ALJ Orders

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

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Date Sort ascending	Respondents
Oct. 31, 2017	Stitt, Andrew Release No. AP-5210 File Number: 3-17621
Oct. 31, 2017	Megalli, Mark Release No. AP-5206 File Number: 3-18250
Oct. 26, 2017	Pruitt, David, CPA Release No. AP-5205 File Number: 3-17950
Oct. 25, 2017	Delaney Equity Group LLC Delaney, David C. Kass, Ian C. Release No. AP-5203 File Number: 3-17398
Oct. 25, 2017	Pruitt, David, CPA Release No. AP-5204 File Number: 3-17950
Oct. 25, 2017	Pruitt, David, CPA Release No. AP-5200 File Number: 3-17950
Oct. 25, 2017	Palladino, James M. Release No. AP-5201 File Number: 3-18119
Oct. 25, 2017	Bank, Daryl G., Jones, Bobby D. Release No. AP-5202 File Number: 3-18175, 3-18236
Oct. 24, 2017	Teran, Alfred C. Release No. AP-5198 File Number: 3-18098
Oct. 24, 2017	GeoGlobal Resources, Inc. USA Synthetic Fuel Corp. Release No. AP-5199 File Number: 3-18153
Oct. 23, 2017	Next Galaxy Corp. Novamex Energy, Inc. Occidental Development Group, Inc. Sable Natural Resources Corporation. Release No. AP-5197 File Number: 3-18219
Oct. 20, 2017	Hampshire Group, Limited United Mortgage Trust, Inc. Zoom Companies, Inc. Release No. AP-5192 File Number: 3-18201
Oct. 20, 2017	Aervision Holdings, Inc. Amalgamated Pictures Corp. American Patriot Financial Group, Inc. Asia8, Inc. Release No. AP-5193 File Number: 3-18199
Oct. 20, 2017	Feng, Hui Law Offices of Feng & Associates, P.C. Release No. AP-5195 File Number: 3-18209
Oct. 20, 2017	Experience Art and Design, Inc. Fu Lu Cai Productions Ltd. (n/k/a Alfa Star Energy Ltd.) Heavy Earth Resources, Inc. Horne International, Inc. Release No. AP-5196 File Number: 3-18173
Oct. 20, 2017	JuQun, Inc. Live Brands, Inc. Nevada Gold Corp. Nexus Data Technologies Corporation Release No. AP-5194 File Number: 3-18193
Oct. 19, 2017	Guardian 8 Holdings Idaho North Resources Corporation Mecklermedia Corporation Verde Science, Inc. Release No. AP-5191 File Number: 3-18221
Oct. 19, 2017	Zoernack, Steven EquityStar Capital Management, LLC Release No. AP-5189 File Number: 3-17157
Oct. 19, 2017	KollagenX Corp. Microlin Bio, Inc. Vaccinogen, Inc. Virtus Oil and Gas Corp. Release No. AP-5190 File Number: 3-18207
Oct. 18, 2017	Feng, Hui Law Offices of Feng & Associates, P.C. Release No. AP-5187 File Number: 3-18209
Oct. 18, 2017	Keenan, Brian J. Release No. AP-5188 File Number: 3-18212
Oct. 18, 2017	Vitale, Joseph Release No. AP-5184 File Number: 3-18252
Oct. 18, 2017	Icon Vapor, Inc. POWRtec International Corp. Silvergraph International, Inc. Walter Energy, Inc. (n/k/a New WEI. Inc.) Release No. AP-5185 File Number: 3-18210
Oct. 18, 2017	Gamzio Mobile, Inc. Gold Hill Resources, Inc. Release No. AP-5186 File Number: 3-18170
Oct. 17, 2017	GO EZ Corporation Green St. Energy, Inc. Hyperview Ltd. Imogo Mobile Technologies Corp. Release No. AP-5182 File Number: 3-18204
Oct. 17, 2017	GeoGlobal Resources, Inc. USA Synthetic Fuel Corp. Release No. AP-5183 File Number: 3-18153
Oct. 17, 2017	Infinity Real Estate Holdings Corporation International Industrial Enterprise, Inc. Scor International Foods, Inc. Xhibit Corp. Release No. AP-5180 File Number: 3-18217
Oct. 17, 2017	ANV Security Group, Inc. Release No. AP-5181 File Number: 3-18176
Oct. 16, 2017	Gainer, Jeffrey Release No. AP-5176 File Number: 3-18130
Oct. 16, 2017	Pruitt, David, CPA Release No. AP-5174 File Number: 3-17950
Oct. 16, 2017	Megalli, Mark Release No. AP-5175 File Number: 3-18250
Oct. 16, 2017	Huixin Waste Water Solutions, Inc. Release No. AP-5177 File Number: 3-18187
Oct. 16, 2017	Neurologix, Inc. Organic Alliance, Inc. Zinco do Brasil, Inc. Release No. AP-5178 File Number: 3-18180
Oct. 16, 2017	Bank, Daryl G., Jones, Bobby D. Release No. AP-5179 File Number: 3-18175, 3-18236
Oct. 13, 2017	Next Galaxy Corp. Novamex Energy, Inc. Occidental Development Group, Inc. Sable Natural Resources Corporation. Release No. AP-5170 File Number: 3-18219
Oct. 13, 2017	HydroPhi Technologies Group, Inc. iTalk Inc. Soellingen Advisory Group, Inc. U.S. Rare Earths, Inc. Release No. AP-5171 File Number: 3-18208
Oct. 13, 2017	Hydrogen Future Corporation Liberty Energy Corp. Omega Brands, Inc. Optionable Inc. Release No. AP-5172 File Number: 3-18220
Oct. 13, 2017	Hampshire Group, Limited United Mortgage Trust, Inc. Zoom Companies, Inc. Release No. AP-5173 File Number: 3-18201
Oct. 12, 2017	Pruitt, David, CPA Release No. AP-5168 File Number: 3-17950
Oct. 12, 2017	JuQun, Inc. Live Brands, Inc. Nevada Gold Corp. Nexus Data Technologies Corporation Release No. AP-5164 File Number: 3-18193
Oct. 12, 2017	E-Waste Systems, Inc. Release No. AP-5160 File Number: 3-18107
Oct. 12, 2017	Retirement Surety LLC Crescendo Financial LLC Rose, Thomas Leeman, David Featherstone, David Release No. AP-5169 File Number: 3-18061
Oct. 12, 2017	Yin, Gary Release No. AP-5165 File Number: 3-18165
Oct. 12, 2017	Pruitt, David, CPA Release No. AP-5161 File Number: 3-17950
Oct. 12, 2017	Hallas, Demitrios Release No. AP-5166 File Number: 3-18229
Oct. 12, 2017	IN Media Corporation New Media Insight Group, Inc. Pacific Sands, Inc. Saleen Automotive, Inc. Release No. AP-5162 File Number: 3-18206
Oct. 12, 2017	Dearborn Bancorp, Inc. Greentech Mining International, Inc. Hoverink International Holdings, Inc. South West Coast Senior Living Corp. Release No. AP-5167 File Number: 3-18223
Oct. 12, 2017	IMK GROUP, INC. Mobilebits Holdings Corporation National Energy Services, Inc. Power of the Dream Ventures Inc. Release No. AP-5163 File Number: 3-18203
Oct. 11, 2017	Digital Brand Media & Marketing Group, Inc. Intellicell Biosciences, Inc. Release No. AP-5156 File Number: 3-17990
Oct. 11, 2017	Immunoclin Corp. Intelligent Living America, Inc. Ivanhoe Energy, Inc. Release No. AP-5158 File Number: 3-18190
Oct. 11, 2017	Hampshire Group, Limited United Mortgage Trust, Inc. Zoom Companies, Inc. Release No. AP-5159 File Number: 3-18201
Oct. 11, 2017	Penny Auction Solutions, Inc. Sebring Software, Inc. Studio II Brands, Inc. Release No. AP-5157 File Number: 3-18202
Oct. 10, 2017	Creator Capital Ltd. Release No. AP-5154 File Number: 3-18189
Oct. 10, 2017	Icon Vapor, Inc. POWRtec International Corp. Silvergraph International, Inc. Walter Energy, Inc. (n/k/a New WEI. Inc.) Release No. AP-5150 File Number: 3-18210
Oct. 10, 2017	American-Swiss Capital, Inc. Aquilarts, Inc. Avalon Holding Group, Inc. Broadstreet Power, Inc. (f/k/a Summer Valley Acquisition Corp.) Release No. AP-5155 File Number: 3-18156
Oct. 10, 2017	BioPharma Manufacturing Solutions Inc. CLTC Ventures Corporation (n/k/a Dreamfly Productions Corporation) Crane Global Energy Company DCA Asset Management, Inc. Release No. AP-5151 File Number: 3-18148
Oct. 10, 2017	China Hefeng Rescue Equipment, Inc. Greenworld Development, Inc. Mountain National Bancshares, Inc. UCP Holdings, Inc. Release No. AP-5152 File Number: 3-18179
Oct. 10, 2017	Engage Eco Solutions, Inc. Old Stone Corporation Teltronics, Inc. (n/k/a Forerunner Technologies Inc.) Xunna Information Technology, Inc. Release No. AP-5148 File Number: 3-18191
Oct. 10, 2017	ARX Gold Corporation Release No. AP-5153 File Number: 3-18185
Oct. 10, 2017	GO EZ Corporation Green St. Energy, Inc. Hyperview Ltd. Imogo Mobile Technologies Corp. Release No. AP-5149 File Number: 3-18204
Oct. 6, 2017	Shkreli, Martin Release No. AP-5144 File Number: 3-18127
Oct. 6, 2017	Next Galaxy Corp. Novamex Energy, Inc. Occidental Development Group, Inc. Sable Natural Resources Corporation. Release No. AP-5145 File Number: 3-18219
Oct. 6, 2017	Penny Auction Solutions, Inc. Sebring Software, Inc. Studio II Brands, Inc. Release No. AP-5146 File Number: 3-18202
Oct. 6, 2017	Pruitt, David, CPA Release No. AP-5142 File Number: 3-17950
Oct. 6, 2017	Hampshire Group, Limited United Mortgage Trust, Inc. Zoom Companies, Inc. Release No. AP-5143 File Number: 3-18201
Oct. 6, 2017	Teran, Alfred C. Release No. AP-5147 File Number: 3-18098
Oct. 5, 2017	China Hefeng Rescue Equipment, Inc. Greenworld Development, Inc. Mountain National Bancshares, Inc. UCP Holdings, Inc. Release No. AP-5140 File Number: 3-18179
Oct. 5, 2017	Yin, Gary Release No. AP-5136 File Number: 3-18165
Oct. 5, 2017	ARX Gold Corporation Release No. AP-5141 File Number: 3-18185
Oct. 5, 2017	Pruitt, David, CPA Release No. AP-5137 File Number: 3-17950
Oct. 5, 2017	Herman, Rosalind Release No. AP-5138 File Number: 3-17828
Oct. 5, 2017	Pruitt, David, CPA Release No. AP-5139 File Number: 3-17950
Oct. 4, 2017	Experience Art and Design, Inc. Fu Lu Cai Productions Ltd. (n/k/a Alfa Star Energy Ltd.) Heavy Earth Resources, Inc. Horne International, Inc. Release No. AP-5133 File Number: 3-18173
Oct. 4, 2017	Berger, Brian Michael Release No. AP-5134 File Number: 3-18129
Oct. 4, 2017	Bank, Daryl G. Release No. AP-5135 File Number: 3-18175
Oct. 4, 2017	Aervision Holdings, Inc. Amalgamated Pictures Corp. American Patriot Financial Group, Inc. Asia8, Inc. Release No. AP-5131 File Number: 3-18199
Oct. 4, 2017	AV Therapeutics, Inc. Balqon Corporation Empress Mining Inc. (f/k/a Penola, Inc.) Passport Potash, Inc. Release No. AP-5132 File Number: 3-18095
Oct. 3, 2017	Hall Tees, Inc. Hosokawa Micron International, Inc. James River Coal Company Napa Sonoma Group Inc. (f/k/a Andes 1, Inc.) Self Change Corporation Release No. AP-5128 File Number: 3-18155
Oct. 3, 2017	ANV Security Group, Inc. Release No. AP-5129 File Number: 3-18176
Oct. 3, 2017	Can-Cal Resources Ltd. China Fruits Corp. Skystar Bio-Pharmaceutical Co. Release No. AP-5130 File Number: 3-18017
Oct. 3, 2017	Mackenzie Taylor Minerals, Inc. Raptor Resources Holdings, Inc. Shoshone Silver Gold Mining Co. VR Holdings, Inc. Release No. AP-5127 File Number: 3-18149
Oct. 2, 2017	Guardian 8 Holdings Idaho North Resources Corporation Mecklermedia Corporation Verde Science, Inc. Release No. AP-5117 File Number: 3-18221
Oct. 2, 2017	Hydrogen Future Corporation Liberty Energy Corp. Omega Brands, Inc. Optionable Inc. Release No. AP-5116 File Number: 3-18220
Oct. 2, 2017	Evolucia, Inc. Legend International Holdings, Inc. OSL Holdings, Inc. Release No. AP-5125 File Number: 3-18014
Oct. 2, 2017	Tintic Gold Mining Company Release No. AP-5121 File Number: 3-18157
Oct. 2, 2017	Gamzio Mobile, Inc. Gold Hill Resources, Inc. Release No. AP-5126 File Number: 3-18170
Oct. 2, 2017	Cono Italiano, Inc. Native American Energy Group, Inc. Plures Technologies, Inc. Secured Technology Innovations Corp. Release No. AP-5122 File Number: 3-18177
Oct. 2, 2017	Dearborn Bancorp, Inc. Greentech Mining International, Inc. Hoverink International Holdings, Inc. South West Coast Senior Living Corp. Release No. AP-5118 File Number: 3-18223
Oct. 2, 2017	Engage Eco Solutions, Inc. Old Stone Corporation Teltronics, Inc. (n/k/a Forerunner Technologies Inc.) Xunna Information Technology, Inc. Release No. AP-5123 File Number: 3-18191
Oct. 2, 2017	Hallas, Demitrios Release No. AP-5119 File Number: 3-18229
Oct. 2, 2017	Dearborn Bancorp, Inc. Greentech Mining International, Inc. Hoverink International Holdings, Inc. South West Coast Senior Living Corp. Release No. AP-5124 File Number: 3-18223
Oct. 2, 2017	Jones, Bobby D. Release No. AP-5120 File Number: 3-18236
Sept. 29, 2017	Immunoclin Corp. Intelligent Living America, Inc. Ivanhoe Energy, Inc. Release No. AP-5114 File Number: 3-18190
Sept. 29, 2017	KollagenX Corp. Microlin Bio, Inc. Vaccinogen, Inc. Virtus Oil and Gas Corp. Release No. AP-5115 File Number: 3-18207
Sept. 28, 2017	Black Diamond Asset Management LLC Wilson, Robert Release No. AP-5110 File Number: 3-18099
Sept. 28, 2017	Yin, Gary Release No. AP-5111 File Number: 3-18165
Sept. 28, 2017	Teran, Alfred C. Release No. AP-5112 File Number: 3-18098
Sept. 28, 2017	Chile Mining Technologies Inc. Release No. AP-5113 File Number: 3-18174
Sept. 27, 2017	IN Media Corporation New Media Insight Group, Inc. Pacific Sands, Inc. Saleen Automotive, Inc. Release No. AP-5097 File Number: 3-18206
Sept. 27, 2017	KollagenX Corp. Microlin Bio, Inc. Vaccinogen, Inc. Virtus Oil and Gas Corp. Release No. AP-5098 File Number: 3-18207

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