S. Rogers, Ryan C. Release No. AP-1053 File Number: 3-15514
Nov. 18, 2013	Harding Advisory LLC Chau, Wing F. Release No. AP-1049 File Number: 3-15574
Nov. 18, 2013	Acies Corporation Immutech Pharmaceuticals, Inc. MRU Holdings, Inc. MSTI Holdings, Inc. Nestor, Inc. New Generation Holdings, Inc. Nuevo Financial Center, Inc. Release No. AP-1045 File Number: 3-15597
Nov. 18, 2013	Newtech Resources Ltd. Release No. AP-1046 File Number: 3-15576
Nov. 18, 2013	China Voice Holding Corp. China Yongxin Pharmaceuticals, Inc. Creative Technologies Holdings, Inc. Crestek, Inc. Crys*Tel Telecommunications.com, Inc. (n/k/a Fleet Management Solutions, Inc.) CSI Computer Specialists, Inc. CST Entertainment, Inc. (n/k/a Legacy Holding, Inc.) Release No. AP-1047 File Number: 3-15076
Nov. 18, 2013	Harding Advisory LLC Chau, Wing F. Release No. AP-1048 File Number: 3-15574
Nov. 18, 2013	Heritage Worldwide, Inc. Impala Mineral Exploration Corp. Klondike Star Mineral Corporation MIV Therapeutics Inc. Most Home Corp. Moventis Capital, Inc. OrganiTECH USA, Inc. Release No. AP-1044 File Number: 3-15596
Nov. 18, 2013	Berkman, Craig d/b/a Ventures Trust LLC Kern, John B Face Off Acquisitions, LLC Face Off Management, LLC a/k/a Face Off Acquisitions Management, LLC Ventures Trust II LLC Ventures Trust III LLC Ventures Trust IV LLC Ventures Trust V LLC Ventures Trust VI LLC Ventures Trust Asset Fund LLC Ventures Trust Management LLC Ventures Trust Asset Management, LLC a/k/a Ventures Trust II Asset Management, LLC Assensus Capital, LLC Assensus Capital Management, LLC Release No. AP-1050 File Number: 3-15249
Nov. 18, 2013	Berkman, Craig d/b/a Ventures Trust LLC Kern, John B Face Off Acquisitions, LLC Face Off Management, LLC a/k/a Face Off Acquisitions Management, LLC Ventures Trust II LLC Ventures Trust III LLC Ventures Trust IV LLC Ventures Trust V LLC Ventures Trust VI LLC Ventures Trust Asset Fund LLC Ventures Trust Management LLC Ventures Trust Asset Management, LLC a/k/a Ventures Trust II Asset Management, LLC Assensus Capital, LLC Assensus Capital Management, LLC Release No. AP-1051 File Number: 3-15249
Nov. 15, 2013	John Thomas Capital Management Group LLC, d/b/a Patriot28 LLC Jarkesy, George R., Jr. John Thomas Financial, Inc. Belesis, Anastasios "Tommy" Release No. AP-1040 File Number: 3-15255
Nov. 15, 2013	Pringle, Kiavanni Release No. AP-1041 File Number: 3-15442
Nov. 15, 2013	Duoyuan Printing, Inc. Release No. AP-1042 File Number: 3-15389
Nov. 15, 2013	Timbervest, LLC Shapiro, Joel Barth Boden, Walter William Anthony, III Zell, Donald David, Jr. Jones, Gordon, II Release No. AP-1043 File Number: 3-15519
Nov. 15, 2013	Martin, Julieann Palmer Release No. AP-1039 File Number: 3-15613
Nov. 14, 2013	Timbervest, LLC Shapiro, Joel Barth Boden, Walter William Anthony, III Zell, Donald David, Jr. Jones, Gordon, II Release No. AP-1038 File Number: 3-15519
Nov. 13, 2013	Anthony, Donald J., Jr. Chiappone, Frank H. Feldman, Richard D. Gamello, William P. Guzzetti, Andrew G. Lex, William F. Livingston, Thomas E. Mayer, Brian T. Rabinovich, Philip S. Rogers, Ryan C. Release No. AP-1036 File Number: 3-15514
Nov. 13, 2013	Harding Advisory LLC Chau, Wing F. Release No. AP-1037 File Number: 3-15574
Nov. 12, 2013	John Thomas Capital Management Group LLC, d/b/a Patriot28 LLC Jarkesy, George R., Jr. John Thomas Financial, Inc. Belesis, Anastasios "Tommy" Release No. AP-1035 File Number: 3-15255
Nov. 12, 2013	North China Horticulture, Inc. Release No. AP-1034 File Number: 3-15457
Nov. 8, 2013	McGinn, Timothy M. Smith, David L. Release No. AP-1033 File Number: 3-15461
Nov. 8, 2013	Jones, Corbin Release No. AP-1030 File Number: 3-15558
Nov. 8, 2013	Klatch, Anthony J., II Release No. AP-1031 File Number: 3-15608
Nov. 8, 2013	McCoy, Lawrence Maxwell Release No. AP-1032 File Number: 3-15538
Nov. 7, 2013	Collyard, Gary A. Release No. AP-1027 File Number: 3-15448
Nov. 7, 2013	Hernandez, Diego F. Wealth Management Partners, LLC (The) Wealth Financial, Limited Liability Company DFHR Investments, Inc. HD Mile High Marketing, Inc. Release No. AP-1028 File Number: 3-15518
Nov. 7, 2013	G-2 Trading LLC Release No. AP-1029 File Number: 3-15495
Nov. 6, 2013	Newtech Resources Ltd. Release No. AP-1024 File Number: 3-15576
Nov. 6, 2013	Left Behind Games, Inc. Release No. AP-1025 File Number: 3-15522
Nov. 6, 2013	Newman, Todd Release No. AP-1026 File Number: 3-15581
Nov. 5, 2013	High End Ventures, Inc. Release No. AP-1023 File Number: 3-15577
Nov. 4, 2013	Geidel, Timothy J. Release No. AP-1019 File Number: 3-15556
Nov. 4, 2013	Acies Corporation Immutech Pharmaceuticals, Inc. MRU Holdings, Inc. MSTI Holdings, Inc. Nestor, Inc. New Generation Holdings, Inc. Nuevo Financial Center, Inc. Release No. AP-1015 File Number: 3-15597
Nov. 4, 2013	Philbrook, James A. Release No. AP-1020 File Number: 3-15575
Nov. 4, 2013	Heritage Worldwide, Inc. Impala Mineral Exploration Corp. Klondike Star Mineral Corporation MIV Therapeutics Inc. Most Home Corp. Moventis Capital, Inc. OrganiTECH USA, Inc. Release No. AP-1016 File Number: 3-15596
Nov. 4, 2013	American Energy Production, Inc. Best Energy Services, Inc. Community Central Bank Corporation Explortex Energy, Inc. HemoBioTech, Inc. Larrea Biosciences Corporation MBI Financial, Inc. Million Dollar Saloon, Inc. Release No. AP-1021 File Number: 3-15496
Nov. 4, 2013	Gagnon, Stephen E. Release No. AP-1017 File Number: 3-15579
Nov. 4, 2013	Falcon Oil & Gas Co., Inc. First Dearborn Income Properties, LP Franklin American Corp. Future Healthcare, Inc. Gandalf Technologies, Inc. GEO International Corp. GEOAlert, Inc. GiraSolar, Inc. Release No. AP-1022 File Number: 3-14971
Nov. 4, 2013	Hicks, Richard D. Release No. AP-1018 File Number: 3-15413
Oct. 31, 2013	Chiasson, Anthony Release No. AP-1013 File Number: 3-15580
Oct. 31, 2013	Wilson, Joel I. Release No. AP-1014 File Number: 3-15408
Oct. 30, 2013	Newman, Todd Release No. AP-1009 File Number: 3-15581
Oct. 30, 2013	Anthony, Donald J., Jr. Chiappone, Frank H. Feldman, Richard D. Gamello, William P. Guzzetti, Andrew G. Lex, William F. Livingston, Thomas E. Mayer, Brian T. Rabinovich, Philip S. Rogers, Ryan C. Release No. AP-1007 File Number: 3-15514
Oct. 30, 2013	Jones, Corbin Release No. AP-1008 File Number: 3-15558
Oct. 30, 2013	China Ruitai International Holdings Co., Ltd. Release No. AP-1010 File Number: 3-15545
Oct. 30, 2013	China Ruitai International Holdings Co., Ltd. Ma, Dian Min Ma, Gang Tian, Jin Release No. AP-1011 File Number: 3-15544

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