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Comments on: Dodd-Frank Investor Advisory Committee
[File No. 265-28]
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(Click here for meetings with SEC officials)
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May 8, 2024 | The Human Capital Management Coalition |
May 1, 2024 | The ESG+H Coalition |
Mar. 5, 2024 | Kevin R. Edgar, Partner, BakerHostetler LLP on behalf of the Equity Markets Association |
Sep. 21, 2023 | Mike Canning |
Sep. 21, 2023 | Alexandra Thornton, Senior Director, Financial Regulation, Center for American Progress |
Feb. 27, 2023 | Stephen Brey,
Staff Attorney for the State of Michigan Corporations, Securities, and Commercial Licensing
Bureau and Co-Chair of the NASAA Investment Adviser Section Regulatory Policy and Review
Project Group (Dated March 2, 2023) |
Jan. 6, 2023 | Gap Attribution |
Nov. 28, 2022 | Joseph Grier, Contractor for Banks |
Oct. 24, 2022 | Richard B. Zabel, General Counsel & Chief Legal Officer, Elliott Investment Management L.P. |
Oct. 7, 2022 | Jimit Raithatha |
Sep. 21, 2022 | Managed Fund Association |
Sep. 19, 2022 | Dieter Waizenegger, Executive Directive, SOC Investment Group |
Sep. 11, 2022 | Jimit Raithatha |
Jun. 7, 2022 | Kerry Avitt |
Apr. 29, 2022 | Healthy Markets Association |
Mar. 22, 2022 | Healthy Markets Association |
Mar. 9, 2022 | Carlo Passeri, Senior Director of Capital Markets, Biotechnology Innovation Organization |
Jan. 10, 2022 | Kristen Standifer, Washington State Department of Financial Institutions |
Dec. 16, 2021 | Kate Fulton, Managing Director, Global Public Policy, BlackRock |
Dec. 5, 2021 | Justin Ponder |
Dec. 2, 2021 | Anonymous |
Dec. 2, 2021 | Barry H. Spencer |
Dec. 2, 2021 | Taylor Cathcart |
Dec. 2, 2021 | Rick Gold |
Dec. 1, 2021 | Anonymous |
Dec. 1, 2021 | Anonymous |
Dec. 1, 2021 | Anthony Espinal |
Dec. 1, 2021 | John W. |
Dec. 1, 2021 | Diane Laviano |
Dec. 1, 2021 | Chad Holtz |
Dec. 1, 2021 | Michael Williams |
Dec. 1, 2021 | Todd Phillips, Center for American Progress |
Dec. 1, 2021 | Andrew Steeves |
Dec. 1, 2021 | Dodd Harris |
Dec. 1, 2021 | Chris Cercena |
Dec. 1, 2021 | Scott Lee |
Dec. 1, 2021 | J. Smith |
Dec. 1, 2021 | Simon Kerr |
Sep. 30, 2021 | Jennifer L. Szaro |
Sep. 9, 2021 | Wesley Bricker, CPA, PwC US, Vice Chair, Trust Solutions Co-Leader |
Sep. 7, 2021 | Stefaniya Dragova, Chief Executive Officer, Candor Financial LLC |
Sep. 1, 2021 | Robert A. Conway, CPA |
Jun. 9, 2021 | Douglas Cifu, Chief Executive Officer, Virtu Financial |
Jun. 9, 2021 | Anonymous |
Jun. 9, 2021 | Christopher A. Iacovella, Chief Executive Officer, American Securities Association |
Dec. 3, 2020 | Michael van Dalfsen |
Dec. 3, 2020 | Michael See |
May 19, 2020 | Lev Bagramian, Senior Securities Policy Advisor, Better Markets |
May 15, 2020 | Deborah Fuhr, Managing Partner, Founder, ETFGI |
May 4, 2020 | Sandy Peters, CFA Institute |
May 3, 2020 | Kenneth A. Bertsch, Council of Institutional Investors and Jeffrey P. Mahoney, General Counsel, Council of Institutional Investors |
May 1, 2020 | The Human Capital Management Coalition |
Apr. 29, 2020 | Rachel Curley, Democracy Advocate for Public Citizen's Congress Watch Division |
Nov. 6, 2019 | Dennis M. Kelleher, President & CEO, and Lev Bagramian, Senior Securities Policy Advisor, Better Markets Inc. |
Sep. 12, 2019 | John Guerriero |
Sep. 7, 2019 | John Guerriero |
Jul. 30, 2019 | Niels Holch, Executive Director, Shareholder Communications Coalition |
Jul. 20, 2019 | Donald L. Luskin, Trend Macrolytics LLC |
Mar. 27, 2019 | Tyler Gellasch, Executive Director, Healthy Markets Association |
Mar. 25, 2019 | Tyler Gellasch, Executive Director, Healthy Markets Association |
Mar. 22, 2019 | Cambria Allen-Ratzlaff, Corporate Governance Director, UAW Retiree Medical Benefits Trust, on behalf of the Human Capital Management Coalition |
Mar. 21, 2019 | Dr. Anthony Hesketh, Associate Professor, Lancaster University Management School |
Mar. 20, 2019 | James McRitchie, Shareholder Advocate, Corporate Governance (aka CorpGov.net) |
Mar. 11, 2019 | Robert B, McKinley and Lee S. Webster, University of Texas Medical Branch |
Dec. 2, 2018 | William Michael Cunningham, Creative Investment Research |
Nov. 21, 2018 | James McRitchie, Shareholder Advocate, CorpGov.net |
Aug. 15, 2018 | Marc Joffe, Chair, XBRL US State and Local Government Disclosure Working Group |
Jun. 14, 2018 | Karen L. Barr, President and Chief Executive Officer, Investment |
Jun. 14, 2018 | Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA |
Jun. 13, 2018 | Bernard V. Canepa, Vice-President & Assistant General Counsel, SIFMA AMG |
Jun. 13, 2018 | Alexandra M. MacLennan, President, National Association of Bond Lawyers |
Jun. 12, 2018 | Emily S. Brock, Director, Federal Liaison Center, Government Finance Officers Association |
May 29, 2018 | Ram Nagrani |
Mar. 8, 2018 | R. Cromwell Coulson, President, Chief Executive Officer and Director, OTC Markets Group |
Dec. 1, 2017 | Linda Sherry, Director, National Priorities, Consumer Action, and Sally Greenberg, Executive Director, National Consumers League |
Oct. 12, 2017 | William Ting |
Oct. 12, 2017 | Perianne Boring, Founder and President, Chamber of Digital Commerce |
Oct. 11, 2017 | Jomari Peterson |
Sep. 29, 2017 | Andrea Bailey |
Sep. 28, 2017 | Dr. Dwight Sanders |
May 29, 2017 | Chris Barnard |
Dec. 16, 2016 | Michael Cooper, Michael Halling and Wenhao Yang |
Dec. 8, 2016 | Ken Bertsch, Executive Director, Council of Institutional Investors |
Dec. 8, 2016 | Institutional Shareholder Services Inc. |
Aug. 18, 2016 | Niels Holch, Executive Director, Coalition of Mutual Fund Investors, Washington, District of Columbia |
Jul. 14, 2016 | Lisa French, MBA, P.Eng., Chief Technical Officer, International Integrated Reporting Council |
Jul. 14, 2016 | Daniel L. Goelzer, Senior Counsel, Baker & McKenzie, Washington, District of Columbia |
Jul. 14, 2016 | Christianna Wood, Chair, Global Reporting Initiative |
Jul. 14, 2016 | Linda Sherry, Director of National Priorities, Consumer Action, Washington, District of Columbia |
Jul. 14, 2016 | Jean Rogers, Ph.D., SASB, San Francisco, California |
Jun. 26, 2016 | Bev Kennedy, Oakville Ont, Canada |
Jun. 23, 2016 | Clifton Lipford, Saratoga, California |
Jun. 23, 2016 | Brandon Stewart, Dallas, Texas |
Jun. 23, 2016 | Richard H. Goldman, Boulder, Colorado |
Jun. 2, 2016 | R. Darnell |
May 31, 2016 | William Oas, San Clemente, California |
May 31, 2016 | Gerry Montesano, Rhinebeck, New York |
May 23, 2016 | Theodore Shaw |
May 18, 2016 | Richard J. Butchert, MD, Danville, Pennsylvania |
May 18, 2016 | Richard M. Smithers, Jericho, Vermont |
May 17, 2016 | Cris Diaz, Haymarket, Virginia |
May 17, 2016 | Robert L. Ellis, Henrico, Virginia |
May 14, 2016 | Sonja Burris, Ruston, Louisiana |
May 11, 2016 | Michael Speranza, Indiana |
May 10, 2016 | Warren Langstraat |
May 10, 2016 | Chris Taylor |
May 10, 2016 | Mark P. Peterson, MD, Great Falls, Montana |
May 10, 2016 | Barbara Bicking, Redlands, California |
May 10, 2016 | Douglas V. Roberts, Lombard, Illinois |
May 10, 2016 | Michael D. Topal, Assistant Dean for Core Technologies, University of North Carolina at Chapel Hill, Chapel Hill, North Carolina |
May 10, 2016 | Elaine S Magid, Poway, California |
May 9, 2016 | Trudi Kirschling, Brookfield, Wisconsin |
May 9, 2016 | Robert Area, Nashville, Tennessee |
May 9, 2016 | Ernest Govea, Investor, Placentia, California |
May 9, 2016 | Ercelle Mayner, Laurel, Maryland |
May 9, 2016 | Daniel Purcell, Arlington, Massachusetts |
May 9, 2016 | Alfonso Nicosia, Denton, Texas |
May 9, 2016 | Hai Luo, Ph.D., Health care professional, Middletown, New York | May 9, 2016 | Charles R. Burnett |
May 9, 2016 | Debra L. Flanagan, Executive Assistant, Rochester City School District, Rochester, New York |
May 9, 2016 | Carolyn Schumacher, Pittsburgh, Pennsylvania |
May 9, 2016 | Paul D. Zellmer, Phoenix, Arizona |
May 9, 2016 | C. Herman, Milton, Georgia |
May 9, 2016 | Amy Rodgers |
May 8, 2016 | Ken Nardone, Pompton Plains, New Jersey |
May 8, 2016 | J. Delaney, Queens, New York |
May 8, 2016 | Joseph E. Ehinger, Lady Lake, Florida |
May 8, 2016 | Brian Zable |
May 8, 2016 | Brian Burris, Triadelphia, West Virginia |
May 8, 2016 | D. Burns, Orchard Park, New York |
May 8, 2016 | Roger W. Brink, Muskegon, Michigan |
May 7, 2016 | Stephen P. Slack, Prof. of Mathematics Emeritus, Lynnwood, Washington |
May 7, 2016 | Fred Oswald, Prescott, Arizona |
May 7, 2016 | Christopher Luplow, Anderson, South Carolina |
May 7, 2016 | Anthony J. Demarco, Dover, Delaware |
May 7, 2016 | Kenneth L. Westbrook, Vienna, Virginia |
May 7, 2016 | Paul J. Bauer, Ocean, New Jersey |
May 7, 2016 | Luis E. Mendoza, Oro Valley, Arizona |
May 7, 2016 | Peter Q. Noack |
May 6, 2016 | Adam Bird |
May 6, 2016 | Jim Perry, Retired Exec Dir. PA Public School Employees Retirement System, Harrisburg, Pennsylvania |
May 6, 2016 | Patricia E. Law, Venice, Florida |
May 6, 2016 | Tony C. Mistretta, Corrales, New Mexico |
May 6, 2016 | Gary Futoma, Benbrook, Texas |
May 6, 2016 | Ganapthy Kumar, San Jose, California |
May 6, 2016 | Jeff D. Shadrick, Portland, Oregon |
May 6, 2016 | Kymus Ginwala, Greenbrae, California |
May 6, 2016 | Rich Ader |
May 6, 2016 | Michael Granchi, Ph.D., Pitman, New Jersey |
May 6, 2016 | Scott Opis, San Diego, California |
May 6, 2016 | Evan Mayerhoff, Great Neck, New York |
May 6, 2016 | Fred Cook, Palm Coast, Florida |
May 6, 2016 | Rick Wolfe, Houston, Texas |
May 6, 2016 | Frnacis Dumler, Vista, California |
May 6, 2016 | Daniel E. Cullen, Princeton, New Jersey |
May 6, 2016 | Ronald E. Ilvedson, MD, Retired OB-GYN/MD, Rochester, Minnesota |
May 6, 2016 | Shirley Gorman, Edm, Washington |
May 6, 2016 | Judith Weisman, Walnut Creek, California |
May 6, 2016 | Timothy J. Brenza, Landscape Architect, Annapolis, Maryland |
May 6, 2016 | James Smith, Monroeville , Pennsylvania |
May 6, 2016 | Charles Baletti, Essex Fells, New Jersey |
May 6, 2016 | Warren B. Keyser, Jr., Cleveland, Tennessee |
May 6, 2016 | Michael Rigby, Attorney, Financial Regulation, Austin, Texas |
May 6, 2016 | Michael Friesema, Elgin, Illinois |
May 6, 2016 | Eric Lund, Ph.D, Retired Professor, Northfield, Minnesota |
May 6, 2016 | David B. Ledbetter, Greenville, South Carolina |
May 6, 2016 | Don Asher, RPh, Pharmacist, Denver, Colorado |
May 6, 2016 | Gilbert P. Steil, East Ryegate, Vermont |
May 6, 2016 | Greggor M. Petrovic, New York, New York |
May 6, 2016 | Robert G. Hess, Lafayette, Louisiana |
May 6, 2016 | James Czuprynski, Bartlett, Illinois |
May 6, 2016 | William A. Morgan, Madison, Wisconsin |
May 6, 2016 | Nicole C. Paquette, Oh.D., Frederick, Maryland |
May 6, 2016 | Richard S. McIlroy, CPA, Little Rock, Arkansas |
May 6, 2016 | Michael Dodd, Fayetteville, Tennessee |
May 6, 2016 | Brett J. Jacobs, Mount Pleasant, South Carolina |
May 6, 2016 | Raul Alfaro, Bethesda, Maryland |
May 6, 2016 | John T Gwynne |
May 6, 2016 | Tim D. Wall, Maplewood, Minnesota |
May 6, 2016 | Edward C. Murphy, New London, Connecticut |
May 6, 2016 | Rosa Spellman |
May 6, 2016 | Jay Powers, Morton Grove, Illinois |
May 6, 2016 | Scott A. Lohman, CPA, Kenmore, Washington |
May 6, 2016 | Tim Brekke, Cary, Illinois |
May 6, 2016 | Michael Rizzo, Green Cove Springs, Florida |
May 6, 2016 | Richard Babin, Fairport, New York |
May 6, 2016 | Leslie L. Feigley, Greenville, Mississippi |
May 6, 2016 | Edward P. Watters, Streamwood, Illinois |
May 6, 2016 | Alastair Kay, United Kingdom |
May 6, 2016 | Joel Wallach, U.S. Peace Corps, Vallejo, California |
May 6, 2016 | Janet Parker, Stockton, California |
May 6, 2016 | Lisa Gauslow |
May 6, 2016 | Judith Pietras, Elgin, Illinois |
May 5, 2016 | Kannan V. |
May 5, 2016 | Rodney L. Fierek, Stillwater, Minnesota |
May 5, 2016 | Joseph Bonini, Corona, California |
May 5, 2016 | Mary Headley, Longmont, Colorado |
May 5, 2016 | Betty L. Sachs, Smyrna, Georgia |
May 5, 2016 | Howard Wexler, Beaverton, Oregon |
May 5, 2016 | Thomas G. Watkins, IV, Public Education Teacher, Montezuma, Kansas |
May 5, 2016 | Peder A. Allison, Engineering, Junction City, Oregon |
May 5, 2016 | Robert A. Jones, Corpus Christi, Texas |
May 5, 2016 | Russell E. Boyce, Consumer, Spring Creek, Nevada |
May 5, 2016 | Ram Medikonduri, Ph.D, Edison, New Jersey |
May 5, 2016 | John Unkel, Richmond |
May 5, 2016 | John Lay, Taos, New Mexico |
May 5, 2016 | James H. Weidler, San Antonio, Texas |
May 5, 2016 | Stephen Hardesty, Orlando, Florida |
May 5, 2016 | Stefanie M. Curland, Jasper, Georgia |
May 5, 2016 | Robert G. Lang, Starksboro, Vermont |
May 5, 2016 | Robert N. Bailey, Houston, Texas |
May 5, 2016 | Mary Kay Trail, Corpus Christi, Texas |
May 5, 2016 | Robert D. Gulliver, II, Mathematics Professor, Univ. of Minnesota, Minneapolis, Minnesota |
May 5, 2016 | John D. Engman, Retired, Evanston, Illinois |
May 5, 2016 | Rob Beceiro |
May 5, 2016 | Carlos Lopez, Imperial, Pennsylvania |
May 5, 2016 | Joyce Charlton |
May 5, 2016 | Loretta Coleman |
May 5, 2016 | David T. Dimick, Holladay, Utah |
May 5, 2016 | Peter E. McKay, Kenai, Alaska |
May 5, 2016 | Wendy W. Zhang, Professor of physics, University of Chicago, Chicago, Illinois |
May 5, 2016 | William Nantau, Litchfield Park, Arizona |
May 5, 2016 | Jeffrey Montesano, Austin, Texas |
May 5, 2016 | William M. Polish, Los Angeles, California |
May 5, 2016 | David J. Miller, Holden, Massachusetts |
May 5, 2016 | Tim L. Yarborough, Mansfield, Texas |
May 5, 2016 | Sivakoti Katta, M.D, Overland Park, Kansas |
May 5, 2016 | Ken Hollingshead, Leslie, Michigan |
May 5, 2016 | Patrick L. Smith, Menlo Park, California |
May 5, 2016 | George R. Westerman, M.D., CVS, Santa Barbara, California |
May 5, 2016 | Alberto Neder, Massachusetts |
May 5, 2016 | Bruce N. King, Florence, South Carolina |
May 5, 2016 | Preston Thayer, Fredericksburg, Virginia |
May 5, 2016 | Catherine Odelbo |
May 5, 2016 | Michael Piecuch, Long Beach, New York |
May 5, 2016 | David C. Kaniecki, Milroy, Pennsylvania |
May 5, 2016 | Frits van der Haar, Ph.D., Professor of Global Health, Atlanta, Georgia |
May 5, 2016 | Claude Sakr, Principal / Transportation consultancy firm, Portland, Oregon |
May 5, 2016 | Thaggikuppe V. Seshadri, Miami, Florida |
May 5, 2016 | Don Glickstein, Seattle |
May 5, 2016 | George Szabo |
May 5, 2016 | Owen Newcomer, Whittier, California |
May 5, 2016 | Nancy Dornenburg, Simsbury, Connecticut |
May 5, 2016 | K.A.S, Kenosha, Wisconsin |
May 5, 2016 | Sandy Wilson, Tyler, Texas |
May 5, 2016 | Sanjay V. Joag, MD, Crystal Lake, Illinois |
May 5, 2016 | Arlan R. DeKock, Retired, Chair of Computer Science, MO Sci Tech, Rolla, Missouri |
May 5, 2016 | Harry Yosten, J.D. , Aurora, Colorado |
May 5, 2016 | Jeff Adler, Bayside, New York |
Mar. 3, 2016 | James McRitchie, Publisher / Shareholder Advocate, CorpGov.net, Elk Grove, California |
Jan. 8, 2016 | Tibor Vas, CPA, Rockville, Maryland |
Dec. 8, 2015 | Sanford J. Lewis, Esq., Investor Environmental Health Network, Amherst, Massachusetts |
Nov. 14, 2015 | Thomas Lupinacci, Arlington, Texas |
Nov. 4, 2015 | Warren G. Lavey, Adjunct Professor, University of Illinois |
Oct. 1, 2015 | Managed Funds Association, Washington, DC |
Jul. 15, 2015 | Norman B. Arnoff, Esq., Law Offices Of Norman B. Arnoff, New York City, New York |
Jul. 14, 2015 | Jason R. Doss, President, PIABA Foundation, et al. |
Jul. 6, 2015 | Bruce Herbert, AIF, Chief Executive, Investor Voice, Seattle, Washington, et al. |
Mar. 25, 2015 | Darla C. Stuckey, President & CEO, Society of Corporate Secretaries and Governance Professionals |
Feb. 17, 2015 | Darla C. Stuckey, President & CEO, Society of Corporate Secretaries and Governance Professionals |
Feb. 12, 2015 | Robin Traxler, Vice President, Regulatory Affairs, Financial Services Institute |
Feb. 11, 2015 | The Shortened Settlement Cycle Industry Steering Committee |
Feb. 5, 2015 | James McRitchie, Shareholder Advocate, Elk Grove, California |
Dec. 19, 2014 | Amanda Austin,
Vice President, Public Policy, National Federation of Independent Business, Washington, District of Columbia |
Dec. 7, 2014 | Carrie Devorah, Founder, The Center for Copyright Integrity, Washington, District of Columbia |
Nov. 7, 2014 | James McRitchie, Corporate Governance (CorpGov.net), Elk Grove, California |
Oct. 8, 2014 | Damon D. Testaverde, Managing Director, Network 1 Financial Securities, Inc., Red Bank, New Jersey |
Oct. 8, 2014 | Brett Palmer, President, Small Business Investor Alliance |
Oct. 6, 2014 | Mitch Ackles, President, Hedge Fund Association, New York, New York |
Sep. 26, 2014 | James McRitchie, Corporate Governance (CorpGov.net), Elk Grove, California |
Sep. 24, 2014 | Carin Zelenko, Director, Capital Strategies Department, International Brotherhood of Teamsters |
Sep. 21, 2014 | Keith P. Bishop, Former California Commissioner of Corporations, Irvine, California |
Aug. 8, 2014 | Patrick Doherty, New York State Common Retirement Fund, et al. |
Jul. 11, 2014 | Jerry Verseput, CFP, NAPFA, Folsom, California |
Jul. 1, 2014 | Jack Schneeman, Investment Banker, Army Infantry Officer, Mendota Heights, Minnesota |
Jun. 11, 2014 | Kamie Zaracki, Chief Executive Officer, BetterInvesting |
May 16, 2014 | The Forum for Sustainable and Responsible Investment, Washington, District of Columbia |
Apr. 23, 2014 | Larry Elford, Founder/Director of InvestorAdvocates.ca, Lethbridge, Canada |
Apr. 4, 2014 | Lauren Compere, Managing Director, Boston Common Asset Management, Boston, Massachusetts |
Mar. 10, 2014 | Lisa Woll, CEO, US SIF: The Forum for Sustainable Responsible Investment, Washington, District of Columbia |
Mar. 10, 2014 | Emma Boorboor, Democracy Associate, U.S. PIRG, Washington, District of Columbia |
Mar. 7, 2014 | Ed and Harriet Griffith, New Progressive Alliance, Atlanta, Georgia |
Mar. 6, 2014 | Lisa J. Gilbert, Director, Public Citizen's Congress Watch, Washington, District of Columbia |
Feb. 21, 2014 | Scott C. Goebel, General Counsel, Fidelity Management Research Co., Boston, Massachusetts |
Feb. 19, 2014 | Robert J. McCarthy, Director of Regulatory Policy, Wells Fargo Advisors, St. Louis, Missouri |
Jan. 31, 2014 | James Maguire, Sr., Retired NYSE Specialist, Short Hills, New Jersey |
Jan. 30, 2014 | Kenneth I. Moch, President CEO, Chimerix, Inc., Durham, North Carolina |
Jan. 30, 2014 | Clive Williams, Andrew M. Brooks and Christopher P. Hayes, T. Rowe Price Associates, Inc., Baltimore, Maryland |
Jan. 30, 2014 | John Daley, Chairman of the Board, and Jim Toes, President & CEO, Security Traders Association |
Jan. 30, 2014 | Kate D. Mitchell, Managing Director, Scale Venture Partners, Foster City, California |
Jan. 30, 2014 | E. Cartier Esham, Executive Vice President, Emerging Companies, Biotechnology Industry Organization, Washington, District of Columbia |
Jan. 29, 2014 |
Ronald J. Kruszewski, Chairman, President & CEO, and Thomas Weisel, Co-Chairman of the Board, Stifel, Nicklaus & Company, Inc. |
Jan. 29, 2014 | Cheryl Cargie, Senior Vice President, Head of Trading, Ariel Investments, Chicago, Illinois |
Jan. 29, 2014 | Bobby Franklin, President and CEO, National Venture Capital Association, Arlington, Virginia |
Jan. 28, 2014 | Carter D. Mack, president, JMP Group Inc, San Francisco, California |
Jan. 28, 2014 | Norman B. Arnoff |
Jan. 27, 2014 | Peter Barris, et al., Partners, New Enterprise Associates, Menlo Park, California |
Jan. 27, 2014 | David Weild, IV, Chairman & CEO, and Edward H. Kim, Managing Director, IssuWorks, New York, New York |
Jan. 27, 2014 | Joseph Saluzzi and Sal Arnuk, Partners and Co-Founders, Themis Trading LLC, Chatham, New Jersey |
Jan. 24, 2014 | Craig Schiffer, General Partner, Tribeca Land & Cattle LP, Summit, New Jersey |
Jan. 23, 2014 | Joshua Green, Chairman, National Venture Capital Association, Menlo Park, California |
Jan. 23, 2014 | Hal S. Scott, Nomura Professor, Harvard Law School, Cambridge, Massachusetts |
Jan. 23, 2014 | Norman B. Arnoff |
Jan. 22, 2014 | Scott Kupor and Jeffrey M. Solomon, Co-Chairs, ECF Task Force |
Jan. 21, 2014 | Timothy J. Keating, CEO, Keating Capital, Inc., and President, Keating Investments, LLC |
Dec. 10, 2013 | Norman B. Arnoff, Esq. |
Nov. 21, 2013 | Norman B. Arnoff, Esq. |
Nov. 21, 2013 | Kevin R. Keller, CFP Board; Lauren Schadle, FPA; Geoffrey Brown, NAPFA; David G. Tittsworth, IAA |
Nov. 20, 2013 | Dr. Mary Booth, PhD, Director, and Kelly Bitov, Attorney, Partnership for Policy Integrity, Pelham, Massachusetts |
Nov. 14, 2013 | James McRitchie, Publisher, Corporate Governance |
Nov. 14, 2013 | Susan Seltzer, President, The Derivative Project |
Nov. 8, 2013 | Kevin R. Keller, CFP Board; Lauren Schadle, FPA; and Geoffrey Brown, NAPFA |
Oct. 20, 2013 | Mercer Bullard, President and Founder, Fund Democracy |
Oct. 16, 2013 | Knut A. Rostad, President, Institute for the Fiduciary Standard, Vienna, Virginia |
Oct. 11, 2013 | Kevin M. Carroll, Managing Director, SIFMA, Washington, District of Columbia |
Oct. 10, 2013 | Blaine F. Aikin, CEO, et al., fi360, Inc., Bridgeville, Pennsylvania |
Oct. 9, 2013 | David G. Tittsworth, Executive Director, Investment Adviser Association, Washington, District of Columbia |
Sep. 11, 2013 | Seymour Sacks, President, Sacks Equalization Model Inc., Boynton Beach, Florida |
Sep. 5, 2013 | Michael Ostrovsky, Associate Professor of Economics, Stanford Graduate School of Business, Stanford, California |
Jul. 30, 2013 | L.A. Schnase |
May 4, 2013 | Christian Rafool, Winter Haven, Florida |
Apr. 30, 2013 | William R. Straughn |
Apr. 24, 2013 | Patrick Frank, Venice, California |
Apr. 10, 2013 | Barbara Novick, Vice Chairman, BlackRock, New York, New York |
Apr. 9, 2013 | John Chevedden, Redondo Beach, California |
Apr. 8, 2013 | John Chevedden, Redondo Beach, California |
Apr. 8, 2013 | John Chevedden, Redondo Beach, California |
Apr. 8, 2013 | John Chevedden, Redondo Beach, California |
Apr. 8, 2013 | John Chevedden, Redondo Beach, California |
Apr. 8, 2013 | John Chevedden, Redondo Beach, California |
Apr. 8, 2013 | John Chevedden, Redondo Beach, California |
Apr. 8, 2013 | John Chevedden, Redondo Beach, California |
Mar. 25, 2013 | Stephen P. Norman, President, S.P. Norman & Co. LLC, Rye, New York |
Mar. 13, 2013 | Annemarie Tierney, EVP-Legal and General Counsel, SecondMarket Holdings, Inc., New York, New York |
Mar. 11, 2013 | Steven Towns |
Feb. 12, 2013 | James McRitchie, Publisher of Corporate Governance (CorpGov.net), Elk Grove, California |
Feb. 8, 2013 | John Chevedden |
Feb. 6, 2013 | Brett J. Davidson, Amherst, New York |
Jan. 29, 2013 | Jaimie A. Davis, CEO, Portfoliosafe.com, Silverado, California |
Jan. 17, 2013 | Tim Taylor, Managing Member, The Center for Diversity in Finance Industry, LLC, San Francisco, California |
Jan. 14, 2013 | Susan Seltzer, The Derivative Project |
Nov. 30, 2012 | John Endean, President, American Business Conference, Washington, District of Columbia |
Oct. 24, 2012 | Dr. Daniel Summerfield, Co-Head of Responsible Investment, Universities Superannuation Scheme Investment Management Ltd., United Kingdom |
Oct. 12, 2012 | Niels Holch, Executive Director, Coalition of Mutual Fund Investors, Washington, District of Columbia |
Oct. 11, 2012 | Keith Paul Bishop, Former California Commissioner of Corporations, Trabuco Canyon, California |
Sep. 27, 2012 | Christian B. Rafool, Winter Haven, Florida |
Sep. 26, 2012 | Susan Seltzer, President, The Derivative Project, Minneapolis, Minnesota |
Sep. 24, 2012 | Keith P. Bishop, Former California Commissioner of Corporations, Trabuco Canyon, California |
Sep. 21, 2012 | Mark Latham, Founder, VoterMedia.org, Vancouver, Canada |
Sep. 20, 2012 | James McRitchie, Investor and Publisher of Corporate Governance (CorpGov.net), Elk Grove, California |
Jun. 25, 2012 | Christian B. Rafool, Financial Advisor, Winter Haven, Florida |
May 21, 2012 | Paul Schott Stevens, President and CEO, Investment Company Institute |
Mar. 12 2012 | Charlotte B. Beyer, Founder, CEO, Investor Education Collaborative, and Founder, CEO, Institute for Private Investors, New York, New York |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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Feb. 18, 2022 | Memorandum from the Office of the Investor Advocate regarding a February 18, 2022 meeting with Coinbase |
http://www.sec.gov/comments/265-28/265-28.shtml
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