Accounting and Auditing Enforcement

The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

Accounting and Auditing Enforcement Releases RSS Feed


Date Sort ascending	Respondents
Aug. 23, 2005	Charles C. Conaway and John T. McDonald, Jr. Release No. LR-19344, AAER-2295 See Also: Complaint in this matter
Aug. 23, 2005	David Friend, CPA Release No. 34-52321, AAER-2296
Aug. 22, 2005	Frederick S. Schiff and Richard J. Lane Release No. LR-19343, AAER-2294 See Also: Complaint in this matter
Aug. 19, 2005	William M. Baker, et al. Release No. LR-19341, AAER-2293
Aug. 15, 2005	John R. Behrmann and Margaret M. Eardley Release No. LR-19336, AAER-2292 See Also: Complaint in this matter
Aug. 15, 2005	John V. Back, Jr., CPA Release No. 34-52258, AAER-2291
Aug. 15, 2005	Margaret M. Eardley Release No. 34-52257, AAER-2290
Aug. 3, 2005	Patrick D. Quinlan, Sr. et al. Release No. LR-19323, AAER-2289
Aug. 2, 2005	Kenneth K. Livesay, et al. Release No. LR-19322, AAER-2288
Aug. 1, 2005	Robert Korkuc Release No. LR-19319, AAER-2287
Aug. 1, 2005	Robert Korkuc, CPA Release No. 34-52185, AAER-2286
July 28, 2005	Richard Rambahal, et al. Release No. LR-19316, AAER-2284
July 28, 2005	Microtune, Inc., William L. Housley, Jeffrey W. Davis, and Everett Rogers Release No. 33-8596, 34-52159, AAER-2285
July 26, 2005	Joseph P. Nacchio, Robert S. Woodruff, Robin R. Szeliga, Afshin Mohebbi, Gregory M. Casey, James J. Koslowski and Frank T. Noyes Release No. LR-19313, AAER-2283
July 26, 2005	Gary K. Bennett; Bernard J. Demko Release No. LR-19310, AAER-2281 See Also: Complaint in this matter , Complaint in this matter
July 26, 2005	Michael J. Cheshire Release No. 34-52126, AAER-2282
July 25, 2005	Glenn E. Glasshagel Release No. LR-19309, AAER-2280 See Also: Complaint in this matter
July 18, 2005	Gregory Brady, William M. Beecher, and Reagan L. Lancaster Release No. LR-19306, AAER-2279 See Also: Complaint in this matter
July 15, 2005	Comerica, Inc. Release No. 34-52041, AAER-2278
July 13, 2005	Bernard J. Ebbers Release No. LR-19301, AAER-2277 See Also: Complaint in this matter
July 11, 2005	Andrew J. Zahn, Philip J. Sexauer, and Cynthia K. Berryman Release No. LR-19297, AAER-2275
July 11, 2005	Mark Cocchiola, et al. Release No. LR-19300, AAER-2276 See Also: Complaint in this matter
July 11, 2005	Foamex International, Inc. Release No. 34-52006, AAER-2274
July 8, 2005	Duke Energy Corporation Release No. 34-51995, AAER-2273
July 6, 2005	Jeffrey Steinberg and John Geron Release No. 34-51979, AAER-2272
June 30, 2005	David M. Hurley Release No. LR-19290, AAER-2270 See Also: Complaint in this matter
June 30, 2005	KPMG LLP, Gary Bentham, C.A. and John Gordon, C.A. Release No. 34-51946, AAER-2269
June 30, 2005	Rita J. McConville Release No. 34-51950, AAER-2271 See Also: Court of Appeals Decision , Court of Appeals Order Supplementing Decision
June 29, 2005	Donald M. Fitzpatrick Release No. LR-19289, AAER-2268
June 27, 2005	Oliver Hilsenrath and David S. Klarman Release No. LR-19286, AAER-2267
June 27, 2005	David S. Klarman, Esq. Release No. 34-51927, AAER-2266
June 24, 2005	Robert W. Armstrong, III Release No. 34-51920, AAER-2264
June 23, 2005	Healthsouth Corporation et al. Release No. LR-19280, AAER-2263
June 22, 2005	Schick Technologies, Inc., David B. Schick and Fred Levine Release No. LR-19279, AAER-2265
June 21, 2005	James H. David, Jr., CPA Release No. 34-51895, AAER-2262
June 10, 2005	John Houldsworth And Richard Napier Release No. LR-19264, AAER-2261 See Also: Complaint in this matter
June 9, 2005	Take-Two Interactive Software, Inc., Ryan Brant, Larry Muller, James David, Jr. Release No. LR-19260, w.: AAER-2259, 33-8581, AAER-2259 See Also: Complaint in this matter
June 9, 2005	Roys Poyiadjis, Lycourgos Kyprianou et al. Release No. LR-19259, AAER-2258
June 9, 2005	Robert M. Blau Release No. 33-8581, 34-51809, AAER-2260, AAER-2259
June 8, 2005	Bruce Hill, et al. Release No. LR-19253, AAER-2256
June 8, 2005	Louis E. Rivelli, Rodney B. Johnson, Stephen G. Burke, Teresa W. Ayers, Craig L. Stevenson, Robert T. Hoffman Release No. LR-19255, AAER-2257 See Also: Complaint in this matter
June 8, 2005	Mark Steven Lynch, CPA Release No. 34-51802, AAER-2255
June 7, 2005	Mount Sinai MedicalCenter of Florida, Inc., M. Brooks Turkel and Harvey W. Smith Release No. 33-8580, 34-51797, AAER-2254
June 2, 2005	Huntington Bancshares, Inc., Thomas E. Hoaglin, Michael J. McMennamin, and John Van Fleet, CPA Release No. LR-19243, AAER-2251, 33-8579 See Also: Complaint in this matter
June 2, 2005	Huntington Bancshares, Inc., Thomas E. Hoaglin, Michael J. Mcmennamin, and John Van Fleet, CPA Release No. 33-8579, 34-51781, AAER-2252, AAER-2251
May 26, 2005	David G. Barford, Kent D. Kalkwarf, David L. Mccall and James H. Smith III Release No. LR-19240, AAER-2250
May 20, 2005	M&A West, Inc., et al. Release No. LR-19233, AAER-2248
May 20, 2005	Diagnostic Products Corporation Release No. 34-51724, AAER-2249
May 19, 2005	Dennis O'Connor Release No. LR-19230, AAER-2247 See Also: Complaint in this matter
May 19, 2005	Kevin Rodgers Release No. 34-51719, AAER-2246
May 12, 2005	Walter Cercavschi, CPA Release No. 34-51686, AAER-2244
May 5, 2005	James Thomas McCurdy, CPA Release No. 34-51660, AAER-2245 See Also: CPA Release No. AAER-1952 PDF version
May 4, 2005	Stuart Wolff and Peter Tafeen Release No. LR-19218, AAER-2243 See Also: Complaint in this matter
May 3, 2005	Chesapeake Corporation, et al. Release No. LR-19215, AAER-2242 See Also: Complaint in this matter
May 2, 2005	Robert R. Berti, CPA Release No. 34-51647, AAER-2241
April 28, 2005	Dawn Diaz, CPA Release No. 34-51629, AAER-2240
April 26, 2005	Deloitte & Touche LLP Release No. LR-19202, AAER-2236 See Also: Complaint in this matter
April 26, 2005	Deloitte & Touche LLP, Steven H. Barry, CPA, and Karen T. Baker, CPA Release No. 34-51607, AAER-2238
April 26, 2005	Deloitte & Touche LLP Release No. 34-51606, AAER-2237
April 19, 2005	KPMG LLP, et al. Release No. LR-19191, AAER-2235
April 19, 2005	Craig R. Clark Release No. 34-51570, AAER-2233
April 19, 2005	KPMG LLP Release No. 34-51574, AAER-2234
April 18, 2005	The Coca-Cola Company Release No. 33-8569, 34-51565, AAER-2232
April 11, 2005	Chancellor Corporation, et al. Release No. LR-19177, AAER-2230
April 11, 2005	Global Crossing Ltd., Thomas J. Casey, Dan J. Cohrs, and Joseph P. Perrone Release No. 34-51517, AAER-2231
April 11, 2005	Gregory Davis, CPA and BKR Metcalf Davis Release No. 34-51516, AAER-2229
April 7, 2005	Dollar General Corporation, Hurley Calister Turner, Jr., Brian M. Burr, Randy C. Sanderson, and Bobby R. Carpenter Release No. LR-19174, AAER-2226 See Also: Complaint in this matter
April 7, 2005	Stephen C. Jones, CPA Release No. 34-51501, AAER-2225
April 7, 2005	Easylink Services Corporation, f.k.a. Mail.com, Inc. and Debra McClister, CPA Release No. 34-51506, AAER-2227
April 6, 2005	Drew S. Levin, Noel Cronin, and Michael Macchiarella; John D. Clutten Release No. LR-19172, AAER-2223 See Also: Complaint in this matter
April 6, 2005	John D. Clutten Release No. 34-51488, AAER-2224
April 4, 2005	Aurora Foods Inc., et al. Release No. LR-19165, AAER-2222
March 31, 2005	Eric Tyra, Scott Wynne, Peter Berman, and Scott Carey Release No. LR-19163, AAER-2221
March 29, 2005	Anuradha D. Saad, Richard P. Adelson, David J. Cammarata, Peter Torres, Robert McKie, Karin Gardner and Kenneth Jugan Release No. LR-19159, AAER-2219 See Also: Complaint in this matter
March 29, 2005	Mark M. Iwan, CPA Release No. 34-51442, AAER-2220
March 24, 2005	Kenneth W. Hawk, Michael J. Delargy, and Thomas R. De Jong Release No. LR-19156, AAER-2218 See Also: Complaint in this matter
March 21, 2005	Time Warner Inc. Release No. LR-19147, AAER-2216, 34-51400, AAER-2215 See Also: Complaint in this matter
March 21, 2005	James W. Barge, Pascal Desroches, and Wayne H. Pace Release No. 34-51400, AAER-2215
March 18, 2005	Philip L. Pascale, CPA Release No. 33-8555, 34-51393, AAER-2214
March 16, 2005	Soulfood Concepts, Inc. and Markova Campbell Release No. LR-19138, AAER-2213
March 15, 2005	Bryan K. Treadway Release No. LR-19135, AAER-2208 See Also: Complaint in this matter
March 15, 2005	Joseph P. Nacchio, Robert S. Woodruff, Robin R. Szeliga, Afshin Mohebbi, Gregory M. Casey, James J. Koslowski & Frank T. Noyes; Roger B. Hoaglund; William L. Eveleth Release No. LR-19136, AAER-2209 See Also: et al. , Complaint in this matter SEC v. Eveleth , Complaint in this matter SEC v. Hoaglund
March 15, 2005	Mark A. Schumacher Release No. LR-19134, AAER-2207 See Also: Complaint in this matter
March 15, 2005	Jennifer J. Tanner, f/k/a Jennifer J. Black Release No. 34-51374, AAER-2211
March 15, 2005	Mark A. Schumacher Release No. 34-51373, AAER-2210
March 15, 2005	Bryan K. Treadway, CPA Release No. 34-51375, AAER-2212
March 7, 2005	Kenneth K. Livesay, et al. Release No. LR-19123, AAER-2206
March 4, 2005	William W. Canfield Release No. LR-19122, AAER-2201
March 4, 2005	TALX Corporation Release No. LR-19120, AAER-2199
March 4, 2005	Craig N. Cohen Release No. LR-19121, AAER-2200 See Also: Complaint in this matter
March 4, 2005	Talx Corporation Release No. 33-8552, 34-51320, AAER-2202
March 4, 2005	William W. Canfield Release No. 33-8553, 34-51321, AAER-2203
March 3, 2005	Issac A. Sutton Release No. LR-19116, AAER-2205
March 3, 2005	Reliant Resources, Inc. and Reliant Energy, Inc. Release No. LR-19119, AAER-2197
March 3, 2005	Thomas C. Trauger, CPA Release No. 34-51307, AAER-2196
March 3, 2005	Eddie Richard Meche Release No. 33-8551, 34-51315, AAER-2198
March 2, 2005	Jack Gaglio Release No. LR-19111, AAER-2195 See Also: Complaint in this matter
March 2, 2005	Sandra Miller Christie Release No. LR-19110, AAER-2194
March 1, 2005	The Titan Corporation Release No. LR-19107, AAER-2204 See Also: Complaint in this matter
March 1, 2005	Humatech, Inc., David G. Williams, and John D. Rottweiler Release No. LR-19108, AAER-2193 See Also: Complaint in this matter

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