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(Click here for meetings with SEC officials)
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| Dec. 31, 2020 | Leo Karwejna, Managing Director, Chief Compliance Officer, PFM Financial Advisors LLC and Cheryl Maddox, Managing Director, General Counsel, PFM Financial Advisors LLC |
| Oct. 1, 2020 | French Hill,
Member of Congress and Vincente Gonzalez, Member of Congress |
| Feb. 19, 2020 | Rep. David Kustoff, U.S. House of Representatives |
| Feb. 13, 2020 | Christopher A. Iacovella, Chief Executive Officer, American Securities Association |
| Feb. 4, 2020 | Rep. French Hill, U.S. House of Representatives |
| Jan. 31, 2020 | Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA |
| Jan. 28, 2020 | Brett Bolton, Vice President, The Bond Dealers of America |
| Dec. 27, 2019 | Chris Melton |
| Dec. 13, 2019 | Drew Masterson, Masterson Advisors LLC |
| Dec. 9, 2019 | Jonathan Bronson, Director of Public Finance, Zions Bancorporation, N.A. |
| Dec. 9, 2019 | Daniel Forbes, President, Speer Financial, Inc. |
| Dec. 9, 2019 | Kim M. Whelan and Noreen P. White, Co-Presidents, Acacia Financial Group, Inc. |
| Dec. 9, 2019 | Edward J. Sisk, Chair, Municipal Securities Rulemaking Board |
| Dec. 9, 2019 | Richard Li |
| Dec. 9, 2019 | Marc Dispense, President, Fixed Income Capital Markets, D.A. Davidson & Co. |
| Dec. 9, 2019 | Thomas F. Huestis, Senior Managing Director, Public Resources Advisory Group, Inc. |
| Dec. 9, 2019 | Vicki Hellenbrand, President, Baker Tilly Municipal Advisors, LLC |
| Dec. 9, 2019 | Robert W. Doty |
| Dec. 9, 2019 | Shelley J. Aronson, President, First River Advisory L.L.C. |
| Dec. 9, 2019 | Susan Gaffney, Executive Director, National Association of Municipal Advisors |
| Dec. 9, 2019 | Michael Nicholas, Chief Executive Officer, Bond Dealers of America |
| Dec. 9, 2019 | Scott Colyer, Chief Executive Officer, Advisors Asset Management, et al. |
| Dec. 9, 2019 | Leo Karwejna, Chief Compliance Officer, PFM Financial Advisors LLC |
| Dec. 9, 2019 | Richard J. Moore, President, National Association of Bond Lawyers |
| Dec. 9, 2019 | Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA |
| Dec. 9, 2019 | Emily Swenson Brock, Director, Federal Liaison Center, Government Finance Officers Association |
| Dec. 7, 2019 | Dee Wisor, Butler Snow LLP |
| Dec. 6, 2019 | Jonathan Mark Roberts, Roberts Consulting, LLC, Principal |
| Dec. 6, 2019 | Christopher A. Iacovella, Chief Executive Officer, American Securities Association |
| Dec. 5, 2019 | Lindsay M. Wall, Managing Director, Longhouse Capital Advisors |
| Dec. 5, 2019 | Frank Fairman, Managing Director, Head of Public Finance, and Rebecca Lawrence, Managing Director, Associate General Counsel; Piper Jaffray & Co. |
| Dec. 5, 2019 | David B. Thompson, CEO, Phoenix Advisors, LLC |
| Dec. 5, 2019 | Jeff White, Managing Member, Columbia Capital Management, LLC |
| Dec. 4, 2019 | Dennis Hunt, Executive Vice President, Head of Public Finance, and Kevin Burns, Senior Vice President, Associate General Counsel; Stephens Inc. |
| Dec. 3, 2019 | Nathaniel Singer, Senior Managing Director, Swap Financial Group |
| Dec. 3, 2019 | Laura D. Lewis, Principal/Owner, Lewis Young Robertson & Burningham, Inc. |
| Nov. 27, 2019 | Dennis Dix, Jr., Principal, DIXWORKS LLC |
| Nov. 21, 2019 | Eric Alvito, Senior Fixed Income Portfolio Manager, QCI Asset Management, Inc. |
| Oct. 17, 2019 | Tom Lawrence |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Jun. 15, 2020 | Memorandum from the Office of the Chairman regarding an April 2, 2020, meeting with representatives of PFM Financial Advisors LLC and Municipal Market Participants |
| Jun. 15, 2020 | Memorandum from the Office of the Chairman regarding a March 20, 2020 meeting with representatives of NAMA |
| Feb. 12, 2020 | Memorandum from the Office of the Chairman regarding a February 3, 2020, meeting with representatives of FINRA |
| Feb. 12, 2020 | Memorandum from the Office of the Chairman regarding a January 30, 2020 meeting with representatives of the American Securities Association |
| Feb. 12, 2020 | Memorandum from the Office of the Chairman regarding a Feburary 3, 2020 meeting with representatives of Public Financial Management, Inc. |
| Feb. 5, 2020 | Memorandum from the Office of Municipal Securities regarding a February 3, 2020 meeting with representatives of PFM |
| Feb. 4, 2020 | Memorandum from the Office of Commissioner Allison Herren Lee regarding a January 30, 2020 meeting with representatives of PFM |
| Feb. 4, 2020 | Memorandum from the Office of Commissioner Allison Herren Lee regarding a January 28, 2020 meeting with representatives of Government Finance Officers Association |
| Feb. 4, 2020 | Memorandum from the Office of Commissioner Allison Herren Lee regarding a January 9, 2020 meeting with representatives of Bond Dealers of America |
| Feb. 4, 2020 | Memorandum from the Office of Commissioner Allison Herren Lee regarding a December 12, 2019 meeting with representatives of SIFMA Municipal Securities Committee |
| Feb. 4, 2020 | Memorandum from the Office of Commissioner Elad L. Roisman regarding a February 3, 2020 meeting with representatives of PFM |
| Jan. 22, 2020 | Memorandum from the Office of the Chairman regarding a January 9, 2020 meeting with representatives of Bond Dealers of America |
| Jan. 22, 2020 | Memorandum from the Office of the Chairman regarding a January 9, 2020 meeting with representatives of the Securities Industry and Financial Markets Association |
| Jan. 16, 2020 | Memorandum from the Office of Commissioner Elad L. Roisman regarding a January 16, 2020, meeting with representatives of the American Securities Association |
| Jan. 15, 2020 | Memorandum from the Office of Commissioner Elad L. Roisman regarding a January 15, 2020 meeting with representatives of the Bond Dealers of America |
| Jan. 14, 2020 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a January 6, 2020, meeting with representatives of the the Bond Dealers of America |
| Jan. 14, 2020 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a December 17, 2019, meeting with representatives of the Securities Industry and Financial Markets Association |
| Jan. 14, 2020 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a January 8, 2020, meeting with representatives of the National Association of Municipal Advisors (NAMA) |
| Jan. 10, 2020 | Memorandum from the Office of Commissioner Elad L. Roisman regarding a January 9, 2020, meeting with representatives of the the Bond Dealers of America |
| Jan. 9, 2020 | Memorandum from the Office of Commissioner Elad L. Roisman regarding a January 9, 2020, meeting with representatives of the National Association of Municipal Advisors |
| Jan. 9, 2020 | Memorandum from the Office of Municipal Securities regarding a January 8, 2020, meeting with representatives of the National Association of Municipal Advisors (NAMA) |
| Dec. 12, 2019 | Memorandum from the Office of Commissioner Elad L. Roisman regarding December 12, 2019, meeting with representatives of the SIFMA Municipal Securities Committee |
| Dec. 12, 2019 | Memorandum from the Office of Municipal Securities regarding a December 12, 2019, meeting with representatives of SIFMA |
| Nov. 20, 2019 | Memorandum from the Office of Municipal Securities regarding a November 18, 2019, teleconference with representatives of PFM Financial Advisors LLC |
| Nov. 19, 2019 | Memorandum from the Office of Municipal Securities regarding a November 18, 2019, meeting with representatives of the SIFMA Municipal Executive Committee |
| Nov. 18, 2019 | Memorandum from the Office of Municipal Securities regarding a November 15, 2019, meeting with representatives of the Municipal Securities Rulemaking Board (MSRB) |
| Nov. 8, 2019 | Memorandum from the Office of Municipal Securities regarding a November 7, 2019, meeting with representatives of the Municipal Securities Rulemaking Board (MSRB) |
| Oct. 29, 2019 | Memorandum from the Office of Commissioner Allison Herren Lee regarding an October 22, 2019, meeting with representatives of the National Association of Municipal Advisors |
| Oct. 22, 2019 | Memorandum from the Office of the Chairman regarding an October 16, 2019, meeting with representatives of the National Association of Municipal Advisors |
| Oct. 3, 2019 | Memorandum from the Office of Commissioner Allison Herren Lee regarding an October 3, 2019, meeting with representatives of the Bond Dealers of America |
