34-98016
July 28, 2023
SR-PEARL-2023-32
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide an Additional Means of Access to the Member Firm Portal Through an Application Programming Interface Comments Due:
34-98015
July 28, 2023
SR-CboeBZX-2023-055
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Securities Listed on the Exchange, which are Set Forth in BZX Rule 14.13, Company Listing Fees Comments Due: Exhibit 5
34-98014
July 28, 2023
SR-NASDAQ-2023-025
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change to Establish Listing Standards Related to Notification and Disclosure of Reverse Stock Splits View Received Comments Exhibit 5
34-98012
July 27, 2023
SR-OPRA-2023-01
Notice of Filing and Immediate Effectiveness of Proposed Amendment to Modify the OPRA Fee Schedule Regarding Caps on Certain Port Fees Comments Due:
34-98011
July 27, 2023
SR-CboeEDGX-2023-050
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule Comments Due: Exhibit 5
34-98010
July 27, 2023
SR-EMERALD-2023-16
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Minor, Non-Substantive Edits to Rules 100, 515A, and 521 Comments Due: Exhibit 5
34-98002
July 26, 2023
SR-NYSENAT-2023-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-98001
July 26, 2023
SR-NYSECHX-2023-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-98000
July 26, 2023
SR-NYSEARCA-2023-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-97999
July 26, 2023
SR-NYSEAMER-2023-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-97998
July 26, 2023
SR-NYSE-2023-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-97997
July 26, 2023
SR-CboeBZX-2023-051
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule Comments Due: View Received Comments Exhibit 5
34-97996
July 26, 2023
SR-CBOE-2023-034
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule Comments Due: Exhibit 5
34-97995
July 26, 2023
SR-C2-2023-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: Exhibit 5
34-97980
July 25, 2023
SR-IEX-2023-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rule 2.160 to Provide Eligible Individuals Another Opportunity to Elect to Participate in the Maintaining Qualifications Program. Comments Due:
34-97988
July 25, 2023
SR-CboeEDGA-2023-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules to Provide Users with a Risk Setting they may Elect to Apply to their Orders that will Allow them to Reject Market Orders During Continuous Trading and/or Aucti Comments Due: Exhibit 5
34-97986
July 25, 2023
SR-CboeBYX-2023-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules to Provide Users with a Risk Setting they may Elect to Apply to their Orders that will Allow them to Reject Market Orders During Continuous Trading and/or Aucti Comments Due: Exhibit 5
34-97987
July 25, 2023
SR-CboeEDGX-2023-046
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules to Provide Users with a Risk Setting they may Elect to Apply to their Orders that will Allow them to Reject Market Orders During Continuous Trading and/or Aucti Comments Due: Exhibit 5
34-97984
July 25, 2023
SR-MSRB-2023-05
Notice of Filing of a Proposed Rule Change to Amend MSRB Rule G-3 to Create an Exemption for Municipal Advisor Representatives from Requalification by Examination and Remove Waiver Provisions and to Amend MSRB Rule G-8 to Establish Related Books and Recor Comments Due: View Received Comments Exhibit 2 , Exhibit 5
34-97983
July 25, 2023
SR-CboeBZX-2023-050
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules to Provide Users with a Risk Setting they may Elect to Apply to their Orders that will Allow them to Reject Market Orders During Continuous Trading and/or Aucti Comments Due: Exhibit 5
34-97977
July 25, 2023
SR-CboeBZX-2023-049
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: Exhibit 5
34-97974
July 25, 2023
SR-ICEEU-2023-018
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 and Partial Amendment No. 2, Relating to Amendments to the Outsourcing Policy Comments Due: Exhibit 4 , Exhibit 5
34-97985
July 25, 2023
SR-NASDAQ-2023-022
Notice of Filing of Proposed Rule Change to Create a New, Non-Trading Limited Membership Class and Impose Related Requirements for Principal Underwriting Activity View Received Comments Exhibit 3 , Exhibit 5
34-97973
July 25, 2023
SR-NASDAQ-2023-024
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rules 4752, 4753, and 4754 Comments Due: Exhibit 5
34-97972
July 25, 2023
SR-NYSEARCA-2023-37
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust under NYSE Arca Rule 8.201-E View Received Comments
34-97969
July 24, 2023
SR-FICC-2023-010
Notice of Filing of Proposed Rule Change to Amend and Restate the Cross-Margining Agreement between FICC and CM Comments Due: Exhibit 5 , Exhibit 3
34-97964
July 24, 2023
SR-PEARL-2023-31
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule Comments Due: Exhibit 5
34-97959
July 21, 2023
SR-BOX-2023-19
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Change How Certain Complex Orders are Assessed Within the Fee Structure Comments Due: Exhibit 5
34-97956
July 20, 2023
SR-CBOE-2023-005
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent the Operation of the Program that Allows the Exchange to Comments Due:
34-97955
July 20, 2023
Notice of Filing of Proposed Rule Change Relating to Amendments to Recovery Plan Comments Due:
34-97948
July 19, 2023
SR-DTC-2023-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Distributions Guide, Redemptions Guide, Reorganizations Guide, and Operational Arrangements, Relating to the Compensation Claims Process Comments Due: Exhibit 5
34-97947
July 19, 2023
SR-Phlx-2023-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for PSX TotalView Comments Due: View Received Comments Exhibit 5
34-97946
July 19, 2023
SR-BX-2023-016
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for BX TotalView Comments Due: Exhibit 5
34-97939
July 18, 2023
SR-NASDAQ-2023-020
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules to Provide Eligible Individuals Another Opportunity to Elect to Participate in the Maintaining Qualifications Program Comments Due:
34-97938
July 18, 2023
SR-NYSEAMER-2023-35
Notice of Filing and Immediate Effectiveness of Proposed Change for New Rule 971.1NYP Comments Due: Exhibit 5
34-97936
July 18, 2023
SR-GEMX-2023-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 15 (Risk Protections) to Adopt an Active Quote Protection Comments Due: Exhibit 5
34-97929
July 17, 2023
SR-CboeEDGX-2023-045
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: View Received Comments Exhibit 5
34-97926
July 17, 2023
SR-CboeEDGX-2023-044
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: View Received Comments Exhibit 5
34-97925
July 17, 2023
SR-CboeEDGA-2023-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: View Received Comments Exhibit 5
34-97924
July 17, 2023
SR-CboeBZX-2023-046
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: View Received Comments Exhibit 5
34-97923
July 17, 2023
SR-CboeBYX-2023-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: View Received Comments Exhibit 5
34-97922
July 17, 2023
SR-NASDAQ-2023-019
Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Valkyrie Bitcoin Fund under Nasdaq Rule 5711(d), Commodity-Based Trust Shares
34-97928
July 17, 2023
SR-CboeBZX-2023-047
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: View Received Comments Exhibit 5
34-97927
July 17, 2023
SR-C2-2023-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: View Received Comments Exhibit 5
34-97909
July 14, 2023
SR-NYSE-2023-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List Comments Due: Exhibit 5
34-97892
July 14, 2023
SR-NSCC-2023-006
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Model Risk Management Framework Comments Due: View Received Comments Exhibit 5
34-97891
July 13, 2023
SR-DTC-2023-006
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Model Risk Management Framework Comments Due: Exhibit 5
34-97905
July 13, 2023
SR-NASDAQ-2023-016
Notice of Filing of a Proposed Rule Change to List and Trade Shares of the iShares Bitcoin Trust under Nasdaq Rule 5711(d), Commodity-Based Trust Shares View Received Comments
34-97904
July 13, 2023
SR-CboeBZX-2023-042
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the WisdomTree Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares View Received Comments
34-97903
July 13, 2023
SR-CboeBZX-2023-040
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the VanEck Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares View Received Comments
34-97902
July 13, 2023
SR-CBOE-2023-033
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: Exhibit 5
34-97901
July 13, 2023
SR-EMERALD-2023-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule Comments Due: Exhibit 5
34-97900
July 13, 2023
SR-CboeBZX-2023-038
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Invesco Galaxy Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares View Received Comments
34-97899
July 13, 2023
SR-CboeBZX-2023-044
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the Wise Origin Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares View Received Comments
34-97897
July 13, 2023
SR-FICC-2023-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the GSD Rules, MBSD Rules, and EPN Rules Comments Due: Exhibit 5
34-97898
July 13, 2023
SR-FINRA-2023-010
Notice of Filing of a Proposed Rule Change to Provide Relief Relating to Specified Option Transactions under FINRA Rule 4210 (Margin Requirements) View Received Comments Exhibit 5
34-97896
July 13, 2023
SR-PEARL-2023-30
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule Comments Due: Exhibit 5
34-97895
July 13, 2023
SR-CBOE-2023-032
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule for the Cboe Silexx Platform Comments Due: Exhibit 5
34-97894
July 13, 2023
SR-MIAX-2023-27
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule Comments Due: Exhibit 5
34-97893
July 13, 2023
SR-MEMX-2023-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule to Waive Membership Fees for New Members Temporarily Comments Due: Exhibit 5
34-97888
July 13, 2023
Notice of Filing of Proposed Rule Change Relating to Portfolio Margining Comments Due: Exhibit 5a , Exhibit 5b , Exhibit 5c , Exhibit 5d , Exhibit 5e , Exhibit 5f , Exhibit 5g , Exhibit 5h
34-97890
July 13, 2023
SR-FICC-2023-008
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Model Risk Management Framework Comments Due: Exhibit 5
34-97887
July 12, 2023
SR-MIAX-2023-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule Comments Due: Exhibit 5
34-97885
July 12, 2023
SR-CboeEDGA-2023-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: Exhibit 5
34-97884
July 12, 2023
SR-NYSEARCA-2023-44
Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Bitwise Bitcoin ETP Trust under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) View Received Comments
34-97883
July 12, 2023
SR-MIAX-2023-26
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule Comments Due:
34-97881
July 12, 2023
SR-CboeEDGA-2023-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: Exhibit 5
34-97869
July 10, 2023
SR-NYSEAMER-2023-34
Notice of Filing and Immediate Effectiveness of Proposed New Rules 900.3NYP, 925.1NYP, 928NYP, 928.1NYP, and 952NYP and Amendments to Rules 900.3NY, 925NY, 925.1NY, 928NY, 952NY, 953.1NY, 967NY, 967.1NY, and 985NY Comments Due: Exhibit 5
34-97871
July 10, 2023
SR-Phlx-2023-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx Options 3 and 4A Rules Comments Due: Exhibit 5
34-97870
July 10, 2023
SR-NASDAQ-2023-018
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NOM Options 3 Rules Comments Due: Exhibit 5
34-97851
July 7, 2023
SR-ICEEU-2023-010
Notice of Filing of Amendment No. 2 to Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the Clearing Rules Comments Due: 21 days after publication in the Federal Register. Comments Due: Notice of Filing of Amendment No. 2 to Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the Clearing Rules , Notice of Filing of Amendment No. 2 to Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the Clearing Rules , Notice of Filing of Amendment No. 2 to Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the Clearing Rules
34-97850
July 6, 2023
SR-CboeBZX-2023-043
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to List and Trade Shares of the Principal Focused Blue Chip ETF, a Series of Principal Exchange-Traded Funds, under Exchange Rule 14.11(m), Tracking Fund Shares Comments Due:
34-97849
July 6, 2023
SR-NYSEARCA-2023-45
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5
34-97848
July 6, 2023
SR-CboeEDGX-2023-043
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: Exhibit 5
34-97844
July 6, 2023
SR-NASDAQ-2022-079
Notice of Designation of a Longer Period on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules 4702(b)(14) and (b)(15) Concerning Dynamic M-ELO Holding Periods View Received Comments
34-97843
July 6, 2023
SR-CboeBZX-2023-039
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
34-97842
July 6, 2023
SR-CboeBYX-2023-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
34-97841
July 5, 2023
SR-NYSEARCA-2023-46
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Proprietary Market Data Fee Schedule Comments Due: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Proprietary Market Data Fee Schedule
34-97840
July 5, 2023
SR-ICC-2023-009
Notice of Filing of Proposed Rule Change Relating to the ICC Default Auction Procedures-Initial Default Auctions Comments Due: Notice of Filing of Proposed Rule Change Relating to the ICC Default Auction Procedures-Initial Default Auctions
34-97839
July 5, 2023
SR-FINRA-2023-006
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Change, as modified by Amendment No. 1, to Adopt Supplementary Material .19 (Residential Supervisory Location) under FINR Comments Due: View Received Comments
34-97833
July 3, 2023
SR-NASDAQ-2023-017
Notice of Filing of Proposed Rule Change to Modify the Package of Complimentary Services Provided to Certain Eligible Switches and Make Other Changes to IM-5900-7 and IM-5900-7A Comments Due: Exhibit 5
34-97832
July 3, 2023
SR-OCC-2023-003
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning Clearing Member Cybersecurity Obligations Comments Due:
34-97825
June 30, 2023
SR-Phlx-2023-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Purge Ports For Equities Trading Comments Due: Exhibit 5
34-97824
June 29, 2023
SR-MEMX-2023-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Common Criteria and Procedures for Halting and Resuming Trading in Equity Securities in the Event of Regulatory or Operational Issues, Reorganize the Text of the Current R Comments Due: Exhibit 5
34-97817
June 28, 2023
SR-CboeEDGX-2023-042
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: Exhibit 5
34-97816
June 28, 2023
SR-PEARL-2023-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Modify Certain Connectivity and Port Fees Comments Due: View Received Comments Exhibit 5
34-97814
June 27, 2023
SR-MIAX-2023-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Modify Certain Connectivity and Port Fees Comments Due: View Received Comments Exhibit 5
34-97808
June 27, 2023
SR-ICC-2023-010
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Clearance of Additional Credit Default Swap Contracts Comments Due: Exhibit 5
34-97815
June 27, 2023
SR-PEARL-2023-27
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule to Modify Certain Connectivity and Port Fees Comments Due: View Received Comments Exhibit 5
34-97813
June 27, 2023
SR-EMERALD-2023-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Modify Certain Connectivity and Port Fees Comments Due: View Received Comments Exhibit 5
34-97800
June 26, 2023
SR-MRX-2023-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Pricing Schedule at Options 7, Section 3 Comments Due: Exhibit 5
34-97798
June 26, 2023
SR-FINRA-2023-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA's Trading Activity Fee Comments Due: Exhibit 2a , Exhibit 2b , Exhibit 5
34-97794
June 23, 2023
SR-BOX-2023-17
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7660 (Communications and Equipment) Comments Due: Exhibit 5
34-97789
June 22, 2023
SR-ICEEU-2023-016
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments FTSE 100 Index Contracts and SARON Futures Contracts Comments Due: Exhibit 3 , Exhibit 5
34-97788
June 22, 2023
SR-PHLX-2023-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx Options 7 Regarding PXL Order Pricing Comments Due: Exhibit 5
34-97786
June 21, 2023
SR-LCH-SA-2023-003
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Liquidity Risk Modelling Framework Comments Due: Exhibit 3.1 , Exhibit 3.2 , Exhibit 5
34-97785
June 21, 2023
SR-OCC-2023-005
Notice of Filing of Proposed Rule Change by the Options Clearing Corporation Concerning Amendment of its Recovery and Orderly Wind-Down Plan Comments Due: View Received Comments
34-97784
June 21, 2023
SR-FINRA-2022-032
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Relating to Alternative Display Facility New Entrant Comments Due: Federal Register
View Received Comments
34-97783
June 21, 2023
SR-CboeEDGX-2023-041
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Automated Price Improvement Auction Rules Comments Due: Exhibit 5
34-97782
June 21, 2023
SR-CboeBZX-2023-020
Notice of Withdrawal of a Proposed Rule Change to Amend its Fee Schedule Comments Due:
