ALJ Orders
During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.
View orders arranged by date below.
Related Resources
Date Sort ascending | Respondents |
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Release No.
3-13580
File Number:
3-13580
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Release No.
3-13438
File Number:
3-13438
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Release No.
3-13576
File Number:
3-13576
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3-13553
File Number:
3-13553
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3-13556
File Number:
3-13556
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Release No.
3-13538
File Number:
3-13538
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3-13545
File Number:
3-13545
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3-13536
File Number:
3-13536
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3-13496
File Number:
3-13496
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Release No.
3-13546
File Number:
3-13546
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3-13304
File Number:
3-13304
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Release No.
3-13517
File Number:
3-13517
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Release No.
3-13519
File Number:
3-13519
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Release No.
3-13438
File Number:
3-13438
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Release No.
3-13462
File Number:
3-13462
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Release No.
3-13523
File Number:
3-13523
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Release No.
3-13477
File Number:
3-13477
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Release No.
3-13488
File Number:
3-13488
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Release No.
3-13503
File Number:
3-13503
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Release No.
3-13527
File Number:
3-13527
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Release No.
3-13440
File Number:
3-13440
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Release No.
3-13511
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Release No.
3-13474
File Number:
3-13474
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Release No.
3-13518
File Number:
3-13518
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Release No.
3-13471
File Number:
3-13471
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Release No.
3-13475
File Number:
3-13475
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Release No.
3-13476
File Number:
3-13476
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Release No.
3-13420
File Number:
3-13420
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Release No.
3-13460
File Number:
3-13460
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Release No.
3-13474
File Number:
3-13474
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Release No.
3-13434
File Number:
3-13434
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Release No.
3-13473
File Number:
3-13473
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Release No.
3-13449
File Number:
3-13449
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Release No.
3-13461
File Number:
3-13461
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Release No.
3-13433
File Number:
3-13433
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Release No.
3-13435
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Release No.
3-13448
File Number:
3-13448
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Release No.
3-11893
File Number:
3-11893
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Release No.
3-13460
File Number:
3-13460
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Release No.
3-13542
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Release No.
3-13408
File Number:
3-13408
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Release No.
3-13427
File Number:
3-13427
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Release No.
3-13443
File Number:
3-13443
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Release No.
3-13442
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Release No.
3-13428
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Release No.
3-13426
File Number:
3-13426
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Release No.
3-13431
File Number:
3-13431
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Release No.
3-13428
File Number:
3-13428
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Release No.
3-13429
File Number:
3-13429
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Release No.
3-13425
File Number:
3-13425
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Release No.
3-13331
File Number:
3-13331
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Release No.
3-13371
File Number:
3-13371
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Release No.
3-13384
File Number:
3-13384
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Release No.
3-13359
File Number:
3-13359
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Release No.
3-13361
File Number:
3-13361
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Release No.
3-13299
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Release No.
3-13368
File Number:
3-13368
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Release No.
3-13360
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Release No.
3-13375
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Release No.
3-13385
File Number:
3-13385
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Release No.
3-13354
File Number:
3-13354
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Release No.
3-13346
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Release No.
3-13370
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Release No.
3-13368
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Release No.
3-13322
File Number:
3-13322
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Release No.
3-13304
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Release No.
3-13336
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Release No.
3-13295
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Release No.
3-13291
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Release No.
3-13099
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Release No.
3-12943
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Release No.
3-13109
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Release No.
3-13294
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Release No.
3-12943
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Release No.
3-13290
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Release No.
3-13292
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Release No.
3-12918
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Release No.
3-13142
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Release No.
3-13254
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Release No.
3-13260
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Release No.
3-13229
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Release No.
3-12966
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Release No.
3-13203
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Release No.
3-13196
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Release No.
3-13191
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Release No.
3-13179
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Release No.
3-13220
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Release No.
3-13207
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Release No.
3-13201
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Release No.
3-13239
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Release No.
3-13198
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Release No.
3-13186
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Release No.
3-13117
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Release No.
3-13118
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Release No.
3-13224
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Release No.
3-13188
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Release No.
3-13206
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Release No.
3-13221
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Release No.
3-13180
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Release No.
3-13185
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