Comments on Proposed Rule: Securities Offering Reform for Closed-End Investment Companies

[Release No. 33-10619; File No. S7-03-19]

Submitted Comments

(Click here for meetings with SEC officials)
Jan. 15, 2020 David A. Sirignano, Esquire, Partner, Morgan, Lewis Bockius, LLP
Oct. 9, 2019 Lourdes Peres
Jul. 18, 2019 Richard F. Morris, General Counsel, ProShare Advisors LLC
Jul. 3, 2019 Robert F. Buckholz, Chair, Federal Regulation of Securities Committee, Business Law Section, American Bar Association
Jun. 26, 2019 William Rhind, CEO, GraniteShares
Jun. 21, 2019 Katherine S. McKinley, General Counsel, State Street Global Advisors
Jun. 13, 2019 Gifford R. Zimmerman, Managing Director and Associate General Counsel, TIAA
Jun. 12, 2019 David B. Smith, Executive Vice President and General Counsel, Mutual Fund Directors Forum
Jun. 10, 2019 Joseph Glatt, Chairman, Coalition for Business Development
Jun. 10, 2019 John P. Love, President and Chief Executive Officer, United States Commodity Funds LLC
Jun. 10, 2019 Jeffrey H. Kupor, Head of Legal, Americas, Invesco Ltd.
Jun. 10, 2019 Dechert LLP
Jun. 10, 2019 Jirí Król, Deputy CEO, Global Head, Alternative Credit Council
Jun. 10, 2019 IRIS Business Services Limited
Jun. 10, 2019 Joseph R. Cavatoni, President, World Gold Council
Jun. 10, 2019 Susan Olson, General Counsel, Investment Company Institute
Jun. 10, 2019 Anthony Chereso, President & CEO, Institute for Portfolio Alternatives (IPA),
Jun. 10, 2019 Campbell Pryde, President and CEO, XBRL US
Jun. 10, 2019 Sidley Austin LLP
Jun. 5, 2019 Aseel M. Rabie, Managing Director and Associate General Counsel, Managing Director and Associate General Counsel
May 13, 2019 Pranav R. Ghai and Alexander M. Rapp, Co-Founders, Calcbench, Inc.
Apr. 3, 2019 Dale White

Meetings with SEC Officials

(Click here for submitted comments from the public)
Feb. 7, 2020 Memorandum from the Office of Chairman Jay Clayton regarding a February 7, 2020, meeting with industry participants
Feb. 4, 2020 Memorandum from the Office of Commissioner Allison Herren Lee regarding an January 16, 2020, meeting with representatives of World Gold Council
Oct. 22, 2019 Memorandum from the Division of Investment Management regarding an October 9, 2019, meeting with representatives of World Gold Council, et al.