|
(Click here for meetings with SEC officials)
|
Comments have been received from individuals and entities using the following Letter Type
A: 6
|
| Nov. 21, 2023 | Kyle Brandon, Managing Director, Head of Derivatives Policy, Securities Industry and Financial Markets Association |
| Aug. 3, 2023 | Megan Malone Cohen, General Counsel and Corporate Secretary, The Options Clearing Corporation |
| Jun. 17, 2023 | Michael Wichkoski |
| May 22, 2023 | William Michael Cunningham, Creative Investment Research |
| May 22, 2023 | Campbell Pryde, President and CEO, XBRL US |
| May 22, 2023 | Megan Malone Cohen, General Counsel and Corporate Secretary, Options Clearing Corporation |
| May 22, 2023 | Howard Spindel, Senior Managing Director, Integrated Solutions |
| May 22, 2023 | Greg Medcraft, Former Chairman of Australian Securities and Investments Commission |
| May 22, 2023 | Kyle Brandon, Managing Director, Head of Derivatives Policy, Securities Industry and Financial Markets Association |
| May 22, 2023 | Stephan Wolf, CEO GLEIF |
| May 8, 2023 | Anonymous |
| Apr. 25, 2023 | Nicolas Umbs |
| Apr. 19, 2023 | Paul Pathiakis |
| Apr. 18, 2023 | Donald Thibeault |
| Apr. 18, 2023 | Kevin Till |
| Apr. 18, 2023 | Anonymous |
| Apr. 18, 2023 | Ben Passlow |
| Apr. 18, 2023 | John Sage, Retired, Household Investor |
| Apr. 18, 2023 | Daniel Kulodzik |
| Apr. 17, 2023 | Brad Burns |
| Apr. 17, 2023 | Mike Jorgensen |
| Apr. 17, 2023 | Deok Park, University of Superstonk |
| Apr. 17, 2023 | Neo Sabin |
| Apr. 17, 2023 | Mack M. |
| Apr. 17, 2023 | Anonymous |
| Apr. 17, 2023 | Cory Nordschow |
| Apr. 17, 2023 | Sean London |
| Apr. 17, 2023 | Lars Wohlfahrt |
| Apr. 17, 2023 | Michael Brady |
| Apr. 17, 2023 | Matt McMahon |
| Mar. 31, 2023 | Andy Quach |
| Mar. 31, 2023 | JR |
| Mar. 30, 2023 | Karen Winston |
| Mar. 29, 2023 | Rocco Piscazzi |
| Mar. 26, 2023 | J. Campbell |
| Mar. 23, 2023 | Chris Theriault |
| Mar. 23, 2023 | Jerome Smith |
| Mar. 23, 2023 | James |
| Mar. 23, 2023 | Mace McCann, Real Estate Broker |
| Mar. 23, 2023 | Derek Lee |
| Mar. 23, 2023 | D. Johns |
| |
Meetings with SEC Officials
(Click here for submitted comments from the public)
|
| Oct. 4, 2023 | Memorandum from the Division of Trading and Markets regarding a August 17, 2023 meeting with representatives of Financial Industry Regulatory Authority ("FINRA") |
| Sep. 27, 2023 |
Memorandum from the Division of Trading and Markets regarding a September 27, 2023 meeting with representatives of the Securities Industry and Financial Markets Association ("SIFMA") |
| Sep. 13, 2023 |
Memorandum from the Division of Trading and Markets regarding a September 8, 2023 meeting with representatives of the Securities Industry and Financial Markets Association ("SIFMA") |
