ALJ Orders
During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.
View orders arranged by date below.
Related Resources
Date Sort ascending | Respondents |
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Release No.
AP-5097
File Number:
3-18206
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Release No.
AP-5106
File Number:
3-18217
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Release No.
AP-5102
File Number:
3-18212
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|
Release No.
AP-5107
File Number:
3-18219
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|
Release No.
AP-5103
File Number:
3-18169
|
|
Release No.
AP-5108
File Number:
3-18189
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Release No.
AP-5104
File Number:
3-18153
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|
Release No.
AP-5100
File Number:
3-18209
|
|
Release No.
AP-5109
File Number:
3-18146
|
|
Release No.
AP-5105
File Number:
3-18095
|
|
Release No.
AP-5101
File Number:
3-18210
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Release No.
AP-5094
File Number:
3-18203
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Release No.
AP-5095
File Number:
3-18204
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Release No.
AP-5096
File Number:
3-16462
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|
Release No.
AP-5089
File Number:
3-18162
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Release No.
AP-5090
File Number:
3-18201
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Release No.
AP-5091
File Number:
3-18202
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|
Release No.
AP-5092
File Number:
3-18119
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Release No.
AP-5088
File Number:
3-18199
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Release No.
AP-5093
File Number:
3-18152
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Release No.
AP-5086
File Number:
3-18188
|
|
Release No.
AP-5087
File Number:
3-18193
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Release No.
AP-5085
File Number:
3-18017
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Release No.
AP-5081
File Number:
3-18191
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Release No.
AP-5077
File Number:
3-18151
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Release No.
AP-5082
File Number:
3-18157
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Release No.
AP-5078
File Number:
3-18185
|
|
Release No.
AP-5083
File Number:
3-17902
|
|
Release No.
AP-5079
File Number:
3-18189
|
|
Release No.
AP-5084
File Number:
3-18155
|
|
Release No.
AP-5080
File Number:
3-18190
|
|
Release No.
AP-5076
File Number:
3-18127
|
|
Release No.
AP-5069
File Number:
3-18148
|
|
Release No.
AP-5066
File Number:
3-18187
|
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Release No.
AP-5067
File Number:
3-18188
|
|
Release No.
AP-5068
File Number:
3-17352
|
|
Release No.
AP-5073
File Number:
3-18141
|
|
Release No.
AP-5074
File Number:
3-18146
|
|
Release No.
AP-5070
File Number:
3-17950
|
|
Release No.
AP-5075
File Number:
3-18156
|
|
Release No.
AP-5071
File Number:
3-18149
|
|
Release No.
AP-5072
File Number:
3-18170
|
|
Release No.
AP-5064
File Number:
3-18017
|
|
Release No.
AP-5065
File Number:
3-18107
|
|
Release No.
AP-5063
File Number:
3-16554
|
|
Release No.
AP-5059
File Number:
3-18176
|
|
Release No.
AP-5060
File Number:
3-18177
|
|
Release No.
AP-5061
File Number:
3-18179
|
|
Release No.
AP-5057
File Number:
3-18141
|
|
Release No.
AP-5062
File Number:
3-18180
|
|
Release No.
AP-5058
File Number:
3-18175
|
|
Release No.
AP-5051
File Number:
3-17387
|
|
Release No.
AP-5055
File Number:
3-16554
|
|
Release No.
AP-5056
See Also:
Exhibit
File Number:
3-18099
|
|
Release No.
AP-5052
File Number:
3-17990
|
|
Release No.
AP-5053
File Number:
3-18142
|
|
Release No.
AP-5054
File Number:
3-18130
|
|
Release No.
AP-5050
File Number:
3-16554
|
|
Release No.
AP-5046
File Number:
3-18169
|
|
Release No.
AP-5047
File Number:
3-18174
|
|
Release No.
AP-5048
File Number:
3-18173
|
|
Release No.
AP-5049
File Number:
3-16554
|
|
Release No.
AP-5045
File Number:
3-18170
|
|
Release No.
AP-5043
File Number:
3-18165
|
|
Release No.
AP-5044
File Number:
3-18095
|
|
Release No.
AP-5041
File Number:
3-18126
|
|
Release No.
AP-5042
File Number:
3-18107
|
|
Release No.
AP-5039
File Number:
3-18162
|
|
Release No.
AP-5040
File Number:
3-18011
|
|
Release No.
AP-5030
File Number:
3-18153
|
|
Release No.
AP-5036
File Number:
3-17902
|
|
Release No.
AP-5032
File Number:
3-18152
|
|
Release No.
AP-5037
File Number:
3-17699
|
|
Release No.
AP-5033
File Number:
3-18155
|
|
Release No.
AP-5038
File Number:
3-17828
|
|
Release No.
AP-5034
File Number:
3-18156
|
|
Release No.
AP-5035
File Number:
3-18014
|
|
Release No.
AP-5031
File Number:
3-18157
|
|
Release No.
AP-5027
File Number:
3-18151
|
|
Release No.
AP-5028
See Also:
Exhibit A
,
and Exhibit B
File Number:
3-18099
|
|
Release No.
AP-5029
File Number:
3-16554
|
|
Release No.
AP-5026
File Number:
3-18146
|
|
Release No.
AP-5022
File Number:
3-18149
|
|
Release No.
AP-5023
File Number:
3-18129
|
|
Release No.
AP-5024
File Number:
3-17950
|
|
Release No.
AP-5025
File Number:
3-16554
|
|
Release No.
AP-5021
File Number:
3-18106
|
|
Release No.
AP-5017
File Number:
3-17352
|
|
Release No.
AP-5018
File Number:
3-18148
|
|
Release No.
AP-5019
File Number:
3-16554
|
|
Release No.
AP-5020
File Number:
3-18127
|
|
Release No.
AP-5016
File Number:
3-16554
|
|
Release No.
AP-5014
File Number:
3-16554
|
|
Release No.
AP-5015
File Number:
3-18014
|
|
Release No.
AP-5013
File Number:
3-18105
|
|
Release No.
AP-5012
File Number:
3-18081
|
|
Release No.
AP-5008
File Number:
3-18141
|
|
Release No.
AP-5009
File Number:
3-18142
|
|
Release No.
AP-5005
File Number:
3-18077
|
|
Release No.
AP-5010
File Number:
3-18107
|