34-56371
Sept. 7, 2007
SR-BSE-2007-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Exchange Fees and Charges Comments Due: Federal Register version (72 FR 52401)
34-56375
Sept. 7, 2007
SR-NASD-2004-183
Notice of Filing of Amendment Nos. 3 and 4 and Order Granting Accelerated Approval of the Proposed Rule, as Amended, Related to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities Comments Due: View Received Comments Rel. Nos. 34-56375A , Rel. Nos. 34-54023 , 34-52191 , Rel. No. 34-52046A Federal Register version (72 FR 52403)
34-56372
Sept. 7, 2007
SR-NSCC-2007-13
Notice of Filing of a Proposed Rule Change To Amend Its Rules and Procedures With Regard to the Automated Customer Account Transfer Service (ACATS) and ACATS Fund/SERV Processing Comments Due: Rel. No. 34-56678 Federal Register version (72 FR 52416)
34-56373
Sept. 7, 2007
SR-FINRA-2007-005
Notice of Filing of a Proposed Rule Change Relating to NASD Rule 11870 (Customer Account Transfer Contracts) and NYSE Rule 412 (Customer Account Transfer Contracts) To Make the Time Frames in the Rules for Validating or Taking Exception to an Instruction To Transfer a Customer's Securities Account Consistent With the Time Frames in the Automated Customer Account Transfer Service Comments Due: View Received Comments Rel. No. 34-56677 Federal Register version (72 FR 52414)
34-56360
Sept. 6, 2007
SR-Phlx-2007-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Fees for U.S. Dollar-Settled Foreign Currency Options Comments Due: Federal Register version (72 FR 52191)
34-56361
Sept. 6, 2007
SR-Phlx-2007-66
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Deletion of the NMS Linkage Fee Comments Due: Federal Register version (72 FR 52192)
34-56369
Sept. 6, 2007
SR-Phlx-2007-56
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Definition of Common Stock Comments Due: Federal Register version (72 FR 52193)
34-56370
Sept. 6, 2007
SR-NYSE-2007-81
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 104 (Dealings by Specialists) Comments Due: Federal Register version (72 FR 52188)
34-56367
Sept. 6, 2007
SR-ISE-2007-82
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (72 FR 52186)
34-56368
Sept. 6, 2007
SR-ISE-2007-81
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (72 FR 52187)
34-56354
Sept. 5, 2007
SR-Amex-2007-40
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Options Quote Size Mitigation Comments Due: Federal Register version (72 FR 52182)
34-56355
Sept. 5, 2007
SR-ISE-2007-75
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Non-ISE Market Maker Fees Comments Due: Federal Register version (72 FR 52185)
34-56357
Sept. 5, 2007
SR-CBOE-2007-101
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Transaction Fees for Credit Default Basket Options Comments Due: Federal Register version (72 FR 52183)
34-56351
Sept. 4, 2007
SR-Amex-2007-81
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Eliminate Position and Exercise Limits for Options on the Russell 2000 Index, and To Specify That Certain Reduced-Value Options on Broad-Based Security Indexes Have No Position and Exercise Limits Pursuant to Section Comments Due: Federal Register version (72 FR 51875)
34-56347
Aug. 31, 2007
SR-NASD-2007-056
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Establish a Membership Waive-In Process for Certain NYSE Member Organizations Comments Due: Rel. No. 34-56653 Federal Register version (72 FR 51483)
34-56345
Aug. 31, 2007
SR-NASDAQ-2007-058
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Step-Outs and Transfers of Sales Fees Comments Due: Federal Register version (72 FR 51880)
34-56348
Aug. 31, 2007
SR-NASDAQ-2007-073
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Halt Cross Process Comments Due: Federal Register version (72 FR 51693)
34-56346
Aug. 31, 2007
SR-ISE-2007-78
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (72 FR 51692)
34-56343
Aug. 30, 2007
SR-Amex-2007-95
Notice of Filing of Proposed Rule Change Relating to the Execution of NDX and RUT Combination Orders Comments Due: Rel. No. 34-57384 Federal Register version (72 FR 51481)
34-56336
Aug. 29, 2007
SR-Amex-2007-35
Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Criteria for Securities That Underlie Options Traded on the Exchange Comments Due: Rel. No. 34-56650 Federal Register version (72 FR 51281)
34-56332
Aug. 29, 2007
SR-NYSE-2007-76
Notice of Filing of Proposed Rule Change Relating To Requirements for Listing of Commodity-Linked Securities and Currency-Linked Securities Comments Due: Rel. No. 34-56525 Federal Register version (72 FR 51285)
34-56337
Aug. 29, 2007
SR-NYSE-2007-78
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Institute a Revised System of Payments to Specialist Firms Comments Due: Federal Register version (72 FR 51287)
34-56338
Aug. 29, 2007
SR-CBOE-2007-94
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the ORS Order Cancellation Fee Comments Due: View Received Comments Federal Register version (72 FR 51283)
34-56330
Aug. 28, 2007
SR-Amex-2007-92
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Payment for Order Flow Plan To Apply the Current Marketing Fee to Orders Sent to Directed Order Participants Comments Due: Federal Register version (72 FR 50994)
34-56331
Aug. 28, 2007
SR-Amex-2007-93
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Directed Order Participant Transaction Charge Rebate Program Comments Due: Federal Register version (72 FR 50996)
34-56328
Aug. 28, 2007
SR-NYSEArca-2007-73
Notice of Filing of Proposed Rule Change To Amend NYSE Arca Equities Rules 5.2(j)(3) (Investment Company Units) and Rule 8.100 (Portfolio Depositary Receipts) in Connection With the Dissemination of Information in Extended Hours Trading Comments Due: Rel. No. 34-56625 Federal Register version (72 FR 50705)
34-56329
Aug. 28, 2007
SR-NYSEArca-2007-75
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Expand the Trading Hours of Certain Exchange-Traded Funds Comments Due: Rel. No. 34-56627 Federal Register version (72 FR 50431)
34-56327
Aug. 28, 2007
SR-FINRA-2007-006
Notice of Filing of Proposed Rule Change Relating to Historic TRACE Data Comments Due: View Received Comments Rel. No. 34-61012 Federal Register version (72 FR 51689)
34-56322
Aug. 27, 2007
SR-Amex-2007-59
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Process for the Waiver, Deferral, or Rebate of Initial Listing Fees for Certain Securities That Transfer From Another National Securities Exchange Comments Due: Federal Register version (72 FR 50420)
34-56325
Aug. 27, 2007
SR-Amex-2007-90
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Establish a Fee on a Listed Company That Changes Its Corporate Name or Ticker Symbol Comments Due: Rel. No. 34-56597 Federal Register version (72 FR 50421)
34-56323
Aug. 27, 2007
SR-NYSEArca-2007-86
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Fill-or-Kill Order Type Comments Due: Federal Register version (72 FR 50435)
34-56324
Aug. 27, 2007
SR-ISE-2007-72
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Options on the iShares Emerging Markets Index Fund for a Six Month Pilot Program Comments Due: Federal Register version (72 FR 50426)
34-56318
Aug. 24, 2007
SR-Amex-2007-48
Notice of Filing of Proposed Rule Change Modifying the Options Listing Criteria for Underlying Securities Comments Due: Rel. No. 34-56598 Federal Register version (72 FR 50423)
34-56319
Aug. 24, 2007
SR-NASDAQ-2006-045
Notice of Filing of Amendment No. 2, and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 1 and 2, To Allow the Use of a Company's Web Site To Distribute an Annual Report and Meet Other Nasdaq Listing Requirements Comments Due: Rel. No. 34-55854 Federal Register version (72 FR 50149)
34-56321
Aug. 24, 2007
SR-FINRA-2007-003
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rules 4632C, 6130C and 6130 Comments Due: Federal Register version (72 FR 50425)
34-56317
Aug. 24, 2007
SR-CBOE-2007-93
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE's Rules Related to Credit Default Basket Options Comments Due: Federal Register version (72 FR 50131)
34-56314
Aug. 23, 2007
SR-NASD-2007-051
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rule 7002B To Establish Fees for the Transfer of Transaction Fees Through the NASD/Nasdaq Trade Reporting Facility Comments Due: Federal Register version (72 FR 50153)
34-56313
Aug. 23, 2007
SR-NASDAQ-2007-074
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Require Certain Companies to Notify Nasdaq About Any Quarterly Change in the Number of Outstanding Shares Comments Due: Federal Register version (72 FR 50151)
34-56311
Aug. 23, 2007
SR-CBOE-2006-99
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Related to FLEX Options Trading Comments Due: Rel. No. 34-56792 Federal Register version (72 FR 50133)
34-56307
Aug. 22, 2007
SR-Amex-2007-96
Notice of Filing of Proposed Rule Change Relating to an Extension of the Options Penny Quoting Pilot Program Comments Due: View Received Comments Rel. No. 34-56567 Federal Register version (72 FR 49750)
34-56299
Aug. 22, 2007
SR-BSE-2007-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges Comments Due: Federal Register version (72 FR 49335)
34-56305
Aug. 22, 2007
SR-NSX-2007-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendment of Its Rules in Light of Amendments to SEC Rule 10a-1 and Regulation SHO Comments Due: Federal Register version (72 FR 50429)
34-56300
Aug. 22, 2007
SR-NYSEArca-2007-63
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Relating to Conforming Amendments Involving the Deletion of Rule 10a-1 Under the Securities Exchange Act of 1934 Comments Due: Federal Register version (72 FR 49342)
34-56306
Aug. 22, 2007
SR-ISE-2007-74
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to an Extension of the Penny Pilot Program Comments Due: View Received Comments Rel. No. 34-56564 Federal Register version (72 FR 49753)
34-56303
Aug. 22, 2007
SR-FICC-2007-08
Notice of Filing of Proposed Rule Change To Resume Interbank Clearing for the General Collateral Finance Repo Service Comments Due: Rel. No. 34-57652 , Rel. No. 34-57281 Federal Register version (72 FR 49339)
34-56302
Aug. 22, 2007
SR-CBOE-2007-88
Notice of Filing of Proposed Rule Change To Amend its Rule Regarding the Hybrid Opening System Opening Rotations Comments Due: Rel. No. 34-56600 Federal Register version (72 FR 49752)
34-56297
Aug. 21, 2007
SR-NASD-2007-041
Notice of Filing of Proposed Rule Change To Amend the Minimum Price-Improvement Standards Set Forth in NASD IM 2110-2, Trading Ahead of Customer Limit Order Comments Due: View Received Comments Rel. No. 34-58532 , Rel. No. 34-58114 Federal Register version (72 FR 49337)
34-56295
Aug. 21, 2007
SR-NYSEArca-2007-82
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending Fees for the Entry of Mid-Point Passive Liquidity or Primary Sweep Orders Comments Due: Federal Register version (72 FR 49341)
34-56290
Aug. 20, 2007
SR-NYSE-2007-75
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adjust the Earnings of Companies for Purposes of its Earnings Standard by Reversing the Income Statement Effects of Changes in Fair Value of Financial Instruments Extinguished at the Time of Listing on a Six Month Pilot Basis Comments Due: Federal Register version (72 FR 49033)
34-56227A
Aug. 20, 2007
SR-CBOE-2007-83
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Amend CBOE Rules relating to the Appointment Cost for Options on the Nasdaq-100 Index Tracking Stock Comments Due: Rel. No. 34-56227 Federal Register version (72 FR 48708)
34-56289
Aug. 20, 2007
SR-CBOE-2007-95
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Exchange's Marketing Fee Program Comments Due: Federal Register version (72 FR 49030)
34-56278
Aug. 17, 2007
SR-Amex-2007-72
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Elimination of the Short Sale "tick" and Price Tests Comments Due: Federal Register version (72 FR 48707)
34-56279
Aug. 17, 2007
SR-NASD-2007-047
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Certain Rules in Light of Amendments to SEC Rule 10a-1 and Regulation SHO Comments Due: Federal Register version (72 FR 48713)
34-56285
Aug. 17, 2007
SR-NASD-2007-049
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASD Rule 3013 and Accompanying Interpretive Material 3013 Comments Due: View Received Comments Federal Register version (72 FR 48715)
34-56281
Aug. 17, 2007
SR-CHX-2007-16
Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Amend Its Bylaws To Prevent Exchange Director From Participating in the Determination of Any Matter Involving an Issuer of a Security Listed or To Be Listed on the Exchange if the Director Is a Director, Officer, or Employee of the Issuer Comments Due: Rel. No. 34-56573 Federal Register version (72 FR 48708)
34-56284
Aug. 17, 2007
SR-Phlx-2007-62
Notice of Filing of Proposed Rule Change Relating to the Extension and Expansion of a Pilot Program To Quote and Trade Certain Option Series in Increments of $0.01 Comments Due: View Received Comments Rel. No. 34-56563 Federal Register version (72 FR 48722)
34-56280
Aug. 17, 2007
SR-NYSEArca-2007-88
Notice of Filing of Proposed Rule Change Relating to NYSE Arca Rule 6.72 and the Penny Pilot for Options Trading Comments Due: View Received Comments Rel. No. 34-56568 Federal Register version (72 FR 48717)
34-56276
Aug. 17, 2007
SR-CBOE-2007-98
Notice of Filing of Proposed Rule Change Regarding Expansion of the Penny Pilot Program Comments Due: Rel. No. 34-56565 Federal Register version (72 FR 47096)
34-56273
Aug. 16, 2007
SR-Amex-2007-91
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add an Additional Exemption to Rule 24-AEMI Relating to Intermarket Sweep Orders Comments Due: Federal Register version (72 FR 47091)
34-56272
Aug. 16, 2007
SR-Phlx-2007-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Sessions on XLE Comments Due: Federal Register version (72 FR 48718)
34-56274
Aug. 16, 2007
SR-Phlx-2007-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Market Access Providers Comments Due: Federal Register version (72 FR 48720)
34-56271
Aug. 16, 2007
SR-NYSE-2007-74
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Sections 703.22 and 802.01D of the Exchange's Listed Company Manual Regarding the Listing and Trading of Index-Linked Securities Comments Due: Federal Register version (72 FR 47107)
34-56262
Aug. 15, 2007
SR-Amex-2007-86
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock Comments Due: Federal Register version (72 FR 47089)
34-56255
Aug. 15, 2007
SR-Amex-2007-77
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Certain Exchange Rules Prohibiting the Entering of Limit Orders on Both Sides of the Market on a Regular and Continuous Basis Comments Due: Federal Register version (72 FR 46689)
34-56269
Aug. 15, 2007
SR-Amex-2007-75
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendments No. 1 and 2, To Establish a Directed Order Program Comments Due: Federal Register version (72 FR 47086)
34-56253
Aug. 15, 2007
SR-BSE-2007-40
Notice of Filing of Proposed Rule Change To Extend and Expand the Pilot Program To Quote Certain Options in Pennies Comments Due: View Received Comments Rel. No. 34-56566 Federal Register version (72 FR 46691)
34-56268
Aug. 15, 2007
SR-BSE-2007-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Time Period for the Position Limits Pilot Program Comments Due: View Received Comments Federal Register version (72 FR 47092)
34-56261
Aug. 15, 2007
SR-Phlx-2007-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Increase in the Maximum Number of Quoters Permitted in an Option Comments Due: Federal Register version (72 FR 47112)
34-56267
Aug. 15, 2007
SR-Phlx-2007-58
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Position Limits Pilot Program Comments Due: Federal Register version (72 FR 47114)
34-56257
Aug. 15, 2007
SR-NYSEArca-2007-83
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Obsolete Rules Relating to the Trading of Gold and Silver Bullion Comments Due: Federal Register version (72 FR 46695)
34-56264
Aug. 15, 2007
SR-NYSEArca-2007-84
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Position and Exercise Limit Pilot Program Comments Due: Federal Register version (72 FR 47110)
34-56270
Aug. 15, 2007
SR-NYSEArca-2007-74
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.34(e) and Clarifying Certain Customer Disclosures Relating to ETF Trading Comments Due: Federal Register version (72 FR 47109)
34-56254
Aug. 15, 2007
SR-ISE-2007-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ISE Open/Close Trade Profile Fees Comments Due: Federal Register version (72 FR 47104)
34-56263
Aug. 15, 2007
SR-ISE-2007-69
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Period To Increase Position Limits and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock Comments Due: Federal Register version (72 FR 47105)
34-56265
Aug. 15, 2007
SR-FINRA-2007-002
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Increases Position and Exercise Limits for Certain Equity Options Comments Due: Federal Register version (72 FR 47102)
34-56266
Aug. 15, 2007
SR-CBOE-2007-97
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program That Increases the Standard Position and Exercise Limits for Certain Options Traded on the Exchange Comments Due: Federal Register version (72 FR 47094)
34-56251
Aug. 14, 2007
SR-Amex-2004-27
Notice of Filing of Amendment No. 4 to a Proposed Rule Change and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment Nos. 2, 3, and 4 Thereto, Relating to the Listing and Trading of Fixed Return Options Comments Due: Rel. No. 34-55843 Federal Register version (72 FR 46523)
34-56249
Aug. 14, 2007
SR-Phlx-2007-27
Notice of Filing of Proposed Rule Change Relating to the Standardization of Rules for Equity, Index and ETF Options Comments Due: Rel. No. 34-56483 Federal Register version (72 FR 46697)
34-56250
Aug. 14, 2007
SR-NSCC-2007-11
Notice of Filing of Proposed Rule Change To Allow As-Of Fixed Income Trades To Be Processed in the Continuous Net Settlement System Comments Due: Rel. No. 34-56468 Federal Register version (72 FR 46528)
34-56245
Aug. 14, 2007
SR-CBOE-2006-104
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To Codify the Hybrid Price Check Parameter Comments Due: Rel. 34-56532 Federal Register version (72 FR 46525)
34-56241
Aug. 13, 2007
SR-CFE-2007-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Block Trading Comments Due: Federal Register version (72 FR 46255)
34-56238
Aug. 10, 2007
SR-Amex-2007-24
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Retroactively Amend Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities Comments Due: Rel. No. 34-56459 Federal Register version (72 FR 46253)
34-56239
Aug. 10, 2007
SR-CBOE-2007-84
Notice of Filing of a Proposed Rule Change To Amend CBOE's Rule Pertaining to Verification Requests for Trade Reporting Minor Rule Violations Comments Due: Rel. No. 34-56460 Federal Register version (72 FR 46257)
34-56236
Aug. 9, 2007
SR-Amex-2007-85
Notice of Filing of Proposed Rule Change by the American Stock Exchange LLC To Establish a New Class of Off-Floor Market Makers in ETFs and Equities Called Designated Amex Remote Traders Comments Due: View Received Comments Rel. No. 34-56446 Federal Register version (72 FR 46113)
34-56235
Aug. 9, 2007
SR-BSE-2007-37
Notice of Filing of Proposed Rule Change To Amend the Existing Fee Schedules Comments Due: Federal Register version (72 FR 46116)
34-56232
Aug. 9, 2007
SR-NYSEArca-2007-69
Notice of Filing of Proposed Rule Change Relating to Adoption of Revised Initial and Continued Listing Standards for the Pilot Program Expiring on November 30, 2007 Comments Due: Rel. No. 34-56606 Federal Register version (72 FR 46119)
34-56219
Aug. 8, 2007
SR-Amex-2007-78
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 520 in Order To Clarify Reporting Requirements Comments Due: Federal Register version (72 FR 45836)
34-56223
Aug. 8, 2007
SR-Amex-2007-60
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of Eight Funds of the ProShares Trust Based on International Equity Indexes Comments Due: Rel. No. 34-56592 Federal Register version (72 FR 45837)
34-56226
Aug. 8, 2007
SR-BSE-2007-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Market Opening Procedures of the Rules of the Boston Options Exchange Comments Due: Federal Register version (72 FR 45845)
34-56221
Aug. 8, 2007
SR-Phlx-2007-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Adopt a Monthly Fee for Stock Execution Clerks That Handle Stand-Alone Equity Orders Comments Due: Federal Register version (72 FR 45855)
34-56224
Aug. 8, 2007
SR-NYSEArca-2007-76
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the streetTRACKS Gold Trust Comments Due: Federal Register version (72 FR 45850)
34-56228
Aug. 8, 2007
SR-NASDAQ-2007-056
Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto, To Modify Pricing for Nasdaq Members Using the Nasdaq Market Center Comments Due: Rel. No. 34-56477 Federal Register version (72 FR 45848)
34-56227
Aug. 8, 2007
SR-CBOE-2007-83
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Amend CBOE Rules Relating to the Appointment Cost for Options on the Nasdaq-100 Index Tracking Stock Comments Due: Rel. No. 34-56227A Federal Register version (72 FR 45846)
34-56218
Aug. 7, 2007
SR-Amex-2007-74
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of Funds of the Rydex ETF Trust Comments Due: Rel. No. 34-56713 Federal Register version (72 FR 45469)
34-56214
Aug. 7, 2007
SR-CBOE-2007-92
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Transaction Fees for Credit Default Options Comments Due: Federal Register version (72 FR 45283)
34-56210
Aug. 6, 2007
SR-Amex-2007-58
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change Modifying an Aspect of the Definition of Independent Director Comments Due: Federal Register version (72 FR 45282)
34-56207
Aug. 6, 2007
SR-NASD-2007-044
Notice of Filing of Proposed Rule Change To Expand the Class of Entities Permitted To Use the Delta Hedging Exemption From Equity Options Position Limits Comments Due: View Received Comments Rel. No. 34-56916 Federal Register version (72 FR 45284)
34-56209
Aug. 6, 2007
SR-NYSE-2007-65
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 79A.30 (Miscellaneous Requirements on Stock Market Procedures) Comments Due: Federal Register version (72 FR 45290)
34-56200
Aug. 3, 2007
SR-NYSEArca-2007-77
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Exchange Fees and Charges Comments Due: Federal Register version (72 FR 44906)
34-56204
Aug. 3, 2007
SR-NASDAQ-2007-070
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Certain FINRA Rules Relating to Trading Halts and Disclosure of Disciplinary Information Comments Due: Federal Register version (72 FR 45288)
