ALJ Orders

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

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Date Sort ascending	Respondents
Dec. 19, 2017	Winkelmann, James A. Sr. Blue Ocean Portfolios, LLC Release No. AP-5407 File Number: 3-17253
Dec. 19, 2017	Hallas, Demitrios Release No. AP-5408 File Number: 3-18229
Dec. 19, 2017	Schooler, Louis V. Release No. AP-5409 File Number: 3-17115
Dec. 19, 2017	Herman, Rosalind Release No. AP-5410 File Number: 3-17828
Dec. 18, 2017	Spring Hill Capital Markets, LLC Spring Hill Capital Partners, LLC Spring Hill Capital Holdings, LLC White, Kevin D. Release No. AP-5400 File Number: 3-16353
Dec. 18, 2017	Natural Blue Resources, Inc. Cohen, James E. Corazzi, Joseph A Release No. AP-5396 File Number: 3-15974
Dec. 18, 2017	Dekel, Roy Release No. AP-5401 File Number: 3-17751
Dec. 18, 2017	Penn, Lawrence E., III Release No. AP-5397 File Number: 3-18288
Dec. 18, 2017	Megalli, Mark Release No. AP-5402 File Number: 3-18250
Dec. 18, 2017	Lathen, Donald F. ("Jay") Jr. Eden Arc Capital Management, LLC Eden Arc Capital Advisors, LLC Release No. AP-5398 File Number: 3-17387
Dec. 18, 2017	Fox, Joseph J. Release No. AP-5403 File Number: 3-16795
Dec. 18, 2017	Yin, Gary Release No. AP-5399 File Number: 3-18165
Dec. 15, 2017	Finn, Sean P. M. Dwyer LLC Release No. AP-5390 File Number: 3-17693
Dec. 15, 2017	Berger, Brian Michael Release No. AP-5386 File Number: 3-18129
Dec. 15, 2017	Kon, Alexander Release No. AP-5391 File Number: 3-17674
Dec. 15, 2017	Tod A. Ditommaso, Esq. Release No. AP-5387 File Number: 3-17550
Dec. 15, 2017	Lawler, Joe Release No. AP-5388 File Number: 3-17650
Dec. 15, 2017	Gainer, Jeffrey Release No. AP-5389 File Number: 3-18130
Dec. 15, 2017	Retirement Surety LLC Crescendo Financial LLC Rose, Thomas Leeman, David Featherstone, David Release No. AP-5394 File Number: 3-18061
Dec. 15, 2017	Anthony, Donald J., Jr. Chiappone, Frank H. Feldman, Richard D. Gamello, William P. Guzzetti, Andrew G. Lex, William F. Livingston, Thomas E. Mayer, Brian T. Rabinovich, Philip S. Rogers, Ryan C. Release No. AP-5395 File Number: 3-15514
Dec. 15, 2017	Bucci, William D. Release No. AP-5392 File Number: 3-17888
Dec. 15, 2017	Snisky, Gary C. Release No. AP-5393 File Number: 3-17645
Dec. 14, 2017	The Application of Securities Industry and Financial Markets Association Release No. AP-5385 File Number: 3-15350
Dec. 14, 2017	Bebo, Laurie Buono, John, CPA Release No. AP-5381 File Number: 3-16293
Dec. 14, 2017	Boldface Group, Inc. China Tianfeihong Wine Inc. Goldfields International Inc. Grizzly Gold Corp. Release No. AP-5377 File Number: 3-18103
Dec. 14, 2017	Axesstel, Inc. Release No. AP-5382 File Number: 3-17941
Dec. 14, 2017	BioPharma Manufacturing Solutions Inc. CLTC Ventures Corporation (n/k/a Dreamfly Productions Corporation) Crane Global Energy Company DCA Asset Management, Inc. Release No. AP-5378 File Number: 3-18148
Dec. 14, 2017	Attitude Drinks Incorporated Core Resource Management, Inc. Maverick Minerals Corporation Panacea Global, Inc. Release No. AP-5383 File Number: 3-18079
Dec. 14, 2017	HydroPhi Technologies Group, Inc. iTalk Inc. Soellingen Advisory Group, Inc. U.S. Rare Earths, Inc. Release No. AP-5379 File Number: 3-18208
Dec. 14, 2017	Kon, Alexander Release No. AP-5375 File Number: 3-17674
Dec. 14, 2017	Anderson, Traci J., CPA Carnahan, Timothy W. CYIOS Corporation Release No. AP-5384 File Number: 3-16386
Dec. 14, 2017	Ciralight Global, Inc. GS Enviroservices, Inc. IPOworld Parabel, Inc. Release No. AP-5380 File Number: 3-17977
Dec. 14, 2017	Aurios Inc. EFLO Energy, Inc. Inergetics, Inc. Monar International, Inc. Release No. AP-5376 File Number: 3-18092
Dec. 13, 2017	Kun De International Holdings, Inc. New Colombia Resources, Inc. Sutor Technology Group Limited Release No. AP-5372 File Number: 3-18169
Dec. 13, 2017	Century Acquisition Corp. Eastern Acquisition Corp. Release No. AP-5373 File Number: 3-18162
Dec. 13, 2017	Canso Enterprises Ltd., Lion Print Corp. Release No. AP-5374 File Number: 3-17984, 3-17989
Dec. 12, 2017	Gibson, Christopher M. Release No. AP-5371 File Number: 3-17184
Dec. 12, 2017	IMK GROUP, INC. Mobilebits Holdings Corporation National Energy Services, Inc. Power of the Dream Ventures Inc. Release No. AP-5367 File Number: 3-18203
Dec. 12, 2017	Circle Star Energy Corp. Energy Holdings International, Inc. Release No. AP-5363 File Number: 3-18142
Dec. 12, 2017	Infinity Real Estate Holdings Corporation International Industrial Enterprise, Inc. Scor International Foods, Inc. Xhibit Corp. Release No. AP-5368 File Number: 3-18217
Dec. 12, 2017	JuQun, Inc. Live Brands, Inc. Nevada Gold Corp. Nexus Data Technologies Corporation Release No. AP-5364 File Number: 3-18193
Dec. 12, 2017	Zoernack, Steven EquityStar Capital Management, LLC Release No. AP-5369 File Number: 3-17157
Dec. 12, 2017	IN Media Corporation New Media Insight Group, Inc. Pacific Sands, Inc. Saleen Automotive, Inc. Release No. AP-5365 File Number: 3-18206
Dec. 12, 2017	Lloyd, Paul Edward "Ed", Jr., CPA Release No. AP-5370 File Number: 3-16182
Dec. 12, 2017	Reyes, Gerardo E. Release No. AP-5366 File Number: 3-18126
Dec. 11, 2017	GeoGlobal Resources, Inc. USA Synthetic Fuel Corp. Release No. AP-5354 File Number: 3-18153
Dec. 11, 2017	Teran, Alfred C. Release No. AP-5350 File Number: 3-18098
Dec. 11, 2017	Hydrogen Future Corporation Liberty Energy Corp. Omega Brands, Inc. Optionable Inc. Release No. AP-5355 File Number: 3-18220
Dec. 11, 2017	CNK Global Inc. (a/k/a American Life Holding Co. Inc.) Release No. AP-5351 File Number: 3-18082
Dec. 11, 2017	Lubin, David Release No. AP-5347 File Number: 3-18070
Dec. 11, 2017	dELiA*s Inc. Global Energy, Inc. Release No. AP-5352 File Number: 3-18037
Dec. 11, 2017	Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-5348 File Number: 3-18292
Dec. 11, 2017	Creator Capital Ltd. Release No. AP-5353 File Number: 3-18189
Dec. 11, 2017	Longwei Petroleum Investment Holding Limited Release No. AP-5349 File Number: 3-17316
Dec. 11, 2017	Pruitt, David, CPA Release No. AP-5362 File Number: 3-17950
Dec. 11, 2017	Kung Fu Dragon Group Limited Release No. AP-5358 File Number: 3-18091
Dec. 11, 2017	GO EZ Corporation Green St. Energy, Inc. Hyperview Ltd. Imogo Mobile Technologies Corp. Release No. AP-5359 File Number: 3-18204
Dec. 11, 2017	Biovest International, Inc. Olie Inc. (n/k/a Syndicate Business Development Corp.) Stargate Entertainment, Inc. Three Sigma Ventures, Inc. Release No. AP-5360 File Number: 3-17935
Dec. 11, 2017	Accelerated Aquisition Inc. XVII, (a/k/a Accelerated Aquisition XVII, Inc.) Ambassadors International, Inc. L & L Energy, Inc. Lihua International, Inc. Release No. AP-5356 File Number: 3-18146
Dec. 11, 2017	Tintic Gold Mining Company Release No. AP-5361 File Number: 3-18157
Dec. 11, 2017	Cono Italiano, Inc. Native American Energy Group, Inc. Plures Technologies, Inc. Secured Technology Innovations Corp. Release No. AP-5357 File Number: 3-18177
Dec. 8, 2017	Meridian Co., Ltd. Release No. AP-5343 File Number: 3-18188
Dec. 8, 2017	AV Therapeutics, Inc. Balqon Corporation Empress Mining Inc. (f/k/a Penola, Inc.) Passport Potash, Inc. Release No. AP-5339 File Number: 3-18095
Dec. 8, 2017	China Domestica Bio-Technology Holdings, Inc. Release No. AP-5344 File Number: 3-17031
Dec. 8, 2017	Bebo, Laurie Buono, John, CPA Release No. AP-5340 File Number: 3-16293
Dec. 8, 2017	Lathen, Donald F. ("Jay") Jr. Eden Arc Capital Management, LLC Eden Arc Capital Advisors, LLC Release No. AP-5336 File Number: 3-17387
Dec. 8, 2017	Changda International Holdings, Inc. Release No. AP-5345 File Number: 3-17029
Dec. 8, 2017	CellCyte Genetics Corp. China Pediatric Pharmaceuticals, Inc. Hawker Energy, Inc. Release No. AP-5341 File Number: 3-18141
Dec. 8, 2017	A.C. Simmonds and Sons, Inc. Joshua Gold Resources, Inc. (f/k/a Enhanced Energy Solutions, Inc.) Game Plan Holdings, Inc. HashingSpace Corp. Release No. AP-5337 File Number: 3-17999
Dec. 8, 2017	Lynch, John T., Jr. Release No. AP-5342 File Number: 3-17902
Dec. 8, 2017	AFN, Inc. Allen Energy Company American Cascade Energy, Inc. Millenia Hope Inc. (n/k/a Clubs Choice Holdings, Inc.) Release No. AP-5338 File Number: 3-17743
Dec. 8, 2017	Och-Ziff Capital Management Group LLC Oz Management LP Och, Daniel S. Frank, Joel M. Release No. AP-5346 File Number: 3-17595
Dec. 7, 2017	Infrastructure International, Inc. Release No. AP-5317 File Number: 3-17132
Dec. 7, 2017	China Greenstar Corporation Cortronix Biomedical Advancement Technologies, Inc. HW Holdings, Inc. Microelectronics Technology Company Release No. AP-5313 File Number: 3-18097
Dec. 7, 2017	Atomic Paintball, Inc. North American Oil & Gas Corp. VelaTel Global Communications, Inc. Release No. AP-5309 File Number: 3-17991
Dec. 7, 2017	T3 Holdings, Inc. Vortronnix Technologies, Inc. Release No. AP-5305 File Number: 3-18023
Dec. 7, 2017	Retirement Surety LLC Crescendo Financial LLC Rose, Thomas Leeman, David Featherstone, David Release No. AP-5301 File Number: 3-18061
Dec. 7, 2017	Bank, Daryl G., Jones, Bobby D. Release No. AP-5314 File Number: 3-18175, 3-18236
Dec. 7, 2017	Chile Mining Technologies Inc. Release No. AP-5310 File Number: 3-18174
Dec. 7, 2017	Aervision Holdings, Inc. Amalgamated Pictures Corp. American Patriot Financial Group, Inc. Asia8, Inc. Release No. AP-5306 File Number: 3-18199
Dec. 7, 2017	Hall, David S., P.C. d/b/a the Hall Group CPAs Hall, David S., CPA Cochran, Michelle L. Helterbran, CPA Cisneros, Susan A. Release No. AP-5302 File Number: 3-17228
Dec. 7, 2017	Feng, Hui Law Offices of Feng & Associates, P.C. Release No. AP-5315 File Number: 3-18209
Dec. 7, 2017	Experience Art and Design, Inc. Fu Lu Cai Productions Ltd. (n/k/a Alfa Star Energy Ltd.) Heavy Earth Resources, Inc. Horne International, Inc. Release No. AP-5311 File Number: 3-18173
Dec. 7, 2017	Daspin, Edward M. (a/k/a "Edward (Ed) Michael") Agostini, Luigi Lux, Lawrence R. Release No. AP-5307 File Number: 3-16509
Dec. 7, 2017	Icon Vapor, Inc. POWRtec International Corp. Silvergraph International, Inc. Walter Energy, Inc. (n/k/a New WEI. Inc.) Release No. AP-5303 File Number: 3-18210
Dec. 7, 2017	Engage Eco Solutions, Inc. Old Stone Corporation Teltronics, Inc. (n/k/a Forerunner Technologies Inc.) Xunna Information Technology, Inc. Release No. AP-5316 File Number: 3-18191
Dec. 7, 2017	Huixin Waste Water Solutions, Inc. Release No. AP-5312 File Number: 3-18187
Dec. 7, 2017	Anderson, Traci J., CPA Carnahan, Timothy W. CYIOS Corporation Release No. AP-5308 File Number: 3-16386
Dec. 7, 2017	Immunoclin Corp. Intelligent Living America, Inc. Ivanhoe Energy, Inc. Release No. AP-5304 File Number: 3-18190
Dec. 7, 2017	China Du Kang Co., Ltd. Release No. AP-5333 File Number: 3-18106
Dec. 7, 2017	Medicus Homecare Inc. Release No. AP-5329 File Number: 3-18081
Dec. 7, 2017	Duka, Barbara Release No. AP-5325 File Number: 3-16349
Dec. 7, 2017	Guardian 8 Holdings Idaho North Resources Corporation Mecklermedia Corporation Verde Science, Inc. Release No. AP-5321 File Number: 3-18221
Dec. 7, 2017	Axiom Oil & Gas Corp. GEI Global Energy Corp. Ironwood Gold Corp. Surge Global Energy, Inc. Release No. AP-5334 File Number: 3-18096
Dec. 7, 2017	Nadel, Warren D. Release No. AP-5330 File Number: 3-17883
Dec. 7, 2017	BioCoral, Inc. GC China Turbine Corp. Race World International, Inc. Worldwide Biotech & Pharmaceutical Co. Release No. AP-5326 File Number: 3-16604
Dec. 7, 2017	Capitol City Bancshares, Inc. Chang-On International, Inc. Computer Graphics International Inc. John D. Oil and Gas Company Legal Life Plans, Inc. Powder River Coal Corp. Release No. AP-5322 File Number: 3-17366
Dec. 7, 2017	Stitt, Andrew Release No. AP-5318 File Number: 3-17621
Dec. 7, 2017	KollagenX Corp. Microlin Bio, Inc. Vaccinogen, Inc. Virtus Oil and Gas Corp. Release No. AP-5331 File Number: 3-18207
Dec. 7, 2017	Dearborn Bancorp, Inc. Greentech Mining International, Inc. Hoverink International Holdings, Inc. South West Coast Senior Living Corp. Release No. AP-5327 File Number: 3-18223

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ALJ Orders