ALJ Orders: Administrative Law Judges

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

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Date	Respondents
Date: Dec. 19, 2017	Respondents: Hallas, Demitrios Release No. AP-5408 File Number: 3-18229
Date: Dec. 19, 2017	Respondents: Schooler, Louis V. Release No. AP-5409 File Number: 3-17115
Date: Dec. 19, 2017	Respondents: Herman, Rosalind Release No. AP-5410 File Number: 3-17828
Date: Dec. 18, 2017	Respondents: Natural Blue Resources, Inc. Cohen, James E. Corazzi, Joseph A Release No. AP-5396 File Number: 3-15974
Date: Dec. 18, 2017	Respondents: Penn, Lawrence E., III Release No. AP-5397 File Number: 3-18288
Date: Dec. 18, 2017	Respondents: Lathen, Donald F. ("Jay") Jr. Eden Arc Capital Management, LLC Eden Arc Capital Advisors, LLC Release No. AP-5398 File Number: 3-17387
Date: Dec. 18, 2017	Respondents: Yin, Gary Release No. AP-5399 File Number: 3-18165
Date: Dec. 18, 2017	Respondents: Spring Hill Capital Markets, LLC Spring Hill Capital Partners, LLC Spring Hill Capital Holdings, LLC White, Kevin D. Release No. AP-5400 File Number: 3-16353
Date: Dec. 18, 2017	Respondents: Dekel, Roy Release No. AP-5401 File Number: 3-17751
Date: Dec. 18, 2017	Respondents: Megalli, Mark Release No. AP-5402 File Number: 3-18250
Date: Dec. 18, 2017	Respondents: Fox, Joseph J. Release No. AP-5403 File Number: 3-16795
Date: Dec. 15, 2017	Respondents: Berger, Brian Michael Release No. AP-5386 File Number: 3-18129
Date: Dec. 15, 2017	Respondents: Tod A. Ditommaso, Esq. Release No. AP-5387 File Number: 3-17550
Date: Dec. 15, 2017	Respondents: Lawler, Joe Release No. AP-5388 File Number: 3-17650
Date: Dec. 15, 2017	Respondents: Gainer, Jeffrey Release No. AP-5389 File Number: 3-18130
Date: Dec. 15, 2017	Respondents: Finn, Sean P. M. Dwyer LLC Release No. AP-5390 File Number: 3-17693
Date: Dec. 15, 2017	Respondents: Kon, Alexander Release No. AP-5391 File Number: 3-17674
Date: Dec. 15, 2017	Respondents: Bucci, William D. Release No. AP-5392 File Number: 3-17888
Date: Dec. 15, 2017	Respondents: Snisky, Gary C. Release No. AP-5393 File Number: 3-17645
Date: Dec. 15, 2017	Respondents: Retirement Surety LLC Crescendo Financial LLC Rose, Thomas Leeman, David Featherstone, David Release No. AP-5394 File Number: 3-18061
Date: Dec. 15, 2017	Respondents: Anthony, Donald J., Jr. Chiappone, Frank H. Feldman, Richard D. Gamello, William P. Guzzetti, Andrew G. Lex, William F. Livingston, Thomas E. Mayer, Brian T. Rabinovich, Philip S. Rogers, Ryan C. Release No. AP-5395 File Number: 3-15514
Date: Dec. 14, 2017	Respondents: Kon, Alexander Release No. AP-5375 File Number: 3-17674
Date: Dec. 14, 2017	Respondents: Aurios Inc. EFLO Energy, Inc. Inergetics, Inc. Monar International, Inc. Release No. AP-5376 File Number: 3-18092
Date: Dec. 14, 2017	Respondents: Boldface Group, Inc. China Tianfeihong Wine Inc. Goldfields International Inc. Grizzly Gold Corp. Release No. AP-5377 File Number: 3-18103
Date: Dec. 14, 2017	Respondents: BioPharma Manufacturing Solutions Inc. CLTC Ventures Corporation (n/k/a Dreamfly Productions Corporation) Crane Global Energy Company DCA Asset Management, Inc. Release No. AP-5378 File Number: 3-18148
Date: Dec. 14, 2017	Respondents: HydroPhi Technologies Group, Inc. iTalk Inc. Soellingen Advisory Group, Inc. U.S. Rare Earths, Inc. Release No. AP-5379 File Number: 3-18208
Date: Dec. 14, 2017	Respondents: Ciralight Global, Inc. GS Enviroservices, Inc. IPOworld Parabel, Inc. Release No. AP-5380 File Number: 3-17977
Date: Dec. 14, 2017	Respondents: Bebo, Laurie Buono, John, CPA Release No. AP-5381 File Number: 3-16293
Date: Dec. 14, 2017	Respondents: Axesstel, Inc. Release No. AP-5382 File Number: 3-17941
Date: Dec. 14, 2017	Respondents: Attitude Drinks Incorporated Core Resource Management, Inc. Maverick Minerals Corporation Panacea Global, Inc. Release No. AP-5383 File Number: 3-18079
Date: Dec. 14, 2017	Respondents: Anderson, Traci J., CPA Carnahan, Timothy W. CYIOS Corporation Release No. AP-5384 File Number: 3-16386
Date: Dec. 14, 2017	Respondents: The Application of Securities Industry and Financial Markets Association Release No. AP-5385 File Number: 3-15350
Date: Dec. 13, 2017	Respondents: Kun De International Holdings, Inc. New Colombia Resources, Inc. Sutor Technology Group Limited Release No. AP-5372 File Number: 3-18169
Date: Dec. 13, 2017	Respondents: Century Acquisition Corp. Eastern Acquisition Corp. Release No. AP-5373 File Number: 3-18162
Date: Dec. 13, 2017	Respondents: Canso Enterprises Ltd., Lion Print Corp. Release No. AP-5374 File Number: 3-17984, 3-17989
Date: Dec. 12, 2017	Respondents: Circle Star Energy Corp. Energy Holdings International, Inc. Release No. AP-5363 File Number: 3-18142
Date: Dec. 12, 2017	Respondents: JuQun, Inc. Live Brands, Inc. Nevada Gold Corp. Nexus Data Technologies Corporation Release No. AP-5364 File Number: 3-18193
Date: Dec. 12, 2017	Respondents: IN Media Corporation New Media Insight Group, Inc. Pacific Sands, Inc. Saleen Automotive, Inc. Release No. AP-5365 File Number: 3-18206
Date: Dec. 12, 2017	Respondents: Reyes, Gerardo E. Release No. AP-5366 File Number: 3-18126
Date: Dec. 12, 2017	Respondents: IMK GROUP, INC. Mobilebits Holdings Corporation National Energy Services, Inc. Power of the Dream Ventures Inc. Release No. AP-5367 File Number: 3-18203
Date: Dec. 12, 2017	Respondents: Infinity Real Estate Holdings Corporation International Industrial Enterprise, Inc. Scor International Foods, Inc. Xhibit Corp. Release No. AP-5368 File Number: 3-18217
Date: Dec. 12, 2017	Respondents: Zoernack, Steven EquityStar Capital Management, LLC Release No. AP-5369 File Number: 3-17157
Date: Dec. 12, 2017	Respondents: Lloyd, Paul Edward "Ed", Jr., CPA Release No. AP-5370 File Number: 3-16182
Date: Dec. 12, 2017	Respondents: Gibson, Christopher M. Release No. AP-5371 File Number: 3-17184
Date: Dec. 11, 2017	Respondents: Lubin, David Release No. AP-5347 File Number: 3-18070
Date: Dec. 11, 2017	Respondents: Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-5348 File Number: 3-18292
Date: Dec. 11, 2017	Respondents: Longwei Petroleum Investment Holding Limited Release No. AP-5349 File Number: 3-17316
Date: Dec. 11, 2017	Respondents: Teran, Alfred C. Release No. AP-5350 File Number: 3-18098
Date: Dec. 11, 2017	Respondents: CNK Global Inc. (a/k/a American Life Holding Co. Inc.) Release No. AP-5351 File Number: 3-18082
Date: Dec. 11, 2017	Respondents: dELiA*s Inc. Global Energy, Inc. Release No. AP-5352 File Number: 3-18037
Date: Dec. 11, 2017	Respondents: Creator Capital Ltd. Release No. AP-5353 File Number: 3-18189
Date: Dec. 11, 2017	Respondents: GeoGlobal Resources, Inc. USA Synthetic Fuel Corp. Release No. AP-5354 File Number: 3-18153
Date: Dec. 11, 2017	Respondents: Hydrogen Future Corporation Liberty Energy Corp. Omega Brands, Inc. Optionable Inc. Release No. AP-5355 File Number: 3-18220
Date: Dec. 11, 2017	Respondents: Accelerated Aquisition Inc. XVII, (a/k/a Accelerated Aquisition XVII, Inc.) Ambassadors International, Inc. L & L Energy, Inc. Lihua International, Inc. Release No. AP-5356 File Number: 3-18146
Date: Dec. 11, 2017	Respondents: Cono Italiano, Inc. Native American Energy Group, Inc. Plures Technologies, Inc. Secured Technology Innovations Corp. Release No. AP-5357 File Number: 3-18177
Date: Dec. 11, 2017	Respondents: Kung Fu Dragon Group Limited Release No. AP-5358 File Number: 3-18091
Date: Dec. 11, 2017	Respondents: GO EZ Corporation Green St. Energy, Inc. Hyperview Ltd. Imogo Mobile Technologies Corp. Release No. AP-5359 File Number: 3-18204
Date: Dec. 11, 2017	Respondents: Biovest International, Inc. Olie Inc. (n/k/a Syndicate Business Development Corp.) Stargate Entertainment, Inc. Three Sigma Ventures, Inc. Release No. AP-5360 File Number: 3-17935
Date: Dec. 11, 2017	Respondents: Tintic Gold Mining Company Release No. AP-5361 File Number: 3-18157
Date: Dec. 11, 2017	Respondents: Pruitt, David, CPA Release No. AP-5362 File Number: 3-17950
Date: Dec. 8, 2017	Respondents: Lathen, Donald F. ("Jay") Jr. Eden Arc Capital Management, LLC Eden Arc Capital Advisors, LLC Release No. AP-5336 File Number: 3-17387
Date: Dec. 8, 2017	Respondents: A.C. Simmonds and Sons, Inc. Joshua Gold Resources, Inc. (f/k/a Enhanced Energy Solutions, Inc.) Game Plan Holdings, Inc. HashingSpace Corp. Release No. AP-5337 File Number: 3-17999
Date: Dec. 8, 2017	Respondents: AFN, Inc. Allen Energy Company American Cascade Energy, Inc. Millenia Hope Inc. (n/k/a Clubs Choice Holdings, Inc.) Release No. AP-5338 File Number: 3-17743
Date: Dec. 8, 2017	Respondents: AV Therapeutics, Inc. Balqon Corporation Empress Mining Inc. (f/k/a Penola, Inc.) Passport Potash, Inc. Release No. AP-5339 File Number: 3-18095
Date: Dec. 8, 2017	Respondents: Bebo, Laurie Buono, John, CPA Release No. AP-5340 File Number: 3-16293
Date: Dec. 8, 2017	Respondents: CellCyte Genetics Corp. China Pediatric Pharmaceuticals, Inc. Hawker Energy, Inc. Release No. AP-5341 File Number: 3-18141
Date: Dec. 8, 2017	Respondents: Lynch, John T., Jr. Release No. AP-5342 File Number: 3-17902
Date: Dec. 8, 2017	Respondents: Meridian Co., Ltd. Release No. AP-5343 File Number: 3-18188
Date: Dec. 8, 2017	Respondents: China Domestica Bio-Technology Holdings, Inc. Release No. AP-5344 File Number: 3-17031
Date: Dec. 8, 2017	Respondents: Changda International Holdings, Inc. Release No. AP-5345 File Number: 3-17029
Date: Dec. 8, 2017	Respondents: Och-Ziff Capital Management Group LLC Oz Management LP Och, Daniel S. Frank, Joel M. Release No. AP-5346 File Number: 3-17595
Date: Dec. 7, 2017	Respondents: Retirement Surety LLC Crescendo Financial LLC Rose, Thomas Leeman, David Featherstone, David Release No. AP-5301 File Number: 3-18061
Date: Dec. 7, 2017	Respondents: Hall, David S., P.C. d/b/a the Hall Group CPAs Hall, David S., CPA Cochran, Michelle L. Helterbran, CPA Cisneros, Susan A. Release No. AP-5302 File Number: 3-17228
Date: Dec. 7, 2017	Respondents: Icon Vapor, Inc. POWRtec International Corp. Silvergraph International, Inc. Walter Energy, Inc. (n/k/a New WEI. Inc.) Release No. AP-5303 File Number: 3-18210
Date: Dec. 7, 2017	Respondents: Immunoclin Corp. Intelligent Living America, Inc. Ivanhoe Energy, Inc. Release No. AP-5304 File Number: 3-18190
Date: Dec. 7, 2017	Respondents: T3 Holdings, Inc. Vortronnix Technologies, Inc. Release No. AP-5305 File Number: 3-18023
Date: Dec. 7, 2017	Respondents: Aervision Holdings, Inc. Amalgamated Pictures Corp. American Patriot Financial Group, Inc. Asia8, Inc. Release No. AP-5306 File Number: 3-18199
Date: Dec. 7, 2017	Respondents: Daspin, Edward M. (a/k/a "Edward (Ed) Michael") Agostini, Luigi Lux, Lawrence R. Release No. AP-5307 File Number: 3-16509
Date: Dec. 7, 2017	Respondents: Anderson, Traci J., CPA Carnahan, Timothy W. CYIOS Corporation Release No. AP-5308 File Number: 3-16386
Date: Dec. 7, 2017	Respondents: Atomic Paintball, Inc. North American Oil & Gas Corp. VelaTel Global Communications, Inc. Release No. AP-5309 File Number: 3-17991
Date: Dec. 7, 2017	Respondents: Chile Mining Technologies Inc. Release No. AP-5310 File Number: 3-18174
Date: Dec. 7, 2017	Respondents: Experience Art and Design, Inc. Fu Lu Cai Productions Ltd. (n/k/a Alfa Star Energy Ltd.) Heavy Earth Resources, Inc. Horne International, Inc. Release No. AP-5311 File Number: 3-18173
Date: Dec. 7, 2017	Respondents: Huixin Waste Water Solutions, Inc. Release No. AP-5312 File Number: 3-18187
Date: Dec. 7, 2017	Respondents: China Greenstar Corporation Cortronix Biomedical Advancement Technologies, Inc. HW Holdings, Inc. Microelectronics Technology Company Release No. AP-5313 File Number: 3-18097
Date: Dec. 7, 2017	Respondents: Bank, Daryl G., Jones, Bobby D. Release No. AP-5314 File Number: 3-18175, 3-18236
Date: Dec. 7, 2017	Respondents: Feng, Hui Law Offices of Feng & Associates, P.C. Release No. AP-5315 File Number: 3-18209
Date: Dec. 7, 2017	Respondents: Engage Eco Solutions, Inc. Old Stone Corporation Teltronics, Inc. (n/k/a Forerunner Technologies Inc.) Xunna Information Technology, Inc. Release No. AP-5316 File Number: 3-18191
Date: Dec. 7, 2017	Respondents: Infrastructure International, Inc. Release No. AP-5317 File Number: 3-17132
Date: Dec. 7, 2017	Respondents: Stitt, Andrew Release No. AP-5318 File Number: 3-17621
Date: Dec. 7, 2017	Respondents: Bluforest, Inc. Release No. AP-5319 File Number: 3-17558
Date: Dec. 7, 2017	Respondents: Gamzio Mobile, Inc. Gold Hill Resources, Inc. Release No. AP-5320 File Number: 3-18170
Date: Dec. 7, 2017	Respondents: Guardian 8 Holdings Idaho North Resources Corporation Mecklermedia Corporation Verde Science, Inc. Release No. AP-5321 File Number: 3-18221
Date: Dec. 7, 2017	Respondents: Capitol City Bancshares, Inc. Chang-On International, Inc. Computer Graphics International Inc. John D. Oil and Gas Company Legal Life Plans, Inc. Powder River Coal Corp. Release No. AP-5322 File Number: 3-17366
Date: Dec. 7, 2017	Respondents: Zoernack, Steven EquityStar Capital Management, LLC Release No. AP-5323 File Number: 3-17157
Date: Dec. 7, 2017	Respondents: Gibson, John Austin, Jr. Release No. AP-5324 File Number: 3-17856
Date: Dec. 7, 2017	Respondents: Duka, Barbara Release No. AP-5325 File Number: 3-16349
Date: Dec. 7, 2017	Respondents: BioCoral, Inc. GC China Turbine Corp. Race World International, Inc. Worldwide Biotech & Pharmaceutical Co. Release No. AP-5326 File Number: 3-16604
Date: Dec. 7, 2017	Respondents: Dearborn Bancorp, Inc. Greentech Mining International, Inc. Hoverink International Holdings, Inc. South West Coast Senior Living Corp. Release No. AP-5327 File Number: 3-18223
Date: Dec. 7, 2017	Respondents: Evolucia, Inc. Legend International Holdings, Inc. OSL Holdings, Inc. Release No. AP-5328 File Number: 3-18014
Date: Dec. 7, 2017	Respondents: Medicus Homecare Inc. Release No. AP-5329 File Number: 3-18081