34-95495
Aug. 12, 2022
SR-NASDAQ-2022-047
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule Nasdaq Equity 6, Section 5 Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 50902)
34-95474
Aug. 11, 2022
SR-NYSEAMER-2022-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 Comments Due: View Received Comments Federal Register version (87 FR 50665)
34-95477
Aug. 11, 2022
SR-NYSECHX-2022-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Rules 10.9261 and 10.9830 With Recent Changes by the Financial Industry Regulatory Authority, Inc. Comments Due: Exhibit 5 Federal Register version (87 FR 50680)
34-95476
Aug. 11, 2022
SR-NYSENAT-2022-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 Comments Due: Federal Register version (87 FR 50668)
34-95479
Aug. 11, 2022
SR-Phlx-2022-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4 Comments Due: Exhibit 5 Federal Register version (87 FR 50652)
34-95471
Aug. 11, 2022
SR-NYSEARCA-2022-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 50662)
34-95475
Aug. 11, 2022
SR-NYSEARCA-2022-44
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 Comments Due: Federal Register version (87 FR 50673)
34-95481
Aug. 11, 2022
SR-NYSEARCA-2022-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the NYSE Arca Equities Proprietary Market Data Fees To Adopt an Enterprise Fee for Broker-Dealer Subscribers of NYSE ArcaBook Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 50677)
34-95473
Aug. 11, 2022
SR-NYSE-2022-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 Comments Due: Federal Register version (87 FR 50648)
34-95478
Aug. 11, 2022
SR-MIAX-2022-27
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Amend Certain Fees and Rebates for Transactions in SPIKES Options Comments Due: Exhibit 5 Federal Register version (87 FR 50657)
34-95463
Aug. 10, 2022
SR-IEX-2022-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a New Order Type That Pegs to the Contra-Side Primary Quote, With the Option of Using a Passive Offset Amount Comments Due: Exhibit 5 Federal Register version (87 FR 50362)
34-95466
Aug. 10, 2022
SR-NYSE-2022-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend and Update Rule 35 Comments Due: Exhibit 5 Federal Register version (87 FR 50366)
34-95452
Aug. 9, 2022
SR-FINRA-2022-021
Notice of Filing of a Proposed Rule Change To Adopt Supplementary Material .18 (Remote Inspections Pilot Program) Under FINRA Rule 3110 (Supervision) Comments Due: View Received Comments Federal Register version (87 FR 50144)
34-95454
Aug. 9, 2022
SR-FINRA-2022-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Technical and Other Non-Substantive Changes Within FINRA Rules Comments Due: Federal Register version (87 FR 50143)
34-95455
Aug. 9, 2022
SR-FINRA-2022-024
Notice of Filing of a Proposed Rule Change To Amend the Codes of Arbitration Procedure To Modify the Current Process Relating to the Expungement of Customer Dispute Information Comments Due: View Received Comments Federal Register version (87 FR 50170)
34-95456
Aug. 9, 2022
SR-FINRA-2022-023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036 Comments Due: View Received Comments Federal Register version (87 FR 50130)
34-95459
Aug. 9, 2022
SR-CboeEDGX-2022-035
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 50137)
34-95457
Aug. 9, 2022
SR-CboeBZX-2022-041
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 50133)
34-95450
Aug. 9, 2022
SR-NASDAQ-2022-046
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Credits, at Equity 7, Section 118 Comments Due: Exhibit 5 Federal Register version (87 FR 50155)
34-95458
Aug. 9, 2022
SR-NASDAQ-2022-045
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Equity 7, Section 114(f) Comments Due: Exhibit 5 Federal Register version (87 FR 50135)
34-95460
Aug. 9, 2022
SR-LTSE-2022-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Temporary Reduction in the Annual Listing Fee Comments Due: Exhibit 5 Federal Register version (87 FR 50140)
34-95446
Aug. 9, 2022
SR-BOX-2022-19
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Article 4 of the Exchange's Bylaws To Establish a Staggered Board Comments Due: View Received Comments Federal Register version (87 FR 50142)
34-95444
Aug. 8, 2022
SR-CboeBYX-2022-018
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 49907)
34-95445
Aug. 8, 2022
SR-MEMX-2022-10
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rules To Govern the Trading of Options on the Exchange for a New Facility Called MEMX Options Comments Due: View Received Comments Federal Register version (87 FR 49894)
34-95437
Aug. 5, 2022
SR-NSCC-2022-011
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance National Securities Clearing Corporation Automated Customer Account Transfer Service Comments Due: Exhibit 5 Federal Register version (87 FR 49628)
34-95435
Aug. 5, 2022
SR-Phlx-2022-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings Comments Due: Federal Register version (87 FR 49635)
34-95442
Aug. 5, 2022
SR-NYSE-2022-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the NYSE Equities Proprietary Market Data Fees To Adopt a Professional User Fee Cap and an Enterprise Fee for Broker-Dealer Subscribers of NYSE OpenBook Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 49632)
34-95434
Aug. 5, 2022
SR-NASDAQ-2022-015
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Exempt Non-Convertible Bonds Listed Under Rule 5702 From Certain Corporate Governance Requirements View Received Comments Federal Register version (87 FR 49631)
34-95436
Aug. 5, 2022
SR-NASDAQ-2022-044
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings Comments Due: Federal Register version (87 FR 49624)
34-95433
Aug. 5, 2022
SR-MEMX-2022-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 49620)
34-95424
Aug. 4, 2022
SR-NYSEAMER-2022-19
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Add Subparagraph (f)(4) Regarding Directed Orders to NYSE American Rule 7.31E View Received Comments Exhibit 5 Federal Register version (87 FR 48716)
34-95425
Aug. 4, 2022
SR-NYSECHX-2022-06
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Add Subparagraph (f)(4) Regarding Directed Orders to NYSE Chicago Rule 7.31 Comments Due: Exhibit 5 Federal Register version (87 FR 48735)
34-95426
Aug. 4, 2022
SR-NYSENAT-2022-06
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Add Subparagraph (f)(4) Regarding Directed Orders to NYSE National Rule 7.31 Comments Due: Exhibit 5 Federal Register version (87 FR 48718)
34-95422
Aug. 4, 2022
SR-CboeBZX-2022-006
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the WisdomTree Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: View Received Comments Federal Register version (87 FR 48738)
34-95428
Aug. 4, 2022
SR-NYSEARCA-2022-25
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Add Subparagraph (f)(4) Regarding Directed Orders to NYSE Arca Rule 7.31-E View Received Comments Exhibit 5 Federal Register version (87 FR 48738)
34-95423
Aug. 4, 2022
SR-NYSE-2022-20
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Add Subparagraph (f)(1) Regarding Directed Orders to NYSE Rule 7.31 View Received Comments Exhibit 5 Federal Register version (87 FR 48741)
34-95419
Aug. 4, 2022
SR-PEARL-2022-30
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees View Received Comments Exhibit 5 Federal Register version (87 FR 48702)
34-95420
Aug. 4, 2022
SR-MEMX-2022-19
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Market Data Fees View Received Comments Exhibit 5 Federal Register version (87 FR 48721)
34-95430
Aug. 4, 2022
SR-BOX-2022-24
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Establish Section IV.D.2 ("Strategy QCC Transactions") Comments Due: Exhibit 5 Federal Register version (87 FR 48744)
34-95417
Aug. 3, 2022
SR-MSRB-2022-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Rates of Assessment for Rate Card Fees Under MSRB Rules A-11 and A-13, Institute an Annual Rate Card Process for Future Rate Amendments, and Provide for Certain Technical Amendments to MSRB Rules A-11, A-12, and A-13 Comments Due: View Received Comments Exhibit 3a , Exhibit 3b , Exhibit 5 Federal Register version (87 FR 48530)
34-95412
Aug. 3, 2022
SR-NYSEARCA-2022-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 48523)
34-95416
Aug. 3, 2022
SR-PEARL-2022-23
Notice of Withdrawal of Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees View Received Comments Federal Register version (87 FR 48527)
34-95414
Aug. 3, 2022
SR-BOX-2022-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-2040-5 To Add the Firm Element Component to the Continuing Education Requirement, and Make Other Conforming and Clerical Updates to IM-2040-4 and Delete IM 2020-1 Comments Due: Federal Register version (87 FR 48527)
34-95409
Aug. 2, 2022
SR-CboeBZX-2021-086
Notice of Withdrawal of Proposed Rule Change, as Modified by Amendment No. 2, To Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B) View Received Comments Federal Register version (87 FR 48212)
34-95411
Aug. 2, 2022
SR-NYSEArca-2022-45
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 48212)
34-95407
Aug. 1, 2022
SR-CboeEDGX-2022-034
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.6 Comments Due: Exhibit 5 Federal Register version (87 FR 48055)
34-95406
Aug. 1, 2022
SR-CboeBZX-2022-042
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.6 Comments Due: Exhibit 5 Federal Register version (87 FR 48051)
34-95400
Aug. 1, 2022
SR-MEMX-2022-14
Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Market Data Fees View Received Comments Federal Register version (87 FR 48051)
34-95398
Aug. 1, 2022
SR-CBOE-2022-040
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4.5 Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 48045)
34-95394
July 29, 2022
SR-ICEEU-2022-014
Notice of Filing of Proposed Rule Change Relating to the ICE Clear Europe Outsourcing Policy Comments Due: Exhibit 5 Federal Register version (87 FR 47809)
34-95395
July 29, 2022
SR-MEMX-2022-20
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Exchange Rule 13.4(a) Regarding the Exchange's Usage of Data Feeds View Received Comments Exhibit 5 Federal Register version (87 FR 47799)
34-95392
July 29, 2022
SR-CBOE-2022-039
Notice of Filing of Proposed Rule Change To Amend Rule 4.13 Comments Due: Federal Register version (87 FR 47803)
34-95387
July 28, 2022
SR-NYSEAMER-2022-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 903 Comments Due: Exhibit 5 Federal Register version (87 FR 47481)
34-95380
July 28, 2022
SR-MSRB-2022-03
Notice of Withdrawal of Proposed Rule Change To Amend Certain Rates of Assessment for Rate Card Fees Under MSRB Rules A-11 and A-13, Institute an Annual Rate Card Process for Future Rate Amendments, and Provide for Certain Technical Amendments to MSRB Rules A-11, A-12, and A-13 Federal Register version (87 FR 47485)
34-95382
July 28, 2022
SR-CboeEDGX-2022-032
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain of Its Rules Related to Market-Makers Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 47489)
34-95383
July 28, 2022
SR-CboeBZX-2022-040
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain of Its Rules Related to Market-Makers Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 47478)
34-95386
July 28, 2022
SR-NYSEArca-2022-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.4-O Comments Due: Exhibit 5 Federal Register version (87 FR 47485)
34-95385
July 28, 2022
SR-C2-2022-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain of Its Rules Related to Market-Makers Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 47491)
34-95381
July 28, 2022
SR-BOX-2022-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule IM-5050-11 Comments Due: Exhibit 5 Federal Register version (87 FR 47475)
34-95379
July 27, 2022
SR-FINRA-2022-019
Notice of Filing of a Proposed Rule Change To Adopt Supplementary Material .19 (Residential Supervisory Location) Under FINRA Rule 3110 (Supervision) Comments Due: View Received Comments Federal Register version (87 FR 47248)
34-95378
July 27, 2022
SR-NYSE-2022-04
Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 5P, 5.2(j)(8)(e), 8P, and 98 View Received Comments Federal Register version (87 FR 47259)
34-95375
July 27, 2022
SR-NASDAQ-2022-042
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Fees To Add Two New Features to the Enterprise Licenses at Equity 7, Section 123(c) Comments Due: Exhibit 5 Federal Register version (87 FR 47234)
34-95364
July 26, 2022
SR-OCC-2022-009
Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning One Multiplier Options Comments Due: Exhibit 5 Federal Register version (87 FR 47016)
34-95365
July 26, 2022
SR-MIAX-2022-26
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading Comments Due: Exhibit 5 Federal Register version (87 FR 47020)
34-95359
July 25, 2022
SR-NYSEAMER-2022-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE American Equities Price List and Fee Schedule and the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 45834)
34-95361
July 25, 2022
SR-NYSECHX-2022-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 45811)
34-95357
July 25, 2022
SR-ICC-2022-012
Notice of Filing of Proposed Rule Change Relating to the Clearing Rules Comments Due: Exhibit 5 Federal Register version (87 FR 45840)
34-95362
July 25, 2022
SR-NYSENAT-2022-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates Comments Due: Exhibit 5 Federal Register version (87 FR 45828)
34-95360
July 25, 2022
SR-NYSEArca-2022-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges and the NYSE Arca Options Fees and Charges Comments Due: Exhibit 5 Federal Register version (87 FR 45831)
34-95358
July 25, 2022
SR-NYSE-2022-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Related to Colocation Comments Due: Exhibit 5 Federal Register version (87 FR 45837)
34-95363
July 25, 2022
SR-MRX-2022-10
Notice of Filing of a Proposed Rule Change Relating to Complex Orders In Connection With a Technology Migration View Received Comments Exhibit 5 Federal Register version (87 FR 45814)
34-95352
July 22, 2022
SR-EMERALD-2022-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 515A and Exchange Rule 518 Comments Due: Exhibit 5 Federal Register version (87 FR 45371)
34-95354
July 22, 2022
SR-NYSE-2022-32
Notice of Filing of Proposed Rule Change to Amend Rule 7.35B Relating to the Closing Auction and Make Certain Conforming and Non-Substantive Changes to Rule 7.31, Rule 7.35, Rule 7.35B and Rule 104 Comments Due: Exhibit 5 Federal Register version (87 FR 45382)
34-95345
July 21, 2022
SR-CTA/CQ-2021-02
Notice of Designation of a Longer Period for Commission Action on the Thirty-Seventh Substantive Amendment to the Second Restatement of the CTA Plan and the Twenty-Eighth Substantive Amendment to the Restated CQ Plan Comments Due: Federal Register version (87 FR 45136)
34-95346
July 21, 2022
SR-CTA/CQ-2021-03
Notice of Designation of a Longer Period for Commission Action on the Twenty-Fifth Charges Amendment to the Second Restatement of the CTA Plan and Sixteenth Charges Amendment to the Restated CQ Plan Comments Due: Federal Register version (87 FR 45142)
34-95347
July 21, 2022
S7-24-89
Notice of Designation of a Longer Period for Commission Action on the Fifty-First Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Comments Due: Federal Register version (87 FR 45142)
34-95348
July 21, 2022
S7-24-89
Notice of Designation of a Longer Period for Commission Action on the Fifty-Second Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Comments Due: Federal Register version (87 FR 45137)
34-95344
July 21, 2022
SR-CBOE-2022-036
Notice of Filing of a Proposed Rule Change To Amend Rule 5.6 and Rule 5.33 To Allow Delta-Adjusted at Close Orders To Be Submitted in Equity Options Comments Due: Exhibit 5 Federal Register version (87 FR 45138)
34-95343
July 20, 2022
SR-EMERALD-2022-24
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 515 To Make Minor, Non-Substantive Edits Comments Due: Exhibit 5 Federal Register version (87 FR 44475)
34-95335
July 20, 2022
SR-NYSEAMER-2022-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Non-Substantive Change to Rule 7.31E(a)(2)(B) Regarding Limit Order Price Protection Comments Due: Exhibit 5 Federal Register version (87 FR 44446)
34-95338
July 20, 2022
SR-NYSEAMER-2022-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE American Equities Price List and Fee Schedule and the NYSE American Options Fee Schedule Related to Colocation Comments Due: Exhibit 5 Federal Register version (87 FR 44463)
34-95336
July 20, 2022
SR-NYSECHX-2022-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Non-Substantive Change to Rule 7.31(a)(2)(B) Regarding Limit Order Price Protection Comments Due: Exhibit 5 Federal Register version (87 FR 44469)
34-95340
July 20, 2022
SR-NYSECHX-2022-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule Related To Colocation Comments Due: Exhibit 5 Federal Register version (87 FR 44452)
34-95326
July 20, 2022
SR-OCC-2022-802
Notice of Filing of Advance Notice Related to a Master Repurchase Agreement as Part of The Options Clearing Corporation's Overall Liquidity Plan Comments Due: View Received Comments Federal Register version (87 FR 44457)
34-95327
July 20, 2022
SR-OCC-2022-803
Notice of Filing of Advance Notice Related to an Expansion of The Options Clearing Corporation's Non-Bank Liquidity Facility Program as Part of Its Overall Liquidity Plan Comments Due: View Received Comments Federal Register version (87 FR 44477)
34-95333
July 20, 2022
SR-NYSENAT-2022-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Non-Substantive Change to Rule 7.31(a)(2)(B) Regarding Limit Order Price Protection Comments Due: Exhibit 5 Federal Register version (87 FR 44468)
34-95341
July 20, 2022
SR-NYSENAT-2022-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule Related to Colocation Comments Due: Exhibit 5 Federal Register version (87 FR 44449)
34-95331
July 20, 2022
SR-Phlx-2022-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Clearly Erroneous Pilot to October 20, 2022 Comments Due: Exhibit 5 Federal Register version (87 FR 44447)
34-95339
July 20, 2022
SR-NYSEArca-2022-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges and the NYSE Arca Options Fees and Charges Related to Colocation Comments Due: Exhibit 5 Federal Register version (87 FR 44473)
34-95334
July 20, 2022
SR-NYSE-2022-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Non-Substantive Change to Rule 7.31(a)(2)(B) Regarding Limit Order Price Protection Comments Due: Exhibit 5 Federal Register version (87 FR 44444)
34-95337
July 20, 2022
SR-NYSE-2022-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Related to Colocation Comments Due: Exhibit 5 Federal Register version (87 FR 44481)
34-95332
July 20, 2022
SR-BX-2022-011
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Clearly Erroneous Pilot to October 20, 2022 Comments Due: Exhibit 5 Federal Register version (87 FR 44471)
34-95329
July 20, 2022
SR-NASDAQ-2022-043
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Nasdaq Equity 11, Rule 11890 (Clearly Erroneous Transactions) to the Close of Business on October 20, 2022 Comments Due: Exhibit 5 Federal Register version (87 FR 44455)
34-95325
July 20, 2022
SR-MEMX-2022-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Clearly Erroneous Transactions Until October 20, 2022 Comments Due: Exhibit 5 Federal Register version (87 FR 44466)
34-95328
July 20, 2022
SR-CBOE-2022-038
Notice of Filing of a Proposed Rule Change To Amend Rule 5.32 Comments Due: Federal Register version (87 FR 44438)
34-95342
July 20, 2022
SR-C2-2022-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Regarding Complex Orders Comments Due: Exhibit 5 Federal Register version (87 FR 44440)
34-95320
July 19, 2022
SR-NYSECHX-2022-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 (Clearly Erroneous Executions) Comments Due: Exhibit 5 Federal Register version (87 FR 44165)
34-95322
July 19, 2022
SR-FINRA-2022-020
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities) Comments Due: Exhibit 5 Federal Register version (87 FR 44160)
34-95321
July 19, 2022
SR-CboeEDGX-2022-033
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Regarding Complex Orders Comments Due: Exhibit 5 Federal Register version (87 FR 44174)
34-95313
July 19, 2022
SR-NYSE-2022-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Period for Specified Commentaries to Rules 7.35A and 7.35C and Temporary Rule Relief in Rule 36.30 Comments Due: Exhibit 5 Federal Register version (87 FR 44171)
