Accounting and Auditing Enforcement

The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

Accounting and Auditing Enforcement Releases RSS Feed


Date Sort ascending	Respondents
March 21, 2006	Anthony P. Dolanski, CPA Release No. 34-53533, AAER-2397
March 20, 2006	California Amplifier, Inc. Release No. LR-19614, AAER-2394
March 20, 2006	Bruce G. Hill, Esq. Release No. 34-53517, AAER-2395
March 8, 2006	Michael B. Johnson, CPA and Michael Johnson & Co., LLC Release No. 34-53444, AAER-2393
March 3, 2006	Andrew J. McAdams, CPA Release No. 34-53404, AAER-2392
March 2, 2006	Symbol Technologies, Inc., et al. Release No. LR-19585, AAER-2391
March 1, 2006	Ronald A. Safran, CPA Release No. 34-53392, AAER-2390
March 1, 2006	Michael A. Conway, CPA Release No. 34-53391, AAER-2389
Feb. 28, 2006	Elsie M. Leung, CPA Release No. 34-53387, AAER-2388
Feb. 27, 2006	NetEase.com, Inc. Release No. LR-19578, AAER-2382 See Also: Complaint in this matter
Feb. 27, 2006	Jeffrey P. Jorissen, Gary A. Shiffman and Mary A. Petrella Release No. LR-19580, AAER-2387
Feb. 27, 2006	Helen Haiwen He Release No. 33-8664, 34-53379, AAER-2384
Feb. 27, 2006	Sun Communities, Inc. and Sun Communities Operating Limited Partnership Release No. 33-8665, 34-53381, AAER-2386
Feb. 27, 2006	Geoffrey Jie Wei, CPA (China) Release No. 34-53378, AAER-2383
Feb. 27, 2006	Gregory G. Nelson, CPA Release No. 34-53380, AAER-2385
Feb. 27, 2006	Leonard Goldner Release No. 34-53375, AAER-2381
Feb. 22, 2006	KPMG LLP, et al. Release No. LR-19573, AAER-2379
Feb. 22, 2006	Thomas J. Yoho, CPA Release No. 34-53344, AAER-2380
Feb. 17, 2006	Edward A. Heil, CPA Release No. 34-53330, AAER-2377
Feb. 17, 2006	Scott K. Barton, CPA Release No. 34-53334, AAER-2378
Feb. 16, 2006	Eric J. McCracken, et al. Release No. LR-19567, AAER-2375
Feb. 16, 2006	Kevin Hall, CPA, and Rosemary Meyer, CPA Release No. 34-53326, AAER-2376 See Also: the Order in this matter
Feb. 9, 2006	American International Group, Inc. Release No. LR-19560, AAER-2371 See Also: Complaint in this matter
Feb. 9, 2006	Lawrence A. Stoler, CPA Release No. 33-8660, 34-53265, IA-2486, AAER-2372 See Also: the Order in this matter
Feb. 8, 2006	Elsie M. Leung Release No. LR-19558, AAER-2374
Feb. 7, 2006	Bruce E. Snyder, Jr. Release No. LR-19557, AAER-2372, AAER-2373
Feb. 7, 2006	Cummins Inc. Release No. 34-53236, AAER-2370
Feb. 2, 2006	Ronald Ferguson, Elizabeth Monrad, Robert Graham, Christopher Garand, and Christian Milton Release No. LR-19552, AAER-2369 See Also: Complaint in this matter
Jan. 30, 2006	Thomas P. Clark Release No. LR-19548, AAER-2368
Jan. 20, 2006	Stansbury Holdings Corporation, Aldine J. Coffman, Jr., Dennis R. Staal, CPA, Richard E. Sellers, CPA, and Sellers & Associates P.C. Release No. LR-19537, AAER-2366
Jan. 20, 2006	Eric Tyra, Scott Wynne, Peter Berman, and Scott Carey Release No. LR-19533, AAER-2365
Jan. 20, 2006	Herbert J. Mortland, CPA, and Mortland & Co., P.C. Release No. 34-53162, AAER-2367
Jan. 19, 2006	Sport-Haley, Inc., Steve S. Auger, and Kenneth R. LeCrone Release No. LR-19532, AAER-2364
Jan. 13, 2006	William T. Fricke, CPA Release No. 34-53125, AAER-2363
Jan. 11, 2006	Pegasus Satellite Communications, Inc., and Pegasus Media & Communications, Inc. Release No. 33-8653, 34-53100, AAER-2362
Jan. 4, 2006	McAfee, Inc. Release No. LR-19520, AAER-2360 See Also: Complaint in this matter
Jan. 4, 2006	Alan C. Goldsworthy, Walter T. Hilger, and Mark E. Sullivan Release No. LR-19521, AAER-2361 See Also: Complaint in this matter
Jan. 4, 2006	Applix, Inc. Release No. 33-8651, 34-53049, AAER-2359
Dec. 22, 2005	Kenneth R. Lecrone, CPA Release No. 33-8647, 34-53012, AAER-2358
Dec. 20, 2005	Lucent Technologies Inc., et al. Release No. LR-19502, AAER-2356
Dec. 19, 2005	Church Extension of the Church of God, Inc., United Management Services, Inc., James Perry Grubbs and Shearon Louis Jackson Release No. LR-19500, AAER-2355
Dec. 15, 2005	Edward A. Heil and R. Bret Jenkins; eSafetyWorld, Inc. (now known as EZ Auctions and Shipping Inc.) and Raymond Burghard Release No. LR-19494, AAER-2357 See Also: Jenkins , Inc.
Dec. 15, 2005	Gilbert Bergsman, CPA, and Lee Levinson, CPA Release No. 34-52959, AAER-2354
Dec. 7, 2005	Sidney V. Corder Release No. LR-19487, AAER-2353
Dec. 5, 2005	Cedric Kushner Promotions, Inc., et al. Release No. LR-19485, AAER-2352
Dec. 2, 2005	Joseph T. Boyle, CPA Release No. 34-52878, AAER-2350
Dec. 1, 2005	David T. Thomson, CPA, and David T. Thomson PC Release No. LR-19479, AAER-2349
Dec. 1, 2005	James P. Brown Release No. 34-52864, AAER-2348
Nov. 30, 2005	Friedman's Inc. Release No. LR-19477, AAER-2351 See Also: Complaint in this matter
Nov. 21, 2005	Donald C. Yount, Jr., CPA Release No. 34-52813, AAER-2347
Nov. 18, 2005	John D. Parson, CPA and Brendon P. McDonald, CPA Release No. 34-52792, AAER-2346
Nov. 16, 2005	Jonathan D. Nelson (Defendant), XIT Land & Energy, Inc., Chisum Travel Center, Ltd., Z8 Properties, Ltd., Three Stars Aviation, LLC, and Chisum Coach, Ltd. (Defendants Solely for Purposes of Equitable Relief) Release No. LR-19467, AAER-2345
Nov. 10, 2005	Salvatore Censoprano, CPA Release No. 34-52763, AAER-2344
Nov. 3, 2005	Eric Tyra, CPA Release No. 34-52726, AAER-2343
Nov. 2, 2005	David G. Zilli Release No. LR-19455, AAER-2342
Nov. 2, 2005	Brian Crowley, Robert Henuset, Ritchie Langfield, Frank Lysiak, Ernie Rosenberg, Dale Schulz, and Larry Stone Release No. LR-19454, AAER-2341
Oct. 25, 2005	Ocumed Group, Inc., Alfred R. Caggia and Louise A. Cummings Release No. LR-19443, AAER-2340
Oct. 20, 2005	Scott Gershon, Paul Cifaldi, Neil Silver and Robert Davis Release No. LR-19439, AAER-2339 See Also: Complaint in this matter
Oct. 20, 2005	Lucent Technologies Inc., et al. Release No. LR-19437, AAER-2337
Oct. 20, 2005	Eric Tyra, Scott Wynne, Peter Berman, and Scott Carey Release No. LR-19438, AAER-2338
Oct. 13, 2005	Thomas Hauke, CPA Release No. 34-52597, AAER-2335
Oct. 11, 2005	John Houldsworth, CA Release No. 34-52582, AAER-2334
Oct. 6, 2005	Fred Gold, John D. Parson and Brendon P. McDonald Release No. LR-19417, AAER-2332 See Also: Complaint in this matter
Oct. 6, 2005	KPMG LLP, et al. Release No. LR-19418, AAER-2333
Oct. 5, 2005	Duane Kimble and Carene Kunkler and In the Matter of Duane Kimble, CPA, and Carene Kunkler Release No. LR-19416, AAER-2331
Oct. 5, 2005	Benjamin Rogatinsky and Reuven Rogatinsky Release No. LR-19413, AAER-2330
Oct. 3, 2005	Duane Kimble, CPA and Carene Kunkler Release No. 34-52554, AAER-2329
Sept. 30, 2005	Ehrenkrantz King Nussbaum, Inc., Anthony Ottimo, and Brendan E. Murray Release No. LR-19410, AAER-2328
Sept. 30, 2005	William E. Caswell, CPA Release No. 34-52538, AAER-2326
Sept. 30, 2005	Gregory M. Dearlove, CPA Release No. 34-52537, AAER-2325 See Also: the Order in this matter
Sept. 30, 2005	Ronald Lee Hoyt, CPA, Release No. 34-52539, AAER-2327
Sept. 29, 2005	LeeRoy Allen, Jr. Release No. LR-19405, AAER-2324 See Also: Complaint in this matter
Sept. 29, 2005	Saad, et al. Release No. LR-19402, AAER-2322
Sept. 29, 2005	Del Global Technologies Corp., Inc.,et al. Release No. LR-19403, AAER-2323
Sept. 29, 2005	Michael J. Lawler Release No. LR-19401, AAER-2321
Sept. 26, 2005	Paul Sandifur, Jr., et al. Release No. LR-19394, AAER-2320 See Also: Complaint in this matter
Sept. 23, 2005	Keith G. Baxter, Ronald J. Goedde, Richard D. Nye, Robert E. Ellington and Anthony W. O'Dell Release No. LR-19391, AAER-2319
Sept. 22, 2005	Armand Dauplaise and Bernard Shinder Release No. LR-19387, AAER-2318
Sept. 22, 2005	Bio One Corporation Release No. 33-8616, 34-52490, AAER-2317
Sept. 21, 2005	Vincent Steckler Release No. LR-19385, AAER-2315
Sept. 21, 2005	David J. Cammarata, CPA Release No. 34-52481, AAER-2316
Sept. 15, 2005	Mark David Shapiro, Philip D. Murphy, Thomas Gerald Dahlen, Jr., Albert M. Abbood, and James H. Thatcher Release No. LR-19380, AAER-2314
Sept. 15, 2005	Herbert A. Getz Release No. 34-52452, AAER-2313
Sept. 14, 2005	Marcy Wilson Roke Release No. LR-19375, AAER-2312
Sept. 13, 2005	Martin E. Kenney, Jr. Release No. LR-19373, AAER-2310 See Also: Complaint in this matter
Sept. 13, 2005	NCO Group, Inc. Release No. 34-52409, AAER-2309
Sept. 13, 2005	Vincent Steckler Release No. 34-52411, AAER-2311
Sept. 9, 2005	Aurora Foods Inc., et al. Release No. LR-19165A, AAER-2222A
Sept. 8, 2005	Steven J. Allan Release No. 34-52395, AAER-2308
Sept. 6, 2005	Del Global Technologies Corp., Inc.,et al. Release No. LR-19360, AAER-2307
Aug. 31, 2005	Premier Financial Bancorp, Inc. Release No. 34-52370, AAER-2306
Aug. 31, 2005	John R. Behrmann, CPA Release No. 34-52369, AAER-2305
Aug. 31, 2005	William D. Wiseman, CPA Release No. 34-52365, AAER-2304
Aug. 30, 2005	David P. Levine, Michael W. Spake, Barry S. Berlin, and Douglas J. Ely Release No. LR-19353, AAER-2303 See Also: Complaint in this matter
Aug. 30, 2005	Douglas J. Ely Release No. 34-52359, AAER-2302
Aug. 30, 2005	Michael W. Spake Release No. 34-52356, AAER-2299
Aug. 30, 2005	Barry S. Berlin Release No. 34-52358, AAER-2301
Aug. 30, 2005	David P. Levine Release No. 34-52357, AAER-2300
Aug. 29, 2005	Dean L. Buntrock, Phillip B. Rooney, James E. Koenig, Thomas C. Hau, Herbert A. Getz, and Bruce D. Tobecksen Release No. LR-19351, AAER-2298
Aug. 26, 2005	Leonard M. Snyder, H. Dane Reynolds, C. Burt Duren, and R. Carey Johnson Release No. LR-19349, AAER-2297 See Also: Complaint in this matter

Rules & Regulations

Enforcement & Litigation

Compliance

Accounting and Auditing Enforcement

More in this Section

Breadcrumb

Accounting and Auditing Enforcement