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(Click here for meetings with SEC officials)
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| Feb. 07, 2020 | R. T. Leuchtkafer |
| Dec. 20, 2019 | Adrian Griffiths, Assistant General Counsel, Cboe Global Markets, Inc. |
| Dec. 13, 2019 | Recommendations of the SEC Investor Advocate |
| Oct. 28, 2019 | Steve Crutchfield, Head of Market Structure, Chicago Trading Company |
| Oct. 22, 2019 | Mark D. Epley, Executive Vice President & Managing Director, General Counsel, and Jennifer Han, Associate General Counsel, Managed Funds Association |
| Oct. 21, 2019 | Stephen Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel Securities |
| Oct. 21, 2019 | Tim Lang, Chief Executive Officer, ACS Execution Services |
| Oct. 21, 2019 | Dorothy Donohue, Deputy General Counsel, Investment Company Institute |
| Oct. 21, 2019 | Tyler Gellasch, Executive Director, Healthy Markets Association |
| Oct. 21, 2019 | Ray Ross, Chief Technology Officer, Clearpool Group |
| Oct. 21, 2019 | Joanna Mallers, Secretary, FIA Principal Traders Group |
| Oct. 21, 2019 | Doug Clark, Chairman, and James Toes, President & CEO, Security Traders Association |
| Oct. 21, 2019 | R. T. Leuchtkafer |
| Oct. 18, 2019 | Tom Quaadman, Executive Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce |
| Oct. 18, 2019 | Eric Swanson, CEO, XTX Markets LLC (Americas) |
| Sep. 12, 2019 | Joshua Mollner, Assistant Professor, Northwestern University, and Markus Baldauf, Assistant Professor, University of British Columbia |
| Sep. 9, 2019 | R. T. Leuchtkafer |
| Aug. 23, 2019 | R. T. Leuchtkafer |
| Aug. 22, 2019 | Adrian Griffiths, Assistant General Counsel, Cboe Global Markets |
| Aug. 15, 2019 | Rich Steiner, Head of Client Advocacy and Market Innovation, RBC Capital Markets |
| Aug. 2, 2019 | Hubert De Jesus, Managing Director, Global Head of Market Structure and Electronic Trading, and Joanne Medero, Managing Director, Global Public Policy; BlackRock |
| Aug. 2, 2019 | Mark D. Epley, Executive Vice President & Managing Director, General Counsel, and Jennifer Han, Associate General Counsel, Managed Funds Association |
| Jul. 31, 2019 | Eric Swanson, CEO, XTX Markets LLC (Americas) |
| Jul. 18, 2019 | Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA |
| Jul. 17, 2019 | Kirsten Wegner, Chief Executive Officer, Modern Markets Initiative |
| Jul. 17, 2019 | Ray Ross, Chief Technology Officer, Clearpool Group |
| Jul. 17, 2019 | Adam Nunes, Head of Business Development, Hudson River Trading LLC |
| Jul. 17, 2019 | Mehmet Kinak, Vice President & Global Head of Systematic Trading & Market Structure, and Jonathan S. Siegel, Vice President and Senior Legal Counsel; T. Rowe Price |
| Jul. 17, 2019 | Joanna Mallers, Secretary, FIA Principal Traders Group |
| Jul. 17, 2019 | John L. Thornton, Co-Chair, et al., Committee on Capital Market Regulation |
| Jul. 17, 2019 | Stephen Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel Securities |
| Jul. 17, 2019 | Eric Swanson, CEO, XTX Markets LLC (Americas) |
| Jul. 16, 2019 | Larry Tabb, Founder & Research Chairman, TABB Group |
| Jul. 16, 2019 | Tyler Gellasch, Executive Director, Healthy Markets Association |
| Jul. 15, 2019 | Steve Crutchfield, Head of Market Structure, CTC, LLC |
| Jul. 12, 2019 | R.T. Leuchtkafer |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Mar. 9, 2020 | Memorandum from the Office of Commissioner Robert J. Jackson, Jr. December 10, 2019, meeting with market participants |
| Feb. 24, 2020 | Memorandum from the Division of Trading and Markets regarding a February 12, 2020, meeting with representatives of XTX Markets (Americas) |
| Dec. 18, 2019 | Memorandum from the Office of Commissioner Elad L. Roisman regarding a December 10, 2019, meeting with representatives of Healthy Markets |
| Dec. 17, 2019 | Memorandum from the Office of the Investor Advocate regarding a December 10, 2019, meeting with representatives of Healthy Markets Association |
| Dec. 9, 2019 | Memorandum from the Division of Trading and Markets regarding a December 9, 2019, meeting with representatives of Healthy Markets Association |
| Nov. 8, 2019 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 28, 2019, meeting with representatives of the Managed Funds Association |
| Oct. 28, 2019 | Memorandum from the Office of the Chairman regarding an October 28, 2019, meeting with representatives of the Managed Funds Association |
| Oct. 28, 2019 | Memorandum from the Division of Trading and Markets regarding an October 28, 2019, meeting with representatives of the Managed Funds Association |
| Oct. 28, 2019 | Memorandum from the Office of Commissioner Allison Herren Lee regarding an October 28, 2019, meeting with representatives of the Managed Funds Association |
| Sep. 25, 2019 | Memorandum from the Office of Commissioner Allison Herren Lee regarding a September 12, 2019, meeting with representatives of Citadel LLC |
| Sep. 18, 2019 | Memorandum from the Office of the Chairman regarding a September 17, 2019, meeting with representatives of Chicago Trading Company |
| Sep. 18, 2019 | Memorandum from the Office of the Chairman regarding a September 12, 2019, meeting with representatives of Citadel LLC |
| Sep. 17, 2019 | Memorandum from the Division of Trading and Markets regarding a September 17, 2019, meeting with representatives of the Chicago Trading Company |
| Sep. 12, 2019 | Memorandum from the Division of Trading and Markets regarding a September 12, 2019, meeting with representatives of Driehaus Capital Management, et al. |
| Sep. 12, 2019 | Memorandum from the Office of Commissioner Elad L. Roisman regarding a September 12, 2019, meeting with representatives of Citadel LLC |
| Sep. 12, 2019 | Memorandum from the Division of Trading and Markets regarding a September 12, 2019, meeting with representatives of Citadel LLC |
| Sep. 12, 2019 | Memorandum from the Office of the Chairman regarding an August 7, 2019, meeting with representatives of Clearpool Group |
| Sep. 12, 2019 | Memorandum from the Office of the Chairman regarding an August 6, 2019, meeting with representatives of XTX Markets LLC (Americas) |
| Aug. 9, 2019 | Memorandum from the Office of Commissioner Allison Herren Lee regarding an August 7, 2019, meeting with representatives of Clearpool |
| Aug. 9, 2019 | Memorandum from the Office of Commissioner Allison Herren Lee regarding an August 6, 2019, meeting with representatives of XTX Markets |
| Aug. 7, 2019 | Memorandum from the Division of Trading and Markets regarding an August 7, 2019, meeting with representatives of Clearpool Group |
| Aug. 7, 2019 | Memorandum from the Office of the Investor Advocate regarding an August 6, 2019, conference call with representatives of Citadel Securities |
| Aug. 6, 2019 | Memorandum from the Division of Trading and Markets regarding an August 6, 2019, meeting with a representative of XTX Markets LLC (Americas) |
