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(Click here for meetings with SEC officials)
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| Sep. 29, 2020 | Carol J. Anderson |
| Jul. 31, 2020 | Anthony Chereso, President & CEO, Institute for Portfolio Alternatives |
| Jul. 27, 2020 | Catherine L. Newell, General Counsel and Executive Vice President, Dimensional Fund Advisors |
| Jul. 23, 2020 | Jon Hunt and Joseph T. Grause, Trustee and Lead Non-Interested Trustee, Advisors' Inner Circle Funds Trusts |
| Jul. 23, 2020 | Heidi W. Hardin, MFS Investment Management |
| Jul. 23, 2020 | Harvest Investments, Ltd. |
| Jul. 22, 2020 | Edward L. Arcara, President, New York State Society of Certified Public Accountants |
| Jul. 21, 2020 | Lev Bagramian, Senior Securities Policy Advisor, Better Markets |
| Jul. 21, 2020 | Lindsay Cockburn, Treasurer, Manager, North American Funds, Baillie Gifford Funds and Suzanne Quinn, Head of North America Compliance, Chief Compliance Officer, Baillie Gifford Funds |
| Jul. 21, 2020 | Sandra J. Peters CPA, CFA, Senior Head, Global Financial Reporting Policy, CFA Institute |
| Jul. 21, 2020 | B. Salman Banaei, Executive Director, IHS Markit |
| Jul. 21, 2020 | Michael Cohan, Legal Intern, Investor Rights Clinic, David Jessup, Jr., Legal Intern, Investor Rights Clinic and Shenghang Jiang, Legal Intern, Investor Rights Clinic |
| Jul. 21, 2020 | Andrew G. Arnott, President and Chief Executive Officer, John Hancock Investment Management LLC, John Hancock Variable Trust Advisers LLC |
| Jul. 21, 2020 | Brian C. Janssen, Vice President, Capital Research and Management Company and Nelson N. Lee,
Senior Vice President & Senior Counsel, Capital Research and Management Company |
| Jul. 21, 2020 | Charles E. Andrews, Audit Committee Chair, Washington Mutual Investors Fund Board Member and Advisor, MorganFranklin Consulting; Vanessa C. L. Chang, Audit Committee Chair, American Balanced Fund, American Funds Developing World Growth and Income Fund, The Income Fund of America, and International Growth and Income Fund Former Director, EL & EL Investments; John G. Freund, Audit Committee Chai, Capital Income Builder, Capital World Growth and Income Fund, and The New Economy Fund, Founder and Managing Director, Skyline Ventures; Christopher E. Stone, Audit Committee Chair, American Funds Fundamental Investors, The Growth Fund of America, and SMALLCAP World Fund, Inc.
Professor of Practice of Public Integrity, University of Oxford, Blavatnik School of Government; James G. Ellis, Audit Committee Chair, American Funds Insurance Series, American Funds Target Date Retirement Series, American Funds Portfolio Series, American Funds College Target Date Series, American Funds Retirement Income Portfolio Series, The Fixed Income Funds of the American Funds, AMCAP Fund, American Mutual Fund, The Investment Company of America, and American Funds Global Balanced Fund Professor of Marketing and former Dean, Marshall School of Business University of Southern California; and Pablo R. González Guajardo, Audit Committee Chair, Capital Group Private Client Services Funds, Capital Group U.S. Equity Fund, American Funds Global Insight Fund, American Funds International Vantage Fund, Emerging Markets Growth Fund, Inc., New Perspective Fund, EuroPacific Growth Fund, and New World Fund, Inc., CEO, Kimberly-Clark de México, S.A.B de C.V. |
| Jul. 21, 2020 | Amy J. Lee, Deputy General Counsel, Guggenheim Investments |
| Jul. 21, 2020 | Peter J. Germain, Chief Legal Officer, Federated Hermes, Inc. |
| Jul. 21, 2020 | John F. Robbins, CFA, Chief Compliance Officer, ICE Data Pricing & Reference Data, LLC |
| Jul. 21, 2020 | Dechert LLP |
| Jul. 21, 2020 | Timothy W. Cameron, Esq., Asset Management Group - Head, Securities Industry and Financial Markets and
Lindsey Weber Keljo, Esq., Asset Management Group - Managing, Director and Associate General Counsel, Securities Industry and Financial Markets Association |
| Jul. 21, 2020 | Gail C. Bernstein, General Counsel, Investment Adviser Association |
| Jul. 21, 2020 | Mark Loughridge, Lead Independent Director, Board of Trustees of the Vanguard Funds |
| Jul. 21, 2020 | Jiøí Król,
Deputy CEO, Global Head of Government Affairs, AIMA |
| Jul. 21, 2020 | John Bendl, Chief Financial Officer, The Vanguard Funds Principal, Chief Accounting Officer, Treasurer, and Controller, The Vanguard Group Inc. |
| Jul. 21, 2020 | Veronica Castillo, Assistant General Counsel, Invesco Advisers, Inc. |
| Jul. 21, 2020 | Benjamin Slavin, BNY Mellon, Global Head of ETFs & UITs, Asset Servicing |
| Jul. 21, 2020 | Ethan D Corey, Partner, Practus, LLP |
| Jul. 21, 2020 | Barry P. Barbash, Chair, Committee on Investment Management Regulation, New
York City Bar Association |
| Jul. 21, 2020 | Joseph Hayek, Compliance and Controls Officer, Refinitiv Evaluated
Pricing Service |
| Jul. 21, 2020 | Craig S. Tyle, EVP/General Counsel, Franklin Resources, Inc. |
| Jul. 21, 2020 | David Larsen, CPA, ABV, CEIV
Managing Director, Duffs and Phelps |
| Jul. 21, 2020 | Timothy Keehan, Vice President & Senior Counsel, American Bankers Association |
| Jul. 21, 2020 | Heidi W. Hardin, Executive Vice President and General Counsel, MFS
Investment Management |
| Jul. 21, 2020 | Hennion and Walsh |
| Jul. 21, 2020 | Valuation Research Corporation |
| Jul. 21, 2020 | Bob Grohowski, Fran Pollack-Matz, and Alan Dupski, T. Rowe Price Associates, Inc. |
| Jul. 21, 2020 | Cynthia Lo Bessette, Chief Legal Officer, Fidelity Management & Research Company LLC |
| Jul. 21, 2020 | Brett Palmer, President, Small Business Investor Alliance |
| Jul. 21, 2020 | W. Scott Jardine, General Counsel, First Trust Portfolios L.P. |
| Jul. 21, 2020 | Katherine S. McKinley, Senior Vice President and General Counsel, State Street Global Advisors |
| Jul. 21, 2020 | American Society of Appraisers |
| Jul. 21, 2020 | David W Grim, Partner, Stradley Ronon Stevens Young, LLP |
| Jul. 21, 2020 | David B Smith, General Counsel, Mutual Fund Directors Forum |
| Jul. 20, 2020 | Jack Murphy |
| Jul. 20, 2020 | Jeff Mahoney, General Counsel, Council of Institutional Investors |
| Jul. 20, 2020 | Ernst & Young LLP |
| Jul. 20, 2020 | Peter Gunning, Chairman and President, Russell Investment Management,
LLC |
| Jul. 20, 2020 | Robert Buckholz, American Bar Association |
| Jul. 20, 2020 | Seward & Kissel LLP |
| Jul. 20, 2020 | Alex Meitzner, Advisors Asset Management, Inc. |
| Jul. 20, 2020 | Elena Davidson |
| Jul. 20, 2020 | Chapman and Cutler LLP |
| Jul. 20, 2020 | Ronald E Toupin, Board Chair, Guggenheim Funds |
| Jul. 20, 2020 | KPMG |
| Jul. 20, 2020 | PricewaterhouseCoopers LLP |
| Jul. 17, 2020 | Richard Cavanagh and Karen Robards, Independent Co-Chairs of the Boards of Directors/Trustees of the Funds in the BlackRock Fixed-Income Complex |
| Jul. 16, 2020 | Thomas T. Kim, Managing Director, Independent Directors Council |
| Jul. 16, 2020 | Susan Olson, General Counsel, Investment Company Institute |
| Jul. 15, 2020 | Brian S. Shlissel,
Managing Director, Chair, Americas Valuation Committee, J.P. Morgan Asset Management |
| Jul. 15, 2020 | Deloitte & Touche LLP |
| Jul. 14, 2020 | Mark Zyla, Chair, IVSC Standards Review Board and Gavin Francis, Chair, IVSC Financial Instruments Board |
| Jun. 29, 2020 | Douglas Scheidt |
| Jun. 26, 2020 | Arthur E. Johnson, Chairman of the Independent Trustees, Fidelity Fixed Income and Asset Allocation Funds and David M. Thomas, Co-Lead Independent Trustee, Fidelity Equity and High Income Funds |
| Jun. 8, 2020 | Sullivan & Worcester LLP |
| May 29, 2020 | Douglas Scheidt |
| May 19, 2020 | Will Gornall, Assistant Professor of Finance, Sauder School of Business University of British Columbia and Ilya A. Strebulaev, The David S. Lobel Professor of Private Equity, Director, Stanford Venture Capital Initiative, Graduate School of Business, Stanford University |
| May 10, 2020 | Natvarlal P. Patel |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Nov. 16, 2020 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a November 16, 2020 meeting with Douglas Scheidt |
| Oct. 5, 2020 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding an October 5, 2020 meeting with representatives of the Investment Company Institute |
| Sep. 18, 2020 | Memorandum from the Division of Investment Management regarding a September 8, 2020 meeting with representatives of the Independent Directors Council |
| Sep. 16, 2020 | Memorandum from the Office of the Chairman regarding a September 10, 2020, meeting with representatives of the Investment Company Institute |
| Sep. 15, 2020 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 15, 2020, meeting with representatives of the Independent Directors Council |
| Sep. 4, 2020 | Memorandum from the Offices of Commissioners Peirce and Roisman regarding a September 4, 2020 meeting with representatives of Ropes & Gray |
| Aug. 27, 2020 | Memorandum from the Office of the Chairman regarding an August 27, 2020 meeting with representatives of the Investment Company Institute |
| Aug. 26, 2020 | Memorandum from the Division of Investment Management regarding an August 25, 2020 teleconference with representatives of The Investment Company Institute |
| Aug. 26, 2020 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an August 26, 2020 meeting with representatives of the Investment Company Institute |
| Aug. 18, 2020 | Memorandum from the Division of Investment Management regarding an August 14, 2020 meeting with representatives of Chapman and Cutler LLP |
