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(Click here for meetings with SEC officials)
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| Oct. 27, 2021 | Tom Quaadman, Executive Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce |
| Oct. 18, 2021 | Sourabh Kumar Pophale |
| Oct. 8, 2021 | Ricardo Flores, Customer Service |
| Aug. 19, 2021 | Jason James Eaton, Former Broker and IAR |
| Aug. 13, 2021 | REI Capital Growth |
| Aug. 9, 2021 | John Lozano |
| Jul. 26, 2021 | Matt Stroy |
| Jul. 21, 2021 | Shaquanda Octavia Boyd, CEO |
| Jul. 6, 2021 | Manuel Nieves, EU Institution |
| Jun. 29, 2021 | Michael D'Angelo, Saba Capital Management, L.P. |
| Jun. 28, 2021 | Principles for Responsible Investment |
| Jun. 28, 2021 | Mohammed Ali Rashid |
| Jun. 22, 2021 | Evan Sila |
| Jun. 17, 2021 | Ilchun Park |
| Jun. 17, 2021 | Monty, DPL-Surveillance-Equipment.com |
| Jun. 17, 2021 | Chris Fowle, Individual Investor |
| Jun. 16, 2021 | Thomas F. Price, Managing Director, Operations, Technology, Cyber & BCP, Securities Industry and Financial Markets Association |
| Jun. 15, 2021 | Matt Pamuku, President/CEO,Applied Isotope Technologies, Inc. |
| Jun. 15, 2021 | Matthew P. Lawlor, Founder, Former Chair & CEO, Online Resources Corporation |
| Jun. 13, 2021 | Emma Marotta |
| Jun. 11, 2021 | Jake Gorman |
| Jun. 7, 2021 | Tom Quaadman, Executive Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce |
| Jun. 7, 2021 | Patti Gazda, Corporate Governance Officer, Ohio Public Employees Retirement System |
| Jun. 7, 2021 | Marcie Frost, Chief Executive Officer, California Public Employees Retirement System (CalPERS) |
| Jun. 7, 2021 | 41 signatories with aggregate AUM of $309,413,549,298 |
| Jun. 7, 2021 | Sherry Moreland, President COO, Mediant Communications Inc. |
| Jun. 7, 2021 | Gary Retelny,
President and CEO, Institutional Shareholder Services Inc. |
| Jun. 7, 2021 | Liz Gordon, New York State Common Retirement Fund, New York State Common Retirement Fund |
| Jun. 7, 2021 | Steve Wolosky, Olshan Frome Wolosky LLP |
| Jun. 7, 2021 | Darla Stuckey, President and CEO, Society for Corporate Governance |
| Jun. 7, 2021 | Susan M. Olson
General Counsel, Investment Company Institute |
| Jun. 7, 2021 | Kai H.E. Liekefett, Derek Zaba, Beth Berg, Holly J. Gregory, Leonard Wood, Sidley Austin LLP |
| Jun. 7, 2021 | Better Markets, Better Markets |
| Jun. 7, 2021 | Scott Hirst, Boston University School of Law |
| Jun. 4, 2021 | Corey Klemmer, CFA, Esq. Director of Engagement, Domini Impact Investments LLC |
| Jun. 4, 2021 | Richard B. Zabel, General Counsel and Chief Legal Officer, Elliott Investment Management L.P. |
| Jun. 3, 2021 | Marcia Moffat, Chair, Canadian Coalition for Good Governance |
| Jun. 2, 2021 | Glenn Davis, Deputy Director, Council of Institutional Investors |
| May 27, 2021 | John Endean, President, American Business Conference |
| May 26, 2021 | Brandon Batchelor |
| May 5, 2021 | Anonymous |
| Apr. 30, 2021 | Dennis E. Nixon, President, International Bancshares Corporation |
| Apr. 19, 2021 | Undisclosed, Majority Shareholder in Numerous Ventures |
| Aug. 6, 2020 | Universal Proxy Working Group |
| Mar. 20, 2019 | Dave Mohel |
| Mar. 11, 2019 | Rasa Mokhoff |
| Mar. 5, 2019 | Irene Alksninis |
| Mar. 4, 2019 | Alma Butkunas |
| Mar. 4, 2019 | Chad Connelly |
| Mar. 4, 2019 | Al Duoba |
| Mar. 2, 2019 | Elizabeth Verachtert |
| Feb. 28, 2019 | Stephanie Smith |
| Feb. 27, 2019 | Kimberly Smith |
| Feb. 24, 2019 | Kathleen Patterson |
| Feb. 21, 2019 | Robert Martin |
| Feb. 21, 2019 | Ray B. White |
| Feb. 21, 2019 | Jane Mattoon |
| Feb. 11, 2019 | Albert L. Richardson |
| Nov. 8, 2018 | Kenneth A. Bertsch, Executive Director, and Jeffrey P. Mahoney, General Counsel, Council of Institutional Investors |
| Oct. 30, 2018 | Jonathan Grabel, Chief Investment Officer, Los Angeles County Employees Retirement Association (LACERA) |
| Dec. 8, 2017 | Eamonn Burke, University of Notre Dame |
| Dec. 7, 2017 | Philip McAndrews |
| Sep. 7, 2017 | Jeffrey P. Mahoney, General Counsel, Council of Institutional Investors |
| Jun. 28, 2017 | Anonymous |
| Feb. 27, 2017 | David B. Smith, Jr., Executive Vice President and General Counsel, Mutual Fund Directors Forum |
| Feb. 9, 2017 | John Endean, President, American Business Conference |
| Feb. 3, 2017 | Ronald D. Mass, Managing Principal, Almitas Capital |
| Jan. 12, 2017 | J. Scott Miller, Managing Partner, Blue Bell Private Wealth Management |
| Jan. 11, 2017 | Michael P. McCauley, Senior Officer, Investment Programs and Governance, Florida State Board of Administration |
| Jan. 11, 2017 | Ellen Greene, Managing Director, SIFMA |
| Jan. 10, 2017 | Darla C. Stuckey, President and CEO, Society for Corporate Governance |
| Jan. 9, 2017 | James Allen, CFA, Head, Capital Markets Policy, and Matt Orsagh, CFA, Director, Capital Markets Policy; CFA Institute |
| Jan. 9, 2017 | Stephen W. Hall, Legal Director & Securities Specialist, and Lev Bagramian, Senior Securities Policy Advisor, Better Markets |
| Jan. 9, 2017 | Marcie Frost, Chief Executive Officer, CalPERS |
| Jan. 9, 2017 | Thomas P. DiNapoli, State Comptroller, State of New York |
| Jan. 9, 2017 | The Ad Hoc Coalition of Institutional Investors in Closed-End Funds |
| Jan. 9, 2017 | Brian L. Schorr, Chief Legal Officer and Partner, Trian Fund Management, L.P. |
| Jan. 9, 2017 | Charles V. Callan, Chief Regulatory Officer, Broadridge Financial Solutions, Inc. |
| Jan. 9, 2017 | Anne Sheehan, Director of Corporate Governance, California State Teachers’ Retirement System |
| Jan. 9, 2017 | Marc R. Bryant, Senior Vice President, Deputy General Counsel, Fidelity Investments |
| Jan. 9, 2017 | Edward J. Durkin, Director, Corporate Affairs Department, United Brotherhood of Carpenters |
| Jan. 9, 2017 | Tom Quaadman, Executive Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce |
| Jan. 9, 2017 | Corporate Governance Coalition for Investor Value |
| Jan. 9, 2017 | Gregory W. Smith, Executive Director, Colorado PERA |
| Jan. 9, 2017 | Steve Wolosky, Partner, Olshan Frome Wolosky LLP |
| Jan. 9, 2017 | Amy B.R. Lancellotta, Managing Director, Independent Directors Council |
| Jan. 9, 2017 | John A. Hayes, Chair, Corporate Governance Committee, Business Roundtable |
| Jan. 6, 2017 | Steven Kreisberg, Director, Department of Research and Collective Bargaining Services, American Federation of State, County and Municipal Employees |
| Jan. 6, 2017 | Brandon Rees, Deputy Director, Office of Investment, AFL-CIO |
| Jan. 5, 2017 | Carl T. Hagberg, Managing Partner, CT Hagberg LLC |
| Jan. 5, 2017 | Theresa Whitmarsh, Executive Director, Washington State Investment Board |
| Jan. 4, 2017 | Karen Carraher, Executive Director, and Patti Brammer, Interim Corporate Governance and Employer Services Officer, Ohio Public Employees Retirement System |
| Jan. 4, 2017 | Davis Polk & Wardwell LLP |
| Jan. 3, 2017 | Ken Daly, Chief Executive Officer; Peter R. Gleason, President; and Dr. Karen Horn, Chair; National Association of Corporate Directors |
| Dec. 28, 2016 | Ken Bertsch, Executive Director, Council of Institutional Investors |
| Dec. 27, 2016 | Lance Fair Child, Fair-Child Associates |
| Dec. 23, 2016 | Tim Goodman, Director, Hermes Equity Ownership Services Limited |
| Dec. 23, 2016 | Jack Thomas |
| Dec. 19, 2016 | Dorothy M. Donohue, Deputy General Counsel, Investment Company Institute |
| Dec. 7, 2016 | Thomas J. Groden, South Bend, Indiana |
| Dec. 5, 2016 | Phillip Goldstein, Member, Bulldog Investors, LLC, Saddle Brook, New Jersey
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Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Nov. 11, 2021 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a November 11, 2021, meeting with representatives of Sidley Austin LLP |
| Jun. 11, 2021 | Memorandum from the Office of Chairman Gary Gensler regarding a June 11, 2021, meeting with representatives of the of the Council of Institutional Investors |
| Mar. 12, 2019 | Memorandum from the Office of Commissioner Elad L. Roisman regarding a March 12, 2019, meeting with representatives of the Council of Institutional Investors |
| Mar. 6, 2019 | Memorandum from the Office of Commissioner Elad L. Roisman regarding a March 6, 2019, meeting with representatives of the Council of Institutional Investors |
| Mar. 5, 2019 | Memorandum from the Office of Commissioner Elad L. Roisman regarding a March 5, 2019, meeting with a representative of Trian Partners |
| Feb. 27, 2019 | Memorandum from the Office of Commissioner Elad L. Roisman regarding a February 25, 2019, meeting with representatives of Fidelity Investments |
| Feb. 12, 2019 | Memorandum from the Office of Commissioner Elad L. Roisman regarding a February 12, 2019, meeting with representatives of the Council of Institutional Investors |
| Mar. 20, 2018 |
Memorandum from the Office of Commissioner Hester Peirce regarding a March 15, 2018, meeting with representatives of the Council of Institutional Investors |
| Feb. 12, 2018 |
Memorandum from the Office of Commissioner Hester Peirce regarding a February 6, 2018, meeting with representatives of the Council of Institutional Investors
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| Nov. 2, 2016 |
Memorandum from the Division of Corporation Finance regarding a November 2, 2016, meeting with representatives of Broadridge Steering Committee
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