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(Click here for meetings with SEC officials)
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| Mar. 11, 2025 | Karl T Muth, JD MBA MPhil PhD, Lecturer in Law, Pritzker School of Law, Northwestern University |
| Feb. 20, 2025 | Gregory Babyak, Global Head of Regulatory Affairs, and Gary Stone, Regulatory Analyst and Market Structure Strategist, Bloomberg L.P. |
| Jan. 16, 2025 | Thomas Pinder, General Counsel, American Bankers Association |
| Jan. 10, 2025 | Cynthi Meyn, Advisory Board Member, CUSIP |
| Jan. 6, 2025 | Deepak Bhatter, Risk and Regulatory Compliance Consultant |
| Dec. 20, 2024 | Stephen Byron, Managing Director, Head of Operations, Technology, Cyber & BCP, and Lindsey Weber Keljo, Esq, Head and Asset Management Group, Securities Industry and Financial Markets Association |
| Dec. 20, 2024 | Ellen Hefferan, Executive Vice President, Operations & Accounting, and Tess Virmani, Deputy General Counsel & EVP, Head of Policy, LSTA |
| Dec. 17, 2024 | Gregory Babyak, Global Head of Regulatory Affairs, and Gary Stone, Regulatory Analyst and Market Structure Strategist, Bloomberg L.P. |
| Dec. 14, 2024 | LeafHouse |
| Dec. 6, 2024 | Mark Warner, United States Senator; Mike Crapo, United States Senator; Patrick McHenry, Member of Congress; Maxine Waters, Member of Congress |
| Nov. 27, 2024 | Jeffrey S. Davis, Senior Vice President, Principal Deputy General Counsel, Nasdaq, Inc. |
| Nov. 25, 2024 | Thomas Pinder, General Counsel, American Bankers Association |
| Nov. 13, 2024 | Robert Radek |
| Oct. 21, 2024 | Darlene Bright, Head of Government Affairs and Public Policy, S&P Global |
| Oct. 21, 2024 | William Hoffman, CEO and Chairman, Object Management Group |
| Oct. 21, 2024 | William Hoffman, CEO and Chairman, Object Management Group |
| Oct. 21, 2024 | Daniel Elliott, Indiana State Treasurer |
| Oct. 21, 2024 | Paul Cellupica, General Counsel, Investment Company Institute |
| Oct. 21, 2024 | St. Lucie Clerk and Comptroller, St. Lucie County |
| Oct. 21, 2024 | John P. Ceffalio, 2024 NFMA Chair, National Federation of Municipal Analysts |
| Oct. 21, 2024 | Elaine Phillips, Comptroller, Nassau County, NY |
| Oct. 21, 2024 | Scott J. Preiss, Senior Vice-President, Global Head, CUSIP Global Services |
| Oct. 21, 2024 | Thomas Wrenn, President, North Carolina Government Finance Officers Association |
| Oct. 21, 2024 | Ben Watkins, Florida Division of Bond Finance |
| Oct. 21, 2024 | Jessica Giroux, General Counsel and Head of Fixed Income Policy, American Securities Association |
| Oct. 21, 2024 | Andrew Rogers, Lupo Advisory Services LTD. |
| Oct. 21, 2024 | Gail C. Bernstein, General Counsel and Head of Public Policy, and Laura L. Grossman, Associate General Counsel, Investment Adviser Association |
| Oct. 21, 2024 | Alan Skelton, Director of Research and Technical Activities, GASB |
| Oct. 21, 2024 | Charles A. Samuels, General Counsel for NAHEFFA |
| Oct. 21, 2024 | Kam Nanoc, Onimod Association, DFA |
| Oct. 21, 2024 | John Turner, CEO, Financial Data Transparency Act, XBRL International |
| Oct. 21, 2024 | Michael Darden, CEO, DFM Data Corp., Inc. |
| Oct. 21, 2024 | Greg Babyak, Global Head of Regulatory Affairs, and Gary Stone, Regulatory Analyst and Market Structure Strategist, Bloomberg L.P. |
| Oct. 21, 2024 | Walter Palmer, Chair, Americas Focus Committee of the Association of Global Custodians |
| Oct. 21, 2024 | Elliot Ganz, Head of Advocacy, LSTA and Tess Virmani, Deputy General Counsel & Head of Policy, LSTA |
| Oct. 21, 2024 | Pete Rivett, Federated Knowledge, LLC |
| Oct. 21, 2024 | Bret Brodersen, Finance Director City of Centralia |
| Oct. 21, 2024 | Howard Meyerson, Managing Director, Financial Information Forum |
| Oct. 21, 2024 | Michael Decker, Senior Vice President, Bond Dealers of America |
| Oct. 21, 2024 | Angelo Evangelou, Chief Policy Officer, Cboe Global Markets |
| Oct. 21, 2024 | Stephen Byron, Managing Director, Head of Operations, Technology, Cyber & BCP, Securities Industry and Financial Markets Association and Lindsey Weber Keljo, Esq., Head and Asset Management Group, Securities Industry and Financial Markets Association |
| Oct. 21, 2024 | National Association of Bond Lawyers |
| Oct. 21, 2024 | Brian SteeleManaging Director,
President, DTCC Clearing & Securities Services and Christopher Childs, Managing Director, Head of Repository & Derivatives Services
and CEO and President, DTCC Deriv/SERV LLC |
| Oct. 21, 2024 | Justin S. Magruder, Ph.D.
Vice President, Chief Data Officer, Science Applications International Corporation |
| Oct. 21, 2024 | Scott O’Malia, Chief Executive Officer
International Swaps and Derivatives Association, Inc. |
| Oct. 21, 2024 | Christopher F. Feeney, EVP & President of BITS, Bank Policy Institute |
| Oct. 21, 2024 | Angela Liang General Counsel, KBRA |
| Oct. 21, 2024 | Rob Nichols, President and CEO, American Bankers Association and Thomas Pinder, General Counsel, American Bankers Association |
| Oct. 21, 2024 | Jonas Biery, Deputy City Administrator of Budget & Finance and Chief Financial Officer, City of Portland, Oregon |
| Oct. 21, 2024 | Steven Johnson, Kansas State Treasurer |
| Oct. 21, 2024 | Susan M. Menditto, Senior Director, Accounting Policy, NACUBO |
| Oct. 21, 2024 | Susan Gaffney, Executive Director, National Association of Municipal Advisors |
| Oct. 21, 2024 | Robert Sprague, Treasurer, State of Ohio |
| Oct. 21, 2024 | Emily S. Brock, Federal Liaison, Government Finance Officers Association, Government Finance Officers Association |
| Oct. 21, 2024 | The Public Finance Network et al. |
| Oct. 21, 2024 | Natalee M. Binkholder, Head of Government. Relations and Regulatory Strategy, Americas, London Stock Exchange Group |
| Oct. 21, 2024 | Mike Pieciak, Vermont State Treasurer |
| Oct. 21, 2024 | Kaiko |
| Oct. 21, 2024 | Rachael Eubanks, Michigan State Treasurer |
| Oct. 21, 2024 | Campbell Pryde, President and CEO, XBRL US |
| Oct. 21, 2024 | Megan Malone Cohen, General Counsel and Corporate Secretary, Options Clearing Corporation |
| Oct. 21, 2024 | Jim Kaye on behalf of FIX Trading Community, Executive Director, FIX Trading Community |
| Oct. 21, 2024 | ISITC |
| Oct. 21, 2024 | Derivatives Service Bureau |
| Oct. 21, 2024 | Professor Alice L. Stewart, Professor Rachael T. Shaw, Danny O'Byrne, Certified Student Attorney, and Noah Clark Certified Student Attorney, University of Pittsburgh School of Law Legal Clinics Securities Arbitration Clinic |
| Oct. 21, 2024 | Emma Kalliomaki, Managing Director, Association of National Numbering Agencies BV/SRL |
| Oct. 20, 2024 | Kam Nanoc, Onimod Association, DFA |
| Oct. 20, 2024 | Treasurer Colleen Davis, State of Delaware State, Debt Management Network, Chair, National Association of State Treasurers |
| Oct. 20, 2024 | Ian T. Stavros, President/CEO, DIDO Solutions, Inc. |
| Oct. 19, 2024 | Richard Li |
| Oct. 18, 2024 | David L. Richardson, Treasurer of Virginia |
| Oct. 18, 2024 | Kevin M. Bronner, Ph.D., Principal, Albany Research in Public Administration |
| Oct. 18, 2024 | David Farmer |
| Oct. 18, 2024 | David Haila, EVP, Chief Technology Officer, Workiva Inc. |
| Oct. 18, 2024 | Ronnie Wright MBA, EA, Mayor, Oak Harbor, Washington |
| Oct. 18, 2024 | Thomas Beadle, North Dakota State Treasurer |
| Oct. 18, 2024 | Digital Token Identifier Foundation |
| Oct. 18, 2024 | Alexandre Kech, CEO, Global Legal Identifier Foundation (GLEIF) |
| Oct. 17, 2024 | Mark H. Metcalf, Kentucky State Treasurer |
| Oct. 17, 2024 | Hon. Kimberly Yee, Treasurer of Arizona |
| Oct. 17, 2024 | ACTUS Financial Research Foundation |
| Oct. 17, 2024 | Micah Hauptman, Consumer Federation of America (CFA) |
| Oct. 17, 2024 | Ashley Nelle-Davis, Chief of Staff and Special Projects Lead, Data Foundation |
| Oct. 17, 2024 | Kirk Weber |
| Oct. 17, 2024 | Bill Christianson, Comptroller, City of Milwaukee, WI, GFOA |
| Oct. 17, 2024 | Martha Redding, Corporate Secretary and Associate General Counsel, Intercontinental Exchange Inc |
| Oct. 16, 2024 | Amanda Tuminelli, Chief Legal Officer, DeFi Education Fund; Laura Sanders, Policy Counsel, Blockchain Association |
| Oct. 16, 2024 | Doug Farmen, Finance Director and CPA, City of Cherry Hills Village |
| Oct. 16, 2024 | Tom Briese, Nebraska State Treasurer |
| Oct. 16, 2024 | ISITC EUROPE CIC |
| Oct. 16, 2024 | Christopher V. Cullinan, Director of Finance, City of Charlottesville, Virginia |
| Oct. 15, 2024 | Tyler Gellasch, President and CEO, Healthy Markets Association |
| Oct. 15, 2024 | NASACT |
| Oct. 15, 2024 | Town of Sunnyvale, Texas, Director of Finance |
| Oct. 15, 2024 | Diane Reichard |
| Oct. 15, 2024 | Karla McKenna, Co-Chair, International Organization for Standardization (ISO) TC 68/AG2 Standards Advisory Group (SAG) |
| Oct. 14, 2024 | Stephanie Leiser and Natalie Fitzpatrick, University of Michigan, and Christine Kuglin, University of Denver |
| Oct. 14, 2024 | Tim Baker CFA, CEO, Blue-Sky Nexus Inc. |
| Oct. 9, 2024 | David S. Addington, Executive Vice President and General Counsel, National Federation of Independent Business |
| Oct. 8, 2024 | Investment Company Institute; Securities Industry and Financial Markets Association's Asset Management Group; Americas Focus Committee of the Association of Global Custodians; Alternative Investment Management; Managed Funds Association; Association American Investment Council; Securities Industry and Financial Markets Association; Financial Services Forum; Loan Syndications and Trading Association; Bank Policy Institute; ISLA Americas |
| Oct. 7, 2024 | Gail C. Bernstein, General Counsel and Head of Public Policy, and Laura L. Grossman, Associate General Counsel, Investment Adviser Association |
| Oct. 2, 2024 | Jonathan Simon, General Counsel, Van Eck |
| Oct. 2, 2024 | Emily Brock, Federal Liaison, Government Finance Officers Association; Joshua St. Pierre, American Public Gas Association; Ashley Jackson, National Association of College and University Business Officers; Paige Mellerio, National Association of Counties; Chuck Samuels, National Assoc. of Health and Educational Facilities Finance Authorities; Cornelia Chebinou, National Association of State Auditors, Comptrollers and Treasurers; Dillon Gibbons, National Association of State Treasurers; and Ann Terry, National Special Districts Coalition |
| Oct. 1, 2024 | Leiv Blad, Competition Law Partners PLLC, Robert N. Kaplan, Esq., Kaplan Fox & Kilsheimer LLP, and Lyndon M. Tretter, Wollmuth Maher & Deutsch LLP |
| Sep. 28, 2024 | Chris Barnard |
| Sep. 27, 2024 | Jessica R. Giroux, General Counsel & Head of Fixed Income Policy, American Securities Association |
| Sep. 24, 2024 | Neil D. Hackman, CEO, Oak Financial Group, Inc. |
| Sep. 24, 2024 | Marc D. Joffe, Public Policy Analyst |
| Sep. 24, 2024 | Evident Limited |
| Sep. 23, 2024 | Michael Atkin, Managing Director, Content Strategies LLC |
| Sep. 19, 2024 | Mr. Chungus, r/wallstreetbets |
| Sep. 19, 2024 | Peter R. Benson, Executive Director, Code Management Association |
| Sep. 18, 2024 | Todd Kading, President and CEO, LeafHouse |
| Sep. 6, 2024 | Rudolf Siebel, Managing Director, and Felix Ertl, Vice President, BVI German Investment Fund Association |
| Sep. 3, 2024 | Thomas Pinder, General Counsel, American Bankers Association |
| Sep. 3, 2024 | Scott J. Preiss, Senior Vice President, Global Head, CUSIP Global Services, Operated for the American Bankers Association by FactSet Research Systems Inc. |
| Aug. 30, 2024 | Mark Pellegrino, CEO, Corpaxe |
| Aug. 29, 2024 | Scott Perry, Founder and CEO, Digital Governance Institute |
| Aug. 25, 2024 | Raphael Pont, President of SIPUG for the SIPUG Board |
| Aug. 22, 2024 | Lynette T. Stevenson |
| Aug. 19, 2024 | Robert Correa, Sherpa Consultancy Ltd |
| Aug. 16, 2024 | Jonathan Bloch, CEO, Exchange Data International Limited |
| Aug. 9, 2024 | George Kong |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Apr. 10, 2025 | Memorandum from the Office of Acting Chairman Mark T. Uyeda regarding an April 10, 2025 meeting with American Bankers Association |
| Apr. 10, 2025 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an April 10, 2025 meeting with American Bankers Association |
| Mar. 12, 2025 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 12, 2025 meeting with representatives of the Loan Syndications and Trading Association |
| Feb. 27, 2025 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a February 27, 2025 meeting with representatives of Healthy Markets Association ("HMA") and TraderForum |
| Feb. 25, 2025 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a February 25, 2025 meeting with representatives of Bloomberg L.P. |
| Feb. 6, 2025 | Memorandum from the staff of the Securities and Exchange Commission, the Board of Governors of the Federal Reserve System, the Commodity Futures Trading Commission, the Department of the Treasury, the Federal Deposit Insurance Corporation, the National Credit Union Administration, and the Office of the Comptroller of the Currency regarding a February 6, 2025 meeting with representatives of LSTA and Covington & Burling LLP
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| Feb. 3, 2025 | Memorandum from the Office of Acting Chairman Mark T. Uyeda regarding a February 3, 2025 meeting with representatives of the Loan Syndications and Trading Association ("LSTA") |
| Jan. 17, 2025 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a January 17, 2025 meeting with representatives of Bloomberg L.P. |
| Dec. 12, 2024 | Memorandum from the Division of Corporation Finance regarding a December 12, 2024 meeting with representatives of the Securities Industry and Financial Markets Association (SIFMA) and its Member Firms |
| Dec. 4, 2024 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a December 4, 2024 meeting with representatives of the American Bankers Association |
| Dec. 2, 2024 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a December 2, 2024 meeting with representatives of the American Bankers Association |
| Nov. 21, 2024 | Memorandum from the staff of the Securities and Exchange Commission, the Board of Governors of the Federal Reserve System, the Department of the Treasury, the Federal Deposit Insurance Corporation, the Federal Housing Finance Agency, the National Credit Union Administration, and the Office of the Comptroller regarding a November 21, 2024, meeting with representatives of Bloomberg L.P. |
| Nov. 14, 2024 | Memorandum from the Division of Corporation Finance regarding a November 14, 2024 meeting with representatives of the American Bankers Association, Blue Ridge Law & Policy, Rich Feuer Anderson, and Sullivan & Cromwell LLP |
| Nov. 12, 2024 | Memorandum from the Office of Municipal Securities regarding a November 12, 2024 meeting with representatives of Digital Assurance Certification, LLC ("DAC Bond") |
| Nov. 7, 2024 | Memorandum from the Division of Corporation Finance regarding a November 7, 2024 meeting with representatives of Competition Law Partners PLLC, Wollmuth Maher & Deutsch LLP, and Kaplan Fox & Kilsheimer LLP
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| Oct. 4, 2024 | Memorandum from the Division of Corporation Finance regarding an October 4, 2024 meeting with representatives of Consumer Federation of America |
| Sep. 20, 2024 | Memorandum from the Office of Division of Corporation Finance regarding a September 20, 2024 telephone with representatives of the XBRL US |
| Sep. 3, 2024 | Memorandum from the Division of orporation Finance regarding a September 3, 2024, meeting with representatives of FactSet and Mindset |
