34-56201
Aug. 3, 2007
SR-ISE-2007-45
Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to a Quote Mitigation Plan for Competitive Market Makers Comments Due: Rel. No. 34-56444 Federal Register version (72 FR 44903)
34-56199
Aug. 3, 2007
SR-FINRA-2007-001
Notice of Filing of Proposed Rule Change Relating to the Reporting of Foreign Equity Securities to the Order Audit Trail System Comments Due: Rel. No. 34-56571 Federal Register version (72 FR 44899)
34-56197
Aug. 3, 2007
SR-CBOE-2007-91
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status Access Fee Comments Due: View Received Comments Federal Register version (72 FR 44897)
34-56185
Aug. 2, 2007
SR-BSE-2007-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify How the BOX Trading Host Systematically Filters All Orders Against the National Best Bid and Offer Comments Due: Federal Register version (72 FR 44596)
34-56186
Aug. 2, 2007
SR-BSE-2006-56
Notice of Filing of Amendment No. 2 to the Proposed Rule Change and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto To Add to the Boston Options Exchange a New Functionality Called an Auto Auction Order Comments Due: View Received Comments Rel. No. 34-55233 Federal Register version (72 FR 44593)
34-56194
Aug. 2, 2007
SR-BSE-2007-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Existing Fee Schedule Comments Due: Federal Register version (72 FR 44891)
34-56183
Aug. 2, 2007
SR-NYSE-2007-42
Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Rule 103B ("Specialist Stock Allocation") Comments Due: Rel. No. 34-56392 Federal Register version (72 FR 44601)
34-56195
Aug. 2, 2007
SR-NYSE-2007-71
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Exclude from Its Earnings Standard Gains or Losses From Extinguishment of Debt Prior to Maturity on a Six Month Pilot Basis Comments Due: Federal Register version (72 FR 44904)
34-56184
Aug. 2, 2007
SR-NSCC-2007-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees Charged for Its Positions and Valuations Service Comments Due: Federal Register version (72 FR 44600)
34-56189
Aug. 2, 2007
SR-FICC-2007-07
Notice of Filing and Immediate Effectiveness of Proposed Rule To Make Technical Changes To Update and Align Provisions With Current Practice Comments Due: Federal Register version (72 FR 44902)
34-56190
Aug. 2, 2007
SR-CBOE-2007-04
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Amending Its Obvious Error Rule for Equity Options Comments Due: Rel. No. 34-56487 Federal Register version (72 FR 44892)
34-56191
Aug. 2, 2007
SR-CBOE-2007-79
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Eliminate Position and Exercise Limits for Options on the Russell 2000 Index, and To Specify That Reduced-Value Options on Broad-Based Security Indexes for Which Full-Value Options Have No Position and Exercise Limits Similarly Have No Position and Exercise Limits Comments Due: Rel. No. 34-56350 Federal Register version (72 FR 44894)
34-56178
Aug. 1, 2007
SR-OC-2007-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Block Trade and EFP Transaction Reporting Procedures Comments Due: Federal Register version (72 FR 44603)
34-56180
Aug. 1, 2007
SR-NYSEArca-2007-72
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Auction Only Limit Order Type Comments Due: Federal Register version (72 FR 44208)
34-56181
Aug. 1, 2007
SR-NYSE-2007-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Amend the Gross FOCUS Fee Comments Due: Federal Register version (72 FR 44206)
34-56177
Aug. 1, 2007
SR-CBOE-2007-89
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Duration of CBOE Rule 6.45A(b) Pertaining to Orders Represented in Open Outcry Comments Due: Federal Register version (72 FR 44194)
34-56175
July 31, 2007
SR-NASD-2007-055
Notice of Filing of Proposed Rule Change Relating to Interpretative Material 9216, Violations Appropriate for Disposition Under Plan Pursuant to SEC Rule 19d-1(c)(2) Comments Due: Rel. No. 34-56504 Federal Register version (72 FR 44201)
34-56173
July 31, 2007
SR-NYSE-2007-67
Notice of Filing of Proposed Rule Change Relating to NYSE Rule 2 ("Member," "Membership," "Member Firm," etc.) Comments Due: Rel. No. 34-56654 Federal Register version (72 FR 44205)
34-56167
July 30, 2007
SR-BSE-2007-33
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 To Extend the Linkage Fee Pilot Program Comments Due: Federal Register version (72 FR 43302)
34-56166
July 30, 2007
SR-Phlx-2007-52
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Transaction Charges Applicable to Linkage "P" and "P/A" Orders Comments Due: Federal Register version (72 FR 43312)
34-56169
July 30, 2007
SR-NYSE-2007-69
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Information Memorandum That Reflects the Changes to Disciplinary Proceedings at NYSE Regulation, Inc. as a Result of the Regulatory Consolidation With the National Association of Securities Dealers, Inc. Comments Due: Federal Register version (72 FR 43310)
34-56165
July 30, 2007
SR-ISE-2007-64
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (72 FR 43307)
34-56159
July 27, 2007
SR-Amex-2007-76
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to an Extension of the Penny Quoting Pilot Program Comments Due: Federal Register version (72 FR 43300)
34-56157
July 27, 2007
SR-NYSEArca-2007-71
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 6.86 Comments Due: Federal Register version (72 FR 42459)
34-56162
July 27, 2007
SR-NYSE-2007-013
Notice of Filing of Proposed Rule and Amendment No. 1 Relating to a Proposed New Rule on Notification of Fees Comments Due: Federal Register version (72 FR 42456)
34-56153
July 27, 2007
SR-NASDAQ-2007-057
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Waive Risk Management Workstation Fees Comments Due: Federal Register version (72 FR 43309)
34-56155
July 27, 2007
SR-ISE-2007-67
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Directed Orders System Change Comments Due: Federal Register version (72 FR 43306)
34-56156
July 27, 2007
SR-ISE-2007-66
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension for the Price Improvement Mechanism Pilot Program Comments Due: Federal Register version (72 FR 43305)
34-56154
July 27, 2007
SR-CBOE-2007-85
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to CBOE's Delisting Policy Comments Due: Federal Register version (72 FR 43303)
34-56149
July 26, 2007
SR-BSE-2007-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program Comments Due: View Received Comments Federal Register version (72 FR 42450)
34-56146
July 26, 2007
SR-NASD-2007-053
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Restated Certificate of Incorporation of National Association of Securities Dealers, Inc. Comments Due: Federal Register version (72 FR 42190)
34-56147
July 26, 2007
SR-NASD-2006-054
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Incorporate Certain NYSE Rules Relating to Member Firm Conduct Comments Due: Federal Register version (72 FR 42166)
34-56150
July 26, 2007
SR-NYSEArca-2007-56
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 thereto Relating to NYSE Arca Rule 6.72 and the Penny Pilot for Options Trading Comments Due: Federal Register version (72 FR 42460)
34-56140
July 26, 2007
SR-NYSE-2007-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Rule 106 (Specialists' Contact With Listed Companies and Member Organizations) Comments Due: Federal Register version (72 FR 42193)
34-56142
July 26, 2007
SR-NYSE-2007-22
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Harmonization of NYSE and NASD Regulatory Standards, the Updating of Certain NYSE Terminology, and the Reorganization and Clarification of Certain NYSE Rules in Connection With the Harmonization Process Comments Due: View Received Comments Federal Register version (72 FR 42195)
34-56143
July 26, 2007
SR-NYSE-2007-59
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Rules 342(c) ("Offices-Approval, Supervision and Control") and 343 ("Offices-Sole Tenancy, Hours, Display of Membership Certificates") Comments Due: View Received Comments Federal Register version (72 FR 42453)
34-56151
July 26, 2007
SR-ISE-2007-68
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Penny Pilot Program Comments Due: Federal Register version (72 FR 42452)
34-56139
July 26, 2007
SR-CBOE-2007-86
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program Comments Due: Federal Register version (72 FR 42159)
34-56148
July 26, 2007
4-544
Notice of Filing and Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the National Association of Securities Dealers, Inc Comments Due: Federal Register version (72 FR 42146)
34-56129
July 25, 2007
SR-BSE-2007-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Existing Fee Schedules Comments Due: Federal Register version (72 FR 42157)
34-56131
July 25, 2007
SR-NYSEArca-2007-57
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To List and Trade Currency Trust Shares Comments Due: Federal Register version (72 FR 42212)
34-56133
July 25, 2007
SR-NYSEArca-2007-66
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change As Modified by Amendment No. 1 Relating to Exchange Fees and Charges Comments Due: Federal Register version (72 FR 42210)
34-56134
July 25, 2007
SR-CTA-2007-01
Notice of Filing of the Ninth Charges Amendment to the Second Restatement of the Consolidated Tape Association Plan Comments Due: Release No. 34-56304 Federal Register version (72 FR 42139)
34-56130
July 25, 2007
SR-NASDAQ-2007-061
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Institute a Pricing Incentive Program for Market Makers in Exchange-Traded Funds and Index-Linked Securities Comments Due: Federal Register version (72 FR 42163)
34-56132
July 25, 2007
SR-CBOE-2007-71
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Relating to an Extension of the Linkage Fee Pilot Program Comments Due: Federal Register version (72 FR 42158)
34-56127
July 24, 2007
SR-Amex-2007-63
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Order Cancellation Fee Comments Due: Federal Register version (72 FR 42155)
34-56124
July 24, 2007
SR-NASD-2007-042
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation of NASD Interpretive Material 2210-4, which Requires Certain Member Firms to Provide a Hyperlink to http://www.nasd.com. Comments Due: Federal Register version (72 FR 42165)
34-56141
July 24, 2007
SR-Phlx-2007-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Extension of a Pilot Program to Quote and Trade Options in Penny Increments Comments Due: Federal Register version (72 FR 42216)
34-56119
July 24, 2007
SR-NYSEArca-2007-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Quarterly Options Series Pilot Comments Due: Federal Register version (72 FR 41563)
34-56125
July 24, 2007
SR-NSCC-2007-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Use of the National Settlement Service Comments Due: Federal Register version (72 FR 42192)
34-56120
July 24, 2007
SR-NASDAQ-2007-060
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Extend Nasdaq's Authority Under Its Cease and Desist Pilot Program Comments Due: Federal Register version (72 FR 41561)
34-56128
July 24, 2007
SR-ISE-2007-55
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Linkage Fees Comments Due: Federal Register version (72 FR 42161)
34-56126
July 24, 2007
SR-DTC-2007-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Use of the National Settlement Service Comments Due: Federal Register version (72 FR 42160)
34-56117
July 23, 2007
SR-ISE-2007-47
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt Generic Listing Standards for Index-Linked Securities Comments Due: Federal Register version (72 FR 41369)
34-56112
July 20, 2007
SR-NASDAQ-2007-064
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the Nasdaq Market Center Comments Due: Federal Register version (72 FR 41093)
34-56114
July 20, 2007
SR-CBOE-2007-81
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE's Rules Related To Credit Default Options Comments Due: Federal Register version (72 FR 41367)
34-56102
July 19, 2007
SR-Amex-2007-64
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to an Extension of the Linkage Fee Pilot Program Comments Due: Federal Register version (72 FR 40908)
34-56103
July 19, 2007
SR-NASD-2007-039
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of Certain Changes to the Manning Rule Comments Due: View Received Comments Federal Register version (72 FR 40918)
34-56108
July 19, 2007
SR-NASD-2007-045
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Portfolio Margin Pilot Program Comments Due: Federal Register version (72 FR 41375)
34-56101
July 19, 2007
SR-Phlx-2007-50
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Extending the Specialist Option Transaction Charge Credit Pilot Program Comments Due: Federal Register version (72 FR 40920)
34-56107
July 19, 2007
SR-NYSE-2007-56
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Portfolio Margin Pilot Program Under NYSE Rules 431 (Margin Requirements) and 726 (Delivery of Options Disclosure Document and Prospectus) Comments Due: Federal Register version (72 FR 41377)
34-56106
July 19, 2007
SR-ISE-2007-62
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a One-Week Extension for the Price Improvement Mechanism Pilot Program Comments Due: Federal Register version (72 FR 40914)
34-56109
July 19, 2007
SR-CBOE-2007-75
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Customer Portfolio Margin Pilot Program Comments Due: Federal Register version (72 FR 41365)
34-56090
July 18, 2007
SR-Amex-2007-73
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the iShares Russell 2000 Index Fund Option Pilot Program Until January 18, 2008 Comments Due: Federal Register version (72 FR 40907)
34-56088
July 18, 2007
SR-NYSE-2007-63
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 92(d)(6), Limitations on Members' Trading Because of Customers' Orders Comments Due: Federal Register version (72 FR 40351)
34-56092
July 18, 2007
SR-NASDAQ-2007-042
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Modify the Entry and Annual Fees Paid by a Company That Lists on Nasdaq Upon Emerging from Bankruptcy Comments Due: Rel. No. 34-56339 Federal Register version (72 FR 40915)
34-56096
July 18, 2007
SR-NASDAQ-2007-037
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Modify Order Audit Trail System Rules To Provide an Exemption From Transmission Requirements for Proprietary Orders Comments Due: View Received Comments Rel. No. 34-55870 Federal Register version (72 FR 40917)
34-56091
July 18, 2007
SR-ISE-2007-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clarifying the Fee Schedule Comments Due: Federal Register version (72 FR 40911)
34-56093
July 18, 2007
SR-ISE-2007-58
Notice of Filing of a Proposed Rule Change Relating to ISEE Select Market Data Fees Comments Due: Rel. No. 34-56315 Federal Register version (72 FR 40912)
34-56094
July 18, 2007
SR-CBOE-2007-80
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Two Pilot Programs Related to the Exchange's Automated Improvement Mechanism Until July 18, 2008 Comments Due: Federal Register version (72 FR 40910)
34-56086
July 17, 2007
SR-BSE-2007-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Listing and Trading of Quarterly Options Series Comments Due: Federal Register version (72 FR 40182)
34-56085
July 17, 2007
SR-NYSE-2007-09
Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval to a Proposed Rule Change as Modified by Amendments No. 1, 2, and 3 Thereto Relating to Rule 18 (Compensation in Relation to System Failure) Comments Due: View Received Comments Rel. No. 34-55555 Federal Register version (72 FR 40348)
34-56076
July 16, 2007
SR-Phlx-2007-46
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Priority of Synthetic Option Orders in Open Outcry Comments Due: Federal Register version (72 FR 39873)
34-56067
July 13, 2007
SR-NSX-2007-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Period for Rule 2.12 Regarding Third-Party Routing Services in Respect of Orders Entered Into NSX BLADE Comments Due: Federal Register version (72 FR 39650)
34-56064
July 13, 2007
SR-CHX-2006-42
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Modify Provisions Relating to Cross With Yield Orders Comments Due: Rel. No. 34-56291 Federal Register version (72 FR 39865)
34-56070
July 13, 2007
SR-NYSEArca-2007-60
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Arca Equities Rule 12 To Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation Into NASD DR Comments Due: Rel. No. 34-56259 Federal Register version (72 FR 40188)
34-56071
July 13, 2007
SR-NYSE-2007-21
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Rule 12 To Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation Into NASD DR Comments Due: View Received Comments Rel. No. 34-56258 Federal Register version (72 FR 40184)
34-56071
July 13, 2007
SR-NYSEArca-2007-59
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Rule 12 To Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation Into NASD DR Comments Due: Rel. No. 34-56258 Federal Register version (72 FR 40184)
34-56072
July 13, 2007
SR-NYSEArca-2007-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding a New Order Type Known As the Mid-Point Passive Liquidity Order Comments Due: Federal Register version (72 FR 39867)
34-56073
July 13, 2007
SR-NYSEArca-2007-53
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Listing and Trading Options on Commodity Pool Units Comments Due: Federal Register version (72 FR 39654)
34-56065
July 13, 2007
SR-NYSE-2007-60
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Charge Member Organizations a Routing Fee for Orders Routed to Other Markets for Execution Comments Due: Federal Register version (72 FR 39651)
34-56068
July 13, 2007
SR-NASDAQ-2007-062
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Exclude Partial Trading Days From the Calculation of a Member's Average Daily Volume Comments Due: Federal Register version (72 FR 39866)
34-56051
July 12, 2007
SR-BSE-2007-30
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the iShares Russell 2000 Index Fund Option Pilot Program Until January 18, 2008 Comments Due: Federal Register version (72 FR 39469)
34-56056
July 12, 2007
SR-BSE-2007-19
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Rules of the Boston Options Exchange Related to Obvious Errors Comments Due: Federal Register version (72 FR 39471)
34-56054
July 12, 2007
SR-NYSEArca-2007-52
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 2 Thereto Relating to Exchange Fees and Charges Comments Due: Federal Register version (72 FR 39474)
34-56057
July 12, 2007
SR-NYSEArca-2006-82
Notice of Filing of Proposed Rule Change Relating to Amendments to NYSE Arca Equities Rules 2.16 and 4.5 Relating to Certain ETP Holder Administrative Procedures Comments Due: Rel. No. 34-57136 Federal Register version (72 FR 39477)
34-56058
July 12, 2007
SR-NYSEArca-2006-83
Notice of Filing of Proposed Rule Change Relating to Amendments to NYSE Arca Rules 2.17 and 4.5 Relating to Certain OTP Holder and OTP Firm Administrative Procedures Comments Due: Rel. No. 34-57135 Federal Register version (72 FR 39476)
34-56055
July 12, 2007
SR-ISE-2007-52
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Fee Waivers Comments Due: Federal Register version (72 FR 39648)
34-56046
July 11, 2007
SR-Amex-2007-62
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Option Series Pilot Program Comments Due: Federal Register version (72 FR 39105)
34-56049
July 11, 2007
SR-Phlx-2007-20
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Adopting Generic Listing Standards for Exchange-Traded Funds Based on International or Global Indexes or Indexes Described in Exchange Rules Previously Approved by the Commission as Underlying Benchmarks for Derivative Securities Comments Due: Federal Register version (72 FR 39121)
34-56041
July 11, 2007
SR-NYSEArca-2007-43
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To List and Trade Shares of the iShares COMEX Gold Trust Comments Due: Federal Register version (72 FR 39114)
34-56042
July 11, 2007
SR-NYSEArca-2007-45
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Units of the United States Natural Gas Fund, LP Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (72 FR 39118)
34-56048
July 11, 2007
SR-NYSEArca-2007-62
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the One Week Option Series Pilot Program Comments Due: Federal Register version (72 FR 39653)
34-56044
July 11, 2007
SR-NASDAQ-2007-024
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Provide Additional Transparency To How Nasdaq Applies Its Public Interest Authority Comments Due: Rel. No. 34-56294 Federal Register version (72 FR 39108)
34-56047
July 11, 2007
SR-ISE-2007-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Option Series Pilot Program Comments Due: Federal Register version (72 FR 39106)
34-56050
July 11, 2007
SR-CBOE-2007-76
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Option Series Pilot Program Comments Due: Federal Register version (72 FR 39472)
34-56039
July 10, 2007
SR-NASD-2007-021
Notice of Filing of Proposed Rule Change To Amend the Definition of Public Arbitrator Comments Due: View Received Comments Rel. No. 34-57492 Federal Register version (72 FR 39110)
34-56034, IS-1304
July 10, 2007
SR-Phlx-2007-34
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to U.S. Dollar-Settled Foreign Currency Options Comments Due: Federal Register version (72 FR 38853)
34-56034, IS-1304
July 10, 2007
SR-Phlx-2007-34
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to U.S. Dollar-Settled Foreign Currency Options Comments Due: Federal Register version (72 FR 38853)
34-56040
July 10, 2007
SR-NYSEArca-2007-67
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Quarterly Options Series Pilot Program for a Two-Week Period Comments Due: Federal Register version (72 FR 39112)
