34-87676
Dec. 6, 2019
SR-CboeEDGA-2019-014
Notice of Withdrawal of a Proposed Rule Change To Amend the Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee Comments Due: View Received Comments Federal Register version (84 FR 67973)
34-87671
Dec. 5, 2019
SR-NYSE-2019-54
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Permit the Exchange To List and Trade Exchange Traded Products Comments Due: Federal Register version (84 FR 67763)
34-87655
Dec. 4, 2019
SR-LCHSA-2019-007
Notice of Filing of Proposed Rule Change Relating to Amendments to LCH SA's Liquidity Risk Modelling Framework Comments Due: Federal Register version (84 FR 67488)
34-87650
Dec. 3, 2019
SR-NYSECHX-2019-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of NYSE Chicago, Inc. Comments Due: Exhibit 5 Federal Register version (84 FR 67304)
34-87648
Dec. 3, 2019
SR-NASDAQ-2019-059
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Requirements for the Nasdaq Capital and Global Markets Applicable to Direct Listings Comments Due: View Received Comments Exhibit 4 , Exhibit 5 Federal Register version (84 FR 67308)
34-87649
Dec. 3, 2019
SR-LCHSA-2019-011
Notice of Filing of Proposed Rule Change Relating to Amendments to CDS Clearing Supplement To Reflect the ISDA NTCE Protocol and Supplement Comments Due: Exhibit 5 Federal Register version (84 FR 67325)
34-87647
Dec. 3, 2019
SR-IEX-2019-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.380 To Expand the Exchange's Optional Aggregate Risk Controls Mechanism To Include a Net Notional Exposure Risk Check in Addition to the Gross Notional Exposure Risk Check Comments Due: Exhibit 5 Federal Register version (84 FR 67302)
34-87651
Dec. 3, 2019
SR-CboeBZX-2019-099
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow the Hartford Short Duration ETF To Hold Certain Fixed Income Instruments in a Manner That Does Not Comply With Rule 14.11(i) Comments Due: Federal Register version (84 FR 67327)
34-87643
Dec. 2, 2019
SR-Phlx-2019-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Rule 507 Comments Due: Exhibit 5 Federal Register version (84 FR 66951)
34-87645
Dec. 2, 2019
SR-NYSE-2019-65
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 71 Comments Due: Exhibit 5 Federal Register version (84 FR 66953)
34-87646
Dec. 2, 2019
SR-C2-2019-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Updating Various C2 Rules and Chapters To Reflect Changes to the Cboe Options Rulebook Comments Due: Exhibit 5 Federal Register version (84 FR 66938)
34-87641
Nov. 29, 2019
SR-BOX-2019-19
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as the Boston Security Token Exchange LLC Comments Due: View Received Comments Federal Register version (84 FR 66701)
34-87637
Nov. 27, 2019
SR-BOX-2019-33
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add IM-7620-1 (Sub-Penny Cabinet) To Allow Transactions To Take Place at a Price That is Below $1 per Option Contract Comments Due: Exhibit 5 Federal Register version (84 FR 66253)
34-87633
Nov. 26, 2019
SR-NYSEAMER-2019-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 960NY To Extend the Penny Pilot Comments Due: Exhibit 5 Federal Register version (84 FR 66251)
34-87632
Nov. 26, 2019
SR-BOX-2019-34
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7260 by Extending the Penny Pilot Program Through June 30, 2020 Comments Due: Exhibit 5 Federal Register version (84 FR 66255)
34-87608
Nov. 25, 2019
SR-EMERALD-2019-36
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments To Extend the Penny Pilot Program Comments Due: Exhibit 5 Federal Register version (84 FR 66046)
34-87625
Nov. 25, 2019
SR-EMERALD-2019-29
Notice of Withdrawal of Proposed Rule Change To Amend its Options Regulatory Fee Federal Register version (84 FR 66051)
34-87618
Nov. 25, 2019
SR-NYSENAT-2019-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New NYSE National Rule 11.5190 Comments Due: Exhibit 5 Federal Register version (84 FR 66028)
34-87619
Nov. 25, 2019
SR-NYSENAT-2019-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 To Specify in Exchange Rules the Exchange's Use of Data Feeds From NYSE American LLC Comments Due: Exhibit 5 Federal Register version (84 FR 66042)
34-87620
Nov. 25, 2019
SR-NYSECHX-2019-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New NYSE Chicago Rule 11.5190 Comments Due: Exhibit 5 Federal Register version (84 FR 66034)
34-87610
Nov. 25, 2019
SR-NYSEARCA-2019-83
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 6.72-O To Extend the Penny Pilot Comments Due: Exhibit 5 Federal Register version (84 FR 66047)
34-87623
Nov. 25, 2019
SR-NYSEArca-2019-84
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37-E To Specify in Exchange Rules the Exchange's Use of Data Feeds From NYSE American LLC Comments Due: Exhibit 5 Federal Register version (84 FR 66044)
34-87609
Nov. 25, 2019
SR-PEARL-2019-34
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 510, Minimum Price Variations and Minimum Trading Increments To Extend the Penny Pilot Program Comments Due: Exhibit 5 Federal Register version (84 FR 66032)
34-87617
Nov. 25, 2019
SR-PEARL-2019-23
Notice of Withdrawal of Proposed Rule Change To Amend its Options Regulatory Fee View Received Comments Federal Register version (84 FR 66033)
34-87606
Nov. 25, 2019
SR-MIAX-2019-47
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 510, Minimum Price Variations and Minimum Trading Increments To Extend the Penny Pilot Program Comments Due: Exhibit 5 Federal Register version (84 FR 66030)
34-87621
Nov. 25, 2019
SR-MIAX-2019-35
Notice of Withdrawal of Proposed Rule Change To Amend Its Options Regulatory Fee Comments Due: View Received Comments Federal Register version (84 FR 66033)
34-87624
Nov. 25, 2019
SR-ICEEU-2019-026
Notice Relating to Amendments to the ICE Clear Europe Delivery Procedures Comments Due: Exhibit 5 Federal Register version (84 FR 66039)
34-87612
Nov. 25, 2019
SR-ICC-2019-013
Notice of Filing of Proposed Rule Change Relating to the ICC Clearing Rules Comments Due: Federal Register version (84 FR 66036)
34-87622
Nov. 25, 2019
SR-ICC-2019-010
Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to Amendments to the ICC Clearing Rules To Address Non-Default Losses Comments Due: View Received Comments Federal Register version (84 FR 66041)
34-87613
Nov. 25, 2019
SR-BOX-2019-24
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 7600 Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 66049)
34-87589
Nov. 22, 2019
SR-NYSEArca-2019-60
Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To List and Trade Shares of the KFA Global Carbon ETF Under NYSE Arca Rule 8.600-E Comments Due: View Received Comments Federal Register version (84 FR 65862)
34-87588
Nov. 22, 2019
SR-NYSE-2019-62
Notice of Filing of Proposed Rule Change To Amend Article II, Section 2.03 of the Twelfth Amended and Restated Operating Agreement of the Exchange To Remove the Independence Requirement for the Director Elected by Exchange Membership Organizations Comments Due: Exhibit 5 Federal Register version (84 FR 65875)
34-87598
Nov. 22, 2019
4-518
Notice of Filing and Immediate Effectiveness of Amendment to the Plan Establishing Procedures Under Rule 605 of Regulation NMS To Add the Long Term Stock Exchange, Inc. as a Participant Comments Due: Federal Register version (84 FR 65443)
34-87597
Nov. 22, 2019
4-533
Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan for the Selection and Reservation of Securities Symbols To Add Long-Term Stock Exchange, Inc. as a Party Thereto Comments Due: View Received Comments Federal Register version (84 FR 65448)
34-87595
Nov. 22, 2019
4-698
Notice of Filing and Immediate Effectiveness of Amendment to the Plan Governing the Consolidated Audit Trail To Add Long-Term Stock Exchange LLC as a Participant Comments Due: View Received Comments Federal Register version (84 FR 65447)
34-87594
Nov. 22, 2019
S7-24-89
Notice of Filing and Immediate Effectiveness of the Forty-Sixth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Comments Due: Federal Register version (84 FR 65446)
34-87596
Nov. 22, 2019
SR-CTA/CQ-2019-03
Notice of Filing and Immediate Effectiveness of the Thirty-Second Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Third Substantive Amendment to the Restated CQ Plan Comments Due: Federal Register version (84 FR 65435)
34-87593
Nov. 22, 2019
SR-CboeEDGX-2019-070
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Subparagraph (a)(1) of Rule 11.1 To Allow the Exchange To Accept Market Orders With a Stop Price Entered Between 6:00 and 7:00 a.m. Eastern Time Comments Due: Exhibit 5 Federal Register version (84 FR 65851)
34-87592
Nov. 22, 2019
SR-CboeEDGA-2019-020
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Subparagraph (a)(1) of Rule 11.1 To Allow the Exchange To Accept Market Orders With a Stop Price Entered Between 6:00 and 7:00 a.m. Eastern Time Comments Due: Exhibit 5 Federal Register version (84 FR 65856)
34-87587
Nov. 22, 2019
SR-CboeBZX-2019-100
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove its Partial Post Only at Limit Order Type Comments Due: Exhibit 5 Federal Register version (84 FR 65878)
34-87600
Nov. 22, 2019
SR-CboeBZX-2019-098
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Paragraph (a) of Rule 11.1 To Allow the Exchange To Accept Stop Orders Entered Between 6:00 and 7:00 a.m. Eastern Time Comments Due: Exhibit 5 Federal Register version (84 FR 65872)
34-87602
Nov. 22, 2019
SR-CboeBYX-2019-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Paragraph (a) of Rule 11.1 To Allow the Exchange To Accept Stop Orders Entered Between 6:00 and 7:00 a.m. Eastern Time Comments Due: Exhibit 5 Federal Register version (84 FR 65854)
34-87590
Nov. 22, 2019
SR-CBOE-2019-109
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Financial Incentive Programs for Global Trading Hours Lead Market-Makers in VIX Comments Due: Exhibit 5 Federal Register version (84 FR 65859)
34-87580
Nov. 21, 2019
SR-NYSE-2019-64
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 7.37 To Specify in Exchange Rules the Exchange's Source of Data Feeds From NYSE American LLC Comments Due: Exhibit 5 Federal Register version (84 FR 65444)
34-87583
Nov. 21, 2019
SR-MSRB-2019-13
Notice of Filing of a Proposed Rule Change To Amend the Information Facility of the MSRB's Electronic Municipal Market Access (EMMA) System Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 65436)
34-87581
Nov. 21, 2019
SR-CboeBZX-2019-076
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Clearbridge Small Cap Value ETF Under Currently Proposed Rule 14.11(k) Comments Due: Federal Register version (84 FR 65434)
34-87575
Nov. 20, 2019
SR-NYSECHX-2019-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 7.37 To Specify in Exchange Rules the Exchange's Source of Data Feeds From NYSE American LLC Comments Due: Exhibit 5 Federal Register version (84 FR 65200)
34-87578
Nov. 20, 2019
SR-IEX-2019-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Table in Rule 11.410(a) To Update the Market Data Source That the Exchange Will Use To Determine the Top of Book Quotation for NYSE Chicago, Inc. and To Amend Rules 2.220(a)(7) and 11.410(a) To Reflect the Name Change of Chicago Stock Exchange, Inc. to NYSE Chicago, Inc. Comments Due: Exhibit 5 Federal Register version (84 FR 65204)
34-87573
Nov. 19, 2019
SR-NYSECHX-2019-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Rules Relating to Order Audit Trail System Requirements Comments Due: Exhibit 5 Federal Register version (84 FR 64942)
34-87556
Nov. 18, 2019
SR-NYSEArca-2019-82
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Permitting the Listing and Trading of Shares of the Nationwide Risk-Managed Income ETF Under NYSE Arca Rule 8.600-E Comments Due: Federal Register version (84 FR 64589)
34-87559
Nov. 18, 2019
SR-NASDAQ-2019-090
Notice of Filing of a Proposed Rule Change To Adopt Nasdaq Rule 5704 and Other Related Amendments Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 64574)
34-87558
Nov. 18, 2019
SR-ICEEU-2019-025
Notice Relating to Amendments to the ICE Clear Europe Clearing Rules and General Contract Terms Comments Due: Exhibit 5 Federal Register version (84 FR 64602)
34-87557
Nov. 18, 2019
SR-FINRA-2019-027
Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 12000 Series To Expand Options Available to Customers if a Firm or Associated Person Is or Becomes Inactive Comments Due: View Received Comments Federal Register version (84 FR 64581)
34-87560
Nov. 18, 2019
SR-CboeBZX-2019-097
Notice of Filing of a Proposed Rule Change To Adopt BZX Rule 14.11(l) To Permit the Listing and Trading of Exchange-Traded Fund Shares That Are Permitted To Operate in Reliance on Rule 6c-11 Under the Investment Company Act of 1940 Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 64607)
34-87561
Nov. 18, 2019
SR-CboeBZX-2019-096
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Fat Finger Check in Rule 21.17 as it Applies To Stop Limit Orders Comments Due: Exhibit 5 Federal Register version (84 FR 64600)
34-87562
Nov. 18, 2019
SR-C2-2019-024
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Fat Finger Check in Rule 6.14 as It Applies to Stop-Limit Orders Comments Due: Exhibit 5 Federal Register version (84 FR 64605)
34-87548
Nov. 15, 2019
SR-NYSEAMER-2019-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 7.37E Regarding the Exchange's Use of Data Feeds From NYSE Chicago, Inc. and Amend Exchange Rule 7.45E To Reflect That Archipelago Securities LLC Would Function as a Routing Broker for NYSE Chicago, Inc. Comments Due: Exhibit 5 Federal Register version (84 FR 64384)
34-87550
Nov. 15, 2019
SR-NYSEAMER-2019-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rules 1.1E and 7.29E To Eliminate the Delay Mechanism and Amend Exchange Rule 7.31E and Related Exchange Rules To Re-Introduce Previously-Approved Order Types and Modifiers Comments Due: Exhibit 5 Federal Register version (84 FR 64359)
34-87555
Nov. 15, 2019
SR-NYSEAMER-2019-49
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Its Annual Listing Fees for Equity Securities Comments Due: Exhibit 5 Federal Register version (84 FR 64377)
34-87551
Nov. 15, 2019
SR-NYSE-2019-58
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Offer New Credits and Rebates Comments Due: Exhibit 5 Federal Register version (84 FR 64363)
34-87552
Nov. 15, 2019
SR-NYSE-2019-59
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Revise the Step Up Tier 2 Adding Credit in Tape A Securities Comments Due: Exhibit 5 Federal Register version (84 FR 64381)
34-87554
Nov. 15, 2019
SR-NYSE-2019-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Proprietary Market Data Fee Schedule Regarding the NYSE Best Quote and Trades Market Data Feed Comments Due: Exhibit 5 Federal Register version (84 FR 64386)
34-87549
Nov. 15, 2019
SR-ICC-2019-012
Notice of Filing of Proposed Rule Change Relating to ICC's Treasury Operations Policies and Procedures Comments Due: Federal Register version (84 FR 64379)
34-87545
Nov. 15, 2019
SR-CboeEDGA-2019-019
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Comments Due: Exhibit 5 Federal Register version (84 FR 64370)
34-87547
Nov. 15, 2019
SR-CboeBZX-2019-095
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Definition of the Final Last Sale Eligible Trade Comments Due: Exhibit 5 Federal Register version (84 FR 64375)
34-87546
Nov. 15, 2019
SR-CBOE-2019-105
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (84 FR 64368)
34-87537
Nov. 14, 2019
SR-Phlx-2019-48
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Customer Rebate Program Comments Due: Exhibit 5 Federal Register version (84 FR 64136)
34-87541
Nov. 14, 2019
SR-NYSECHX-2019-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fee Schedule of NYSE Chicago, Inc. in Connection With the Exchange's Transition to Trading to the Pillar Trading Platform Comments Due: Exhibit 5 Federal Register version (84 FR 64160)
34-87542
Nov. 14, 2019
SR-NYSEArca-2019-81
Notice of Filing of Proposed Rule Change To Establish Generic Listing Standards for Derivative Securities Products That Are Permitted To Operate in Reliance on Rule 6c-11 Under the Investment Company Act of 1940 Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 64170)
34-87538
Nov. 14, 2019
SR-NASDAQ-2019-087
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain Annual Listing Fees Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 64168)
34-87536
Nov. 14, 2019
SR-LCHSA-2019-010
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to LCH SA's Fee Grid for Non Cash Collateral Comments Due: Exhibit 5 Federal Register version (84 FR 64125)
34-87540
Nov. 14, 2019
SR-FINRA-2019-028
Notice of Filing of a Proposed Rule Change To Allow FINRA To Publish or Distribute Aggregated Transaction Information and Statistics on U.S. Treasury Securities Comments Due: Exhibit 5 Federal Register version (84 FR 64147)
34-87539
Nov. 14, 2019
SR-CboeBYX-2019-020
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Comments Due: Exhibit 5 Federal Register version (84 FR 64149)
34-87543
Nov. 14, 2019
SR-CboeBYX-2019-021
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Applicable to the BYX Equities Trading Platform as it Relates to Pricing for Orders Routed to Cboe EDGA Exchange, Inc. Using the ALLB, TRIM, or SLIM Routing Strategy Comments Due: Exhibit 5 Federal Register version (84 FR 64164)
34-87513
Nov. 13, 2019
SR-NYSEAMER-2019-46
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31E To Delete Cross Orders Comments Due: Exhibit 5 Federal Register version (84 FR 63948)
34-87517
Nov. 13, 2019
SR-Phlx-2019-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Rule Text From Phlx Rule 1101A Comments Due: Exhibit 5 Federal Register version (84 FR 63910)
34-87518
Nov. 13, 2019
SR-NYSENAT-2019-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31 to Delete Cross Orders Comments Due: Exhibit 5 Federal Register version (84 FR 63940)
34-87514
Nov. 13, 2019
SR-NYSEArca-2019-78
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing and Trading of Shares of the Innovator PTAM Core Bond ETF Under NYSE Arca Rule 8.600-E Comments Due: View Received Comments Federal Register version (84 FR 63929)
34-87519
Nov. 13, 2019
SR-NYSEARCA-2019-80
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31-E To Delete Cross Orders Comments Due: Exhibit 5 Federal Register version (84 FR 63917)
34-87522
Nov. 13, 2019
SR-LCHSA-2019-009
Notice of Filing of Proposed Rule Change Relating to Amendments to CDSClear Reference Guide To Allow Index Basis Packages Margining Comments Due: Federal Register version (84 FR 63912)
34-87526
Nov. 13, 2019
SR-DTC-2019-009
Notice of Filing of Proposed Rule Change To Amend the Redemptions Guide Relating to the Call Lottery Process for Partial Redemptions Comments Due: Exhibit 5 Federal Register version (84 FR 63915)
34-87512
Nov. 13, 2019
SR-CboeEDGX-2019-069
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Fat Finger Check in Rule 21.17 as it Applies To Stop Limit Orders Comments Due: Exhibit 5 Federal Register version (84 FR 63907)
34-87520
Nov. 13, 2019
SR-CboeEDGX-2019-067
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Fee Schedule Applicable to the EDGX Equities Trading Platform as It Relates to Pricing for Orders Routed to Cboe EDGA Exchange, Inc. Using the ALLB, ROUC, ROUE, or DIRC Routing Strategy Comments Due: Exhibit 5 Federal Register version (84 FR 63942)
34-87521
Nov. 13, 2019
SR-CboeBZX-2019-094
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Applicable to the BZX Equities Trading Platform as it Relates to Pricing for Orders Routed to Cboe EDGA Exchange, Inc. Using the ALLB, TRIM, or SLIM Routing Strategy Comments Due: Exhibit 5 Federal Register version (84 FR 63927)
34-87515
Nov. 13, 2019
SR-CBOE-2019-108
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of Its Flexible Exchange Options ("FLEX Options") PM Exercise Settlement Pilot Program for FLEX Index Options Comments Due: View Received Comments Federal Register version (84 FR 63945)
34-87516
Nov. 13, 2019
SR-BOX-2019-32
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Establish BOX Connectivity Fees for Participants and Non-Participants Who Connect to the BOX Network Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 63919)
34-87511
Nov. 12, 2019
SR-NYSE-2019-60
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Content of the NYSE Best Quote & Trades Data Feed To Include Data Feeds From NYSE Chicago BBO and Trades Comments Due: Federal Register version (84 FR 63689)
34-87501
Nov. 12, 2019
SR-ICEEU-2019-024
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Business Continuity Procedures (the "Business Continuity Procedures") Comments Due: Exhibit 5 Federal Register version (84 FR 64116)
34-87502
Nov. 12, 2019
SR-ICC-2019-011
Notice Relating to the ICC Default Auction Procedures-Initial Default Auctions and the ICC Secondary Auction Procedures Comments Due: Exhibit 5 Federal Register version (84 FR 63693)
34-87498
Nov. 12, 2019
SR-CboeEDGX-2019-029
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee View Received Comments Federal Register version (84 FR 63688)
34-87508
Nov. 12, 2019
SR-CboeEDGX-2019-051
Notice of Withdrawal of Proposed Rule Change To Amend the Cboe EDGX Exchange, Inc. Fee Schedule To Modify the Options Regulatory Fee Comments Due: View Received Comments Federal Register version (84 FR 63700)
34-87497
Nov. 12, 2019
SR-CboeEDGA-2019-011
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee Comments Due: View Received Comments Federal Register version (84 FR 63688)
34-87500
Nov. 12, 2019
SR-CboeBZX-2019-041
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee View Received Comments Federal Register version (84 FR 63700)
34-87510
Nov. 12, 2019
SR-CboeBZX-2019-044
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Allow the JPMorgan Core Plus Bond ETF of the J.P. Morgan Exchange-Traded Fund Trust To Hold Certain Instruments in a Manner That May Not Comply With Rule 14.11(i), Managed Fund Shares Comments Due: Federal Register version (84 FR 63699)
34-87499
Nov. 12, 2019
SR-CboeBYX-2019-009
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee View Received Comments Federal Register version (84 FR 63698)
34-87505
Nov. 12, 2019
SR-CBOE-2019-040
Notice of Withdrawal of Proposed Rule Change To Amend the Cboe Exchange, Inc. Fee Schedule To Modify the Options Regulatory Fee Comments Due: View Received Comments Federal Register version (84 FR 63699)
34-87506
Nov. 12, 2019
SR-C2-2019-018
Notice of Withdrawal of Proposed Rule Change To Amend the Cboe C2 Exchange, Inc. Fee Schedule To Modify the Options Regulatory Fee Comments Due: View Received Comments Federal Register version (84 FR 63689)
34-87495
Nov. 8, 2019
SR-CBOE-2019-106
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule in Connection With Migration Comments Due: Exhibit 5 Federal Register version (84 FR 63701)
34-87496
Nov. 8, 2019
SR-CBOE-2019-103
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule To Waive Fees Relating to Printing Comments Due: Exhibit 5 Federal Register version (84 FR 63696)
34-87489
Nov. 7, 2019
SR-Phlx-2019-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3304(a) Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 61946)
