ALJ Orders

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

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Date Sort ascending	Respondents
Jan. 29, 2014	Aden Solutions Inc., Lumonall, Inc., Smart Comm International Ltd., Tissera, Inc., et al. Carol Fox Foelak, Administrative Law Judge Release No. AP-1208 File Number: 3-15677
Jan. 28, 2014	Imperato, Daniel Release No. AP-1204 File Number: 3-15628
Jan. 28, 2014	China Metallic Resources, Inc. China Timber Work Enterprises, Inc. Linda Illumination, Inc. Premier International Hotel Group, Inc. Release No. AP-1205 File Number: 3-15665
Jan. 28, 2014	Rooney, Patrick G. Release No. AP-1206 File Number: 3-15671
Jan. 27, 2014	Daniels, William J. Doxey, Joseph P. Release No. AP-1203 File Number: 3-15619
Jan. 27, 2014	GBS Com-Tech Corp. Gentia Software PLC Glengarry Holdings, Ltd. Global TeleSystems, Inc. Golden Health Holdings, Inc. Golden Vista International, Inc. Goolu, Inc. Release No. AP-1202 File Number: 3-15410
Jan. 24, 2014	Advanced Pipe Fitting Technologies Inc. Release No. AP-1199 File Number: 3-15686
Jan. 24, 2014	Harding Advisory LLC Chau, Wing F. Release No. AP-1195 File Number: 3-15574
Jan. 24, 2014	Power Air Corporation Wescorp Energy, Inc. World Ventures, Inc. Release No. AP-1196 File Number: 3-15678
Jan. 24, 2014	Egeberg, Eugene M., CPA Release No. AP-1192 File Number: 3-15680
Jan. 24, 2014	Duoyuan Printing, Inc. Release No. AP-1197 File Number: 3-15389
Jan. 24, 2014	Neto, Waldyr Da Silva Prado Release No. AP-1193 File Number: 3-15683
Jan. 24, 2014	The Enlightened Gourmet, Inc. Eternal Image, Inc. Maxconcept International Holdings, Inc. NMT Medical, Inc. U.S. Fuel Corp. Wits Basin Precious Minerals, Inc. Release No. AP-1198 File Number: 3-15650
Jan. 24, 2014	J.S. Oliver Capital Management, L.P. Mausner, Ian O. Drennan, Douglas F. Release No. AP-1194 File Number: 3-15446
Jan. 24, 2014	Jinhao Motor Company Carol Fox Foelak, Administrative Law Judge Release No. AP-1200 File Number: 3-15685
Jan. 24, 2014	New Dragon Asia Corp. Release No. AP-1201 File Number: 3-15684
Jan. 23, 2014	J.S. Oliver Capital Management, L.P. Mausner, Ian O. Drennan, Douglas F. Release No. AP-1189 File Number: 3-15446
Jan. 23, 2014	Bott, John P. II Falkenberg, F. Robert Parallax Investments, LLC Release No. AP-1190 File Number: 3-15626
Jan. 23, 2014	Collyard, Gary A. Release No. AP-1191 File Number: 3-15448
Jan. 23, 2014	Matech Corp., et al. Cameron Elliot, Administrative Law Judge Release No. AP-1188 File Number: 3-15670
Jan. 22, 2014	Smith, Alan Release No. AP-1185 File Number: 3-15443
Jan. 22, 2014	Multri-Precision, LLC Release No. AP-1186 File Number: 3-15658
Jan. 22, 2014	Anglin, Ronald Gene Release No. AP-1187 File Number: 3-15648
Jan. 22, 2014	Environmental Energy Services, Inc. IDI Global, Inc. Inform Worldwide Holdings, Inc. Iptimize, Inc. NGEN, Inc. (a/k/a Nanogen, Inc.) Patrol Systems, Inc. Release No. AP-1184 File Number: 3-15669
Jan. 17, 2014	Harding Advisory LLC Chau, Wing F. Release No. AP-1180 File Number: 3-15574
Jan. 17, 2014	Asia Health & Beauty Treasure, Inc., et al. Carol Fox Foelak, Administrative Law Judge Release No. AP-1181 File Number: 3-15666
Jan. 17, 2014	Klatch, Anthony J., II Release No. AP-1182 File Number: 3-15608
Jan. 17, 2014	Egeberg, Eugene M., CPA Release No. AP-1183 File Number: 3-15680
Jan. 17, 2014	Berkman, Craig d/b/a Ventures Trust LLC Kern, John B Face Off Acquisitions, LLC Face Off Management, LLC a/k/a Face Off Acquisitions Management, LLC Ventures Trust II LLC Ventures Trust III LLC Ventures Trust IV LLC Ventures Trust V LLC Ventures Trust VI LLC Ventures Trust Asset Fund LLC Ventures Trust Management LLC Ventures Trust Asset Management, LLC a/k/a Ventures Trust II Asset Management, LLC Assensus Capital, LLC Assensus Capital Management, LLC Release No. AP-1179 File Number: 3-15249
Jan. 16, 2014	The Enlightened Gourmet, Inc. Eternal Image, Inc. Maxconcept International Holdings, Inc. NMT Medical, Inc. U.S. Fuel Corp. Wits Basin Precious Minerals, Inc. Release No. AP-1174 File Number: 3-15650
Jan. 16, 2014	Aden Solutions Inc., Lumonall, Inc., Smart Comm International Ltd., Tissera, Inc., et al. Carol Fox Foelak, Administrative Law Judge Release No. AP-1175 File Number: 3-15677
Jan. 16, 2014	Power Air Corporation Wescorp Energy, Inc. World Ventures, Inc. Release No. AP-1176 File Number: 3-15678
Jan. 16, 2014	North China Horticulture, Inc. Release No. AP-1177 File Number: 3-15457
Jan. 16, 2014	China Metallic Resources, Inc. China Timber Work Enterprises, Inc. Linda Illumination, Inc. Premier International Hotel Group, Inc. Release No. AP-1178 File Number: 3-15665
Jan. 15, 2014	Anthony, Donald J., Jr. Chiappone, Frank H. Feldman, Richard D. Gamello, William P. Guzzetti, Andrew G. Lex, William F. Livingston, Thomas E. Mayer, Brian T. Rabinovich, Philip S. Rogers, Ryan C. Release No. AP-1171 File Number: 3-15514
Jan. 15, 2014	Smith, Alan Release No. AP-1172 File Number: 3-15443
Jan. 15, 2014	Timbervest, LLC Shapiro, Joel Barth Boden, Walter William Anthony, III Zell, Donald David, Jr. Jones, Gordon, II Release No. AP-1173 File Number: 3-15519
Jan. 14, 2014	China Dongfang Healthcare Group, Inc., China Golf Group, Inc., Oma Enterprises Corp., et al. Cameron Elliot, Administrative Law Judge Release No. AP-1168 File Number: 3-15655
Jan. 14, 2014	Chariot Advisors, LLC Shifman, Elliott L. Release No. AP-1169 File Number: 3-15433
Jan. 14, 2014	John Thomas Capital Management Group LLC, d/b/a Patriot28 LLC Jarkesy, George R., Jr. John Thomas Financial, Inc. Belesis, Anastasios "Tommy" Release No. AP-1170 File Number: 3-15255
Jan. 13, 2014	Rooney, Patrick G. Release No. AP-1167 File Number: 3-15671
Jan. 13, 2014	China Metallic Resources, Inc. China Timber Work Enterprises, Inc. Linda Illumination, Inc. Premier International Hotel Group, Inc. Release No. AP-1163 File Number: 3-15665
Jan. 13, 2014	Asia Health & Beauty Treasure, Inc., et al. Carol Fox Foelak, Administrative Law Judge Release No. AP-1164 File Number: 3-15666
Jan. 13, 2014	Environmental Energy Services, Inc. IDI Global, Inc. Inform Worldwide Holdings, Inc. Iptimize, Inc. NGEN, Inc. (a/k/a Nanogen, Inc.) Patrol Systems, Inc. Release No. AP-1165 File Number: 3-15669
Jan. 13, 2014	Matech Corp., et al. Cameron Elliot, Administrative Law Judge Release No. AP-1166 File Number: 3-15670
Jan. 13, 2014	CompuSonics Video Corporation Cameron Elliot, Administrative Law Judge Release No. AP-1162 File Number: 3-15657
Jan. 10, 2014	Ambassador Capital Management, LLC Oglesby, Derek H. Release No. AP-1160 File Number: 3-15625
Jan. 10, 2014	Imperato, Daniel Release No. AP-1161 File Number: 3-15628
Jan. 10, 2014	Daniels, William J. Doxey, Joseph P. Release No. AP-1157 File Number: 3-15619
Jan. 10, 2014	Daniels, William J. Doxey, Joseph P. Release No. AP-1158 File Number: 3-15619
Jan. 10, 2014	CompuSonics Video Corporation Cameron Elliot, Administrative Law Judge Release No. AP-1159 File Number: 3-15657
Jan. 9, 2014	Grossman, Larry C. Adams, Gregory J. Release No. AP-1155 File Number: 3-15617
Jan. 9, 2014	Anthony, Donald J., Jr. Chiappone, Frank H. Feldman, Richard D. Gamello, William P. Guzzetti, Andrew G. Lex, William F. Livingston, Thomas E. Mayer, Brian T. Rabinovich, Philip S. Rogers, Ryan C. Release No. AP-1156 File Number: 3-15514
Jan. 9, 2014	Gagnon, Stephen E. Release No. AP-1153 File Number: 3-15579
Jan. 9, 2014	Anglin, Ronald Gene Release No. AP-1154 File Number: 3-15648
Jan. 8, 2014	Geidel, Timothy J. Release No. AP-1151 File Number: 3-15556
Jan. 8, 2014	Franz, George B., III Ruby Corporation Release No. AP-1152 File Number: 3-15526
Jan. 7, 2014	Ambassador Capital Management, LLC Oglesby, Derek H. Release No. AP-1149 File Number: 3-15625
Jan. 7, 2014	Left Behind Games, Inc. Release No. AP-1150 File Number: 3-15522
Jan. 6, 2014	Berkman, Craig d/b/a Ventures Trust LLC Kern, John B Face Off Acquisitions, LLC Face Off Management, LLC a/k/a Face Off Acquisitions Management, LLC Ventures Trust II LLC Ventures Trust III LLC Ventures Trust IV LLC Ventures Trust V LLC Ventures Trust VI LLC Ventures Trust Asset Fund LLC Ventures Trust Management LLC Ventures Trust Asset Management, LLC a/k/a Ventures Trust II Asset Management, LLC Assensus Capital, LLC Assensus Capital Management, LLC Release No. AP-1147 File Number: 3-15249
Jan. 6, 2014	John Thomas Capital Management Group LLC, d/b/a Patriot28 LLC Jarkesy, George R., Jr. John Thomas Financial, Inc. Belesis, Anastasios "Tommy" Release No. AP-1148 File Number: 3-15255
Jan. 3, 2014	Anthony, Donald J., Jr. Chiappone, Frank H. Feldman, Richard D. Gamello, William P. Guzzetti, Andrew G. Lex, William F. Livingston, Thomas E. Mayer, Brian T. Rabinovich, Philip S. Rogers, Ryan C. Release No. AP-1145 File Number: 3-15514
Jan. 3, 2014	Left Behind Games, Inc. Release No. AP-1141 File Number: 3-15522
Jan. 3, 2014	J.S. Oliver Capital Management, L.P. Mausner, Ian O. Drennan, Douglas F. Release No. AP-1146 File Number: 3-15446
Jan. 3, 2014	Imperato, Daniel Release No. AP-1142 File Number: 3-15628
Jan. 3, 2014	China Dongfang Healthcare Group, Inc., China Golf Group, Inc., Oma Enterprises Corp., et al. Cameron Elliot, Administrative Law Judge Release No. AP-1143 File Number: 3-15655
Jan. 3, 2014	Bank of Florida Corp., et al. Carol Fox Foelak, Administrative Law Judge Release No. AP-1144 File Number: 3-15656
Jan. 2, 2014	Martin, Julieann Palmer Release No. AP-1138 File Number: 3-15613
Jan. 2, 2014	Wilson, Joel I. Release No. AP-1136 File Number: 3-15408
Jan. 2, 2014	Timbervest, LLC Shapiro, Joel Barth Boden, Walter William Anthony, III Zell, Donald David, Jr. Jones, Gordon, II Release No. AP-1137 File Number: 3-15519
Jan. 2, 2014	Golden Elephant Glass Technology, Inc. Pacific Alliance Corp. Release No. AP-1139 File Number: 3-15649
Jan. 2, 2014	Multri-Precision, LLC Release No. AP-1140 File Number: 3-15658
Dec. 31, 2013	Berkman, Craig d/b/a Ventures Trust LLC Kern, John B Face Off Acquisitions, LLC Face Off Management, LLC a/k/a Face Off Acquisitions Management, LLC Ventures Trust II LLC Ventures Trust III LLC Ventures Trust IV LLC Ventures Trust V LLC Ventures Trust VI LLC Ventures Trust Asset Fund LLC Ventures Trust Management LLC Ventures Trust Asset Management, LLC a/k/a Ventures Trust II Asset Management, LLC Assensus Capital, LLC Assensus Capital Management, LLC Release No. AP-1135 File Number: 3-15249
Dec. 31, 2013	J.S. Oliver Capital Management, L.P. Mausner, Ian O. Drennan, Douglas F. Release No. AP-1134 File Number: 3-15446
Dec. 30, 2013	Harding Advisory LLC Chau, Wing F. Release No. AP-1131 File Number: 3-15574
Dec. 30, 2013	Grossman, Larry C. Adams, Gregory J. Release No. AP-1132 File Number: 3-15617
Dec. 30, 2013	Timbervest, LLC Shapiro, Joel Barth Boden, Walter William Anthony, III Zell, Donald David, Jr. Jones, Gordon, II Release No. AP-1133 File Number: 3-15519
Dec. 27, 2013	ICC Worldwide, Inc. Innova Pure Water, Inc. Paladin Holdings, Inc. Performing Brands, Inc. Petrol Oil and Gas, Inc. Platinum Research Organization, Inc. Renew Energy Resources, Inc. Vital Living, Inc. Release No. AP-1130 File Number: 3-15636
Dec. 24, 2013	Community Alliance, Inc. Defi Global, Inc. Easy Energy, Inc. Industry Concept Holdings, Inc. Transworld Benefits International, Inc. Release No. AP-1129 File Number: 3-15632
Dec. 23, 2013	The Enlightened Gourmet, Inc. Eternal Image, Inc. Maxconcept International Holdings, Inc. NMT Medical, Inc. U.S. Fuel Corp. Wits Basin Precious Minerals, Inc. Release No. AP-1128 File Number: 3-15650
Dec. 23, 2013	CompuSonics Video Corporation Cameron Elliot, Administrative Law Judge Release No. AP-1126 File Number: 3-15657
Dec. 23, 2013	Multri-Precision, LLC Release No. AP-1127 File Number: 3-15658
Dec. 20, 2013	China Dongfang Healthcare Group, Inc., China Golf Group, Inc., Oma Enterprises Corp., et al. Cameron Elliot, Administrative Law Judge Release No. AP-1124 File Number: 3-15655
Dec. 20, 2013	J.S. Oliver Capital Management, L.P. Mausner, Ian O. Drennan, Douglas F. Release No. AP-1125 File Number: 3-15446
Dec. 20, 2013	Golden Elephant Glass Technology, Inc. Pacific Alliance Corp. Release No. AP-1121 File Number: 3-15649
Dec. 20, 2013	Daniels, William J. Doxey, Joseph P. Release No. AP-1122 File Number: 3-15619
Dec. 20, 2013	Bank of Florida Corp., et al. Carol Fox Foelak, Administrative Law Judge Release No. AP-1123 File Number: 3-15656
Dec. 19, 2013	The Enlightened Gourmet, Inc. Eternal Image, Inc. Maxconcept International Holdings, Inc. NMT Medical, Inc. U.S. Fuel Corp. Wits Basin Precious Minerals, Inc. Release No. AP-1114 File Number: 3-15650
Dec. 19, 2013	Anglin, Ronald Gene Release No. AP-1115 File Number: 3-15648
Dec. 19, 2013	Timbervest, LLC Shapiro, Joel Barth Boden, Walter William Anthony, III Zell, Donald David, Jr. Jones, Gordon, II Release No. AP-1120 File Number: 3-15519
Dec. 19, 2013	Catch By Gene, Inc. Four Star Holdings, Inc. Great Spirits, Inc. Shatrusen, Inc. Solid Management Corp. Texas Sweet Crude Oil Corp. Release No. AP-1116 File Number: 3-15633
Dec. 19, 2013	Imperato, Daniel Release No. AP-1117 File Number: 3-15628
Dec. 19, 2013	G-2 Trading LLC Release No. AP-1118 File Number: 3-15495
Dec. 19, 2013	ZPR Investment Management, Inc. Zavanelli, Max E. Release No. AP-1119 File Number: 3-15263
Dec. 18, 2013	Grossman, Larry C. Adams, Gregory J. Release No. AP-1110 File Number: 3-15617
Dec. 18, 2013	Actavision Ventures, Inc. American Resources Group, Inc. Audioscience, Inc. Basset Enterprises, Inc. Cybertex Enterprises, Inc. (n/k/a Synvion Corp.) Duct Utility Construction & Technologies, Inc. Release No. AP-1111 File Number: 3-15302
Dec. 18, 2013	Ambassador Capital Management, LLC Oglesby, Derek H. Release No. AP-1107 File Number: 3-15625
Dec. 18, 2013	McGinn, Timothy M. Smith, David L. Release No. AP-1112 File Number: 3-15461
Dec. 18, 2013	Tri-Star Advisors, Inc. Payne, William T. Vaughan, Jon C. Release No. AP-1108 File Number: 3-15627
Dec. 18, 2013	Ambassador Capital Management, LLC Oglesby, Derek H. Release No. AP-1113 File Number: 3-15625

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