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Release Number	SEC Issue Date	File Number	Details
33-10842, 34-89891	Sept. 16, 2020	S7-14-19	Publication or Submission of Quotations Without Specified Information View Received Comments See Also - Press Release No. 2020-212, Proposed Rule Rel. No. 34-87115 Federal Register version (85 FR 68124)
33-10835, 34-89835	Sept. 11, 2020	S7-02-17	Update of Statistical Disclosures for Bank and Savings and Loan Registrants See Also - Press Release No. 2020-205, Proposed Rule Rel. No. 33-10688, and Request for Comment Rel. No. 33-10321 Federal Register version (85 FR 66108)
33-10835, 34-89835	Sept. 11, 2020	S7-02-17	Update of Statistical Disclosures for Bank and Savings and Loan Registrants See Also - Press Release No. 2020-205, Proposed Rule Rel. No. 33-10688, and Request for Comment Rel. No. 33-10321 Federal Register version (85 FR 66108)
33-10824	Aug. 26, 2020	S7-25-19	Accredited Investor Definition See Also - Proposed Rule Rel. No. 33-10734, Order Designating Certain Professional Licenses as Qualifying Natural Persons for Accredited Investor Status Federal Register version (85 FR 64234)
33-10825, 34-89670	Aug. 26, 2020	S7-11-19	Modernization of Regulation S-K Items 101, 103, and 105 See Also - Proposed Rule Rel. No. 33-10668, Small Entity Compliance Guide Federal Register version (85 FR 63726)
33-10825, 34-89670	Aug. 26, 2020	S7-11-19	Modernization of Regulation S-K Items 101, 103, and 105 See Also - Proposed Rule Rel. No. 33-10668, Small Entity Compliance Guide Federal Register version (85 FR 63726)
34-89618	Aug. 19, 2020	S7-15-19	Rescission of Effective-Upon-Filing Procedure for NMS Plan Fee Amendments and Modified Procedures for Proposed NMS Plans and Plan Amendments See Also - Proposed Rule Rel. No. 34-87193 Federal Register version (85 FR 65470)
34-89394	July 24, 2020	S7-02-16	Covered Broker-Dealer Provisions Under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act See Also - Proposed Rule Rel. No. 34-77157 Federal Register version (85 FR 53645)
34-89372	July 22, 2020	S7-22-19	Exemptions From the Proxy Rules for Proxy Voting Advice See Also - Supplemental Guidance Rel. No. IA-5547, Proposed Rule Rel. No. 34-87457, Small Entity Compliance Guide Federal Register version (85 FR 55082)
IC-33921	July 6, 2020	S7-19-19	Amendments to Procedures With Respect to Applications Under the Investment Company Act of 1940 See Also - Proposed Rule Rel. No. IC-33658, Small Entity Compliance Guide Federal Register version (85 FR 57089)
BHCA-9	June 25, 2020	S7-02-20	Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds See Also - Proposed Rule Rel. No. BHCA-8, Rel. No. BHCA-9A Federal Register version (85 FR 46422)
33-10786, 34-88914, IC-33872	May 20, 2020	S7-05-19	Amendments to Financial Disclosures About Acquired and Disposed Businesses See Also - Proposed Rule Rel. No. 33-10635, Rel. No. 33-10762A, and Small Entity Compliance Guide Federal Register version (85 FR 54002)
33-10786, 34-88914, IC-33872	May 20, 2020	S7-05-19	Amendments to Financial Disclosures About Acquired and Disposed Businesses See Also - Proposed Rule Rel. No. 33-10635, Rel. No. 33-10762A, and Small Entity Compliance Guide Federal Register version (85 FR 54002)
33-10786, 34-88914, IC-33872	May 20, 2020	S7-05-19	Amendments to Financial Disclosures About Acquired and Disposed Businesses See Also - Proposed Rule Rel. No. 33-10635, Rel. No. 33-10762A, and Small Entity Compliance Guide Federal Register version (85 FR 54002)
34-88890	May 15, 2020	S7-13-19	Amendments to the National Market System Plan Governing the Consolidated Audit Trail See Also - Proposed Rule Rel. No. 34-85823 Federal Register version (85 FR 31322)
34-88616	April 9, 2020	S7-23-16	Definition of "Covered Clearing Agency" See Also - Proposed Rule Rel. No. 34-78963 Federal Register version (85 FR 28853)
33-10771, 34–88606, IC–33836	April 8, 2020	S7-03-19	Securities Offering Reform for Closed-End Investment Companies See Also - Rel No. 33-10771A, Proposed Rule Rel. No. 33-10619, Form N-2 Federal Register version (85 FR 33290)
33-10771, 34–88606, IC–33836	April 8, 2020	S7-03-19	Securities Offering Reform for Closed-End Investment Companies See Also - Rel No. 33-10771A, Proposed Rule Rel. No. 33-10619, Form N-2 Federal Register version (85 FR 33290)
33-10771, 34–88606, IC–33836	April 8, 2020	S7-03-19	Securities Offering Reform for Closed-End Investment Companies See Also - Rel No. 33-10771A, Proposed Rule Rel. No. 33-10619, Form N-2 Federal Register version (85 FR 33290)
34-88365	March 12, 2020	S7-06-19	Accelerated Filer and Large Accelerated Filer Definitions See Also - Small Entity Compliance Guide, Correction to the Final Rule, Proposed Rule Rel. No. 34-85814 Federal Register version (85 FR 17178)
33-10765, 34-88358, IC-33814, 33-10605	March 11, 2020	S7-23-18	Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts See Also - 33-10569, Rel. No. 33-10765A, Form N-3, Form N-4, Form N-6 Federal Register version (85 FR 29614)
33-10765, 34-88358, IC-33814, 33-10605	March 11, 2020	S7-23-18	Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts See Also - 33-10569, Rel. No. 33-10765A, Form N-3, Form N-4, Form N-6 Federal Register version (85 FR 29614)
33-10765, 34-88358, IC-33814, 33-10605	March 11, 2020	S7-23-18	Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts See Also - 33-10569, Rel. No. 33-10765A, Form N-3, Form N-4, Form N-6 Federal Register version (85 FR 29614)
33-10762, 34-88307, 33-10526	March 2, 2020	S7-19-18	Financial Disclosures About Guarantors and Issuers of Guaranteed Securities and Affiliates Whose Securities Collateralize a Registrant's Securities See Also - Rel. No. 33-10762A Federal Register version (85 FR 21940)
33-10762, 34-88307, 33-10526	March 2, 2020	S7-19-18	Financial Disclosures About Guarantors and Issuers of Guaranteed Securities and Affiliates Whose Securities Collateralize a Registrant's Securities See Also - Rel. No. 33-10762A Federal Register version (85 FR 21940)
33-10762, 34-88307, 33-10526	March 2, 2020	S7-19-18	Financial Disclosures About Guarantors and Issuers of Guaranteed Securities and Affiliates Whose Securities Collateralize a Registrant's Securities See Also - Rel. No. 33-10762A Federal Register version (85 FR 21940)
IA-5454	March 2, 2020		Exemptions From Investment Adviser Registration for Advisers to Certain Rural Business Investment Companies Federal Register version (85 FR 13734)
33-10757, 34-88245, IA-5446, IC-33802	Feb. 19, 2020		Delegation of Authority to the General Counsel of the Commission Federal Register version (85 FR 12221)
33-10757, 34-88245, IA-5446, IC-33802	Feb. 19, 2020		Delegation of Authority to the General Counsel of the Commission Federal Register version (85 FR 12221)
33-10757, 34-88245, IA-5446, IC-33802	Feb. 19, 2020		Delegation of Authority to the General Counsel of the Commission Federal Register version (85 FR 12221)
33-10757, 34-88245, IA-5446, IC-33802	Feb. 19, 2020		Delegation of Authority to the General Counsel of the Commission Federal Register version (85 FR 12221)
33-10749, 34-88040, 39-2530, IC-33792	Jan. 27, 2020		Adoption of Updated EDGAR Filer Manual Federal Register version (85 FR 9365)
33-10749, 34-88040, 39-2530, IC-33792	Jan. 27, 2020		Adoption of Updated EDGAR Filer Manual Federal Register version (85 FR 9365)
33-10749, 34-88040, 39-2530, IC-33792	Jan. 27, 2020		Adoption of Updated EDGAR Filer Manual Federal Register version (85 FR 9365)
33-10749, 34-88040, 39-2530, IC-33792	Jan. 27, 2020		Adoption of Updated EDGAR Filer Manual Federal Register version (85 FR 9365)
34-87780	Dec. 18, 2019	S7-07-19	Cross-Border Application of Certain Security-Based Swap Requirements See Also - Proposed Rule Rel. No. 34-85823 Federal Register version (85 FR 6270)
34-87782	Dec. 18, 2019	S7-28-18	Risk Mitigation Techniques for Uncleared Security-Based Swaps See Also - Proposed Rule Rel. No. 34-84861 Federal Register version (85 FR 6359)
33-10709, 34-87148, 39-2529, IC-33650	Sept. 27, 2019		Adoption of Updated EDGAR Filer Manual Federal Register version (84 FR 56938)
33-10709, 34-87148, 39-2529, IC-33650	Sept. 27, 2019		Adoption of Updated EDGAR Filer Manual Federal Register version (84 FR 56938)
33-10709, 34-87148, 39-2529, IC-33650	Sept. 27, 2019		Adoption of Updated EDGAR Filer Manual Federal Register version (84 FR 56938)
33-10709, 34-87148, 39-2529, IC-33650	Sept. 27, 2019		Adoption of Updated EDGAR Filer Manual Federal Register version (84 FR 56938)
33-10695, : IC-33646	Sept. 25, 2019	S7-15-18	Exchange-Traded Funds See Also - Exemptive Order Rel. No. 34-87110, Proposed Rule Rel. No. 33-10515, Small Entity Compliance Guide Federal Register version (84 FR 57162)
33-10699	Sept. 25, 2019	S7-01-19	Solicitations of Interest Prior to a Registered Public Offering See Also - Small Entity Compliance Guide, Proposed Rule Rel. No. 33-10607 Federal Register version (84 FR 53011)
33-10695, : IC-33646	Sept. 25, 2019	S7-15-18	Exchange-Traded Funds See Also - Exemptive Order Rel. No. 34-87110, Proposed Rule Rel. No. 33-10515, Small Entity Compliance Guide Federal Register version (84 FR 57162)
34-87005	Sept. 19, 2019	S7-05-14	Recordkeeping and Reporting Requirements for Security-Based Swap Dealers, Major Security-Based Swap Participants, and Broker-Dealers See Also - Proposed Rule Rel. No. 34-71958, Rel. No. 34-87005A, Rel. No. 34-87005B, Rel. No. 34-87005C, Rel. No. 34-87005D Federal Register version (84 FR 68550)
BHCA-7	Sept. 18, 2019	S7-14-18	Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds See Also - Proposed Rule Rel. Nos. BHCA-4, BHCA-3 Federal Register version (84 FR 61974)
34-86982	Sept. 17, 2019	S7-09-17	Technical Amendments To Update Cross-References to Commission's FOIA Regulations See Also - Proposed Rule Rel. No. 34-82373 Federal Register version (84 FR 50737)
34-86590	Aug. 7, 2019	S7-22-18	Amendments to Rules for Nationally Recognized Statistical Rating Organizations See Also - Proposed Rule Rel. No. 34-84289 Federal Register version (84 FR 40247)
33-10618A, 34-85381A, IA-5206A, IC-33426A	Aug. 6, 2019	S7-08-17	FAST Act Modernization and Simplification of Regulation S-K; Correction See Also - Small Entity Compliance Guide, Proposed Rule Rel. No. 33-10425 Federal Register version (84 FR 39966)
33-10618A, 34-85381A, IA-5206A, IC-33426A	Aug. 6, 2019	S7-08-17	FAST Act Modernization and Simplification of Regulation S-K; Correction See Also - Small Entity Compliance Guide, Proposed Rule Rel. No. 33-10425 Federal Register version (84 FR 39966)
33-10618A, 34-85381A, IA-5206A, IC-33426A	Aug. 6, 2019	S7-08-17	FAST Act Modernization and Simplification of Regulation S-K; Correction See Also - Small Entity Compliance Guide, Proposed Rule Rel. No. 33-10425 Federal Register version (84 FR 39966)
33-10618A, 34-85381A, IA-5206A, IC-33426A	Aug. 6, 2019	S7-08-17	FAST Act Modernization and Simplification of Regulation S-K; Correction See Also - Small Entity Compliance Guide, Proposed Rule Rel. No. 33-10425 Federal Register version (84 FR 39966)
33-10618A, 34-85381A, IA-5206A, IC-33426A	Aug. 6, 2019	S7-08-17	FAST Act Modernization and Simplification of Regulation S-K; Correction See Also - Small Entity Compliance Guide, Proposed Rule Rel. No. 33-10425 Federal Register version (84 FR 39966)
33-10618A, 34-85381A, IA-5206A, IC-33426A	Aug. 6, 2019	S7-08-17	FAST Act Modernization and Simplification of Regulation S-K; Correction See Also - Small Entity Compliance Guide, Proposed Rule Rel. No. 33-10425 Federal Register version (84 FR 39966)
33-10618A, 34-85381A, IA-5206A, IC-33426A	Aug. 6, 2019	S7-08-17	FAST Act Modernization and Simplification of Regulation S-K; Correction See Also - Small Entity Compliance Guide, Proposed Rule Rel. No. 33-10425 Federal Register version (84 FR 39966)
33-10618A, 34-85381A, IA-5206A, IC-33426A	Aug. 6, 2019	S7-08-17	FAST Act Modernization and Simplification of Regulation S-K; Correction See Also - Small Entity Compliance Guide, Proposed Rule Rel. No. 33-10425 Federal Register version (84 FR 39966)
BHCA-6	July 5, 2019	S7-30-18	Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds See Also - Proposed Rule Release No. BHCA-5 Federal Register version (84 FR 38115)
34-86175	June 21, 2019	S7-08-12	Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital and Segregation Requirements for Broker-Dealers See Also - Proposed Rules Release No. 34-84409, Proposed Rule Release Nos. 34-69491, Release No. 34-68660, Release No. 34-68071, Technical Amendment Federal Register version (84 FR 43872)
33-10648, 34-86127, FR-85, IA-5255, IC-33511	June 18, 2019	S7-10-18	Auditor Independence With Respect to Certain Loans or Debtor-Creditor Relationships See Also - Proposed Rule Release No. 33-10491, Small Entity Compliance Guide Federal Register version (84 FR 32040)
33-10648, 34-86127, FR-85, IA-5255, IC-33511	June 18, 2019	S7-10-18	Auditor Independence With Respect to Certain Loans or Debtor-Creditor Relationships See Also - Proposed Rule Release No. 33-10491, Small Entity Compliance Guide Federal Register version (84 FR 32040)
33-10648, 34-86127, FR-85, IA-5255, IC-33511	June 18, 2019	S7-10-18	Auditor Independence With Respect to Certain Loans or Debtor-Creditor Relationships See Also - Proposed Rule Release No. 33-10491, Small Entity Compliance Guide Federal Register version (84 FR 32040)
33-10648, 34-86127, FR-85, IA-5255, IC-33511	June 18, 2019	S7-10-18	Auditor Independence With Respect to Certain Loans or Debtor-Creditor Relationships See Also - Proposed Rule Release No. 33-10491, Small Entity Compliance Guide Federal Register version (84 FR 32040)
33-10648, 34-86127, FR-85, IA-5255, IC-33511	June 18, 2019	S7-10-18	Auditor Independence With Respect to Certain Loans or Debtor-Creditor Relationships See Also - Proposed Rule Release No. 33-10491, Small Entity Compliance Guide Federal Register version (84 FR 32040)
34-86073	June 10, 2019	S7-21-18	Amendment to Single Issuer Exemption for Broker-Dealers See Also - Proposed Rule Release No. 34-84225 Federal Register version (84 FR 27708)
33-10645, 34-86070, 39-2526, IC-33504	June 7, 2019		Adoption of Updated EDGAR Filer Manual Federal Register version (84 FR 31192)
33-10645, 34-86070, 39-2526, IC-33504	June 7, 2019		Adoption of Updated EDGAR Filer Manual Federal Register version (84 FR 31192)
33-10645, 34-86070, 39-2526, IC-33504	June 7, 2019		Adoption of Updated EDGAR Filer Manual Federal Register version (84 FR 31192)
34-86031	June 5, 2019	S7-07-18	Regulation Best Interest: The Broker-Dealer Standard of Conduct See Also - Regulation Best Interest, Commission Interpretation Regarding Standard of Conduct for Investment Advisers, Commission Interpretation Regarding the Solely Incidental Prong of the Broker-Dealer Exclusion from the Definition of Investment Adviser Federal Register version (84 FR 39178)
34-86032, IA-5247	June 5, 2019	S7-08-18	Form CRS Relationship Summary; Amendments to Form ADV See Also - Proposed Rule Release No. 34-83063, Form ADV General Instructions, Instructions to Form CRS, Feedback Forms Comment Summary Federal Register version (84 FR 33492)
34-86032, IA-5247	June 5, 2019	S7-08-18	Form CRS Relationship Summary; Amendments to Form ADV See Also - Proposed Rule Release No. 34-83063, Form ADV General Instructions, Instructions to Form CRS, Feedback Forms Comment Summary Federal Register version (84 FR 33492)
34-85714	April 24, 2019	S7-14-16	Disclosure of Order Handling Information See Also - Proposed Rule Rel. No. 34-78309 Federal Register version (84 FR 18136)
34-85437	March 28, 2019		Public Company Accounting Oversight Board Hearing Officers Federal Register version (84 FR 12906)
33-10618, 34-85381, IA-5206, IC-33426	March 20, 2019	S7-08-17	FAST Act Modernization and Simplification of Regulation S-K See Also - Small Entity Compliance Guide, Proposed Rule Rel. No. 33-10425 Federal Register version (84 FR 13796)
33-10618, 34-85381, IA-5206, IC-33426	March 20, 2019	S7-08-17	FAST Act Modernization and Simplification of Regulation S-K See Also - Small Entity Compliance Guide, Proposed Rule Rel. No. 33-10425 Federal Register version (84 FR 13796)
33-10618, 34-85381, IA-5206, IC-33426	March 20, 2019	S7-08-17	FAST Act Modernization and Simplification of Regulation S-K See Also - Small Entity Compliance Guide, Proposed Rule Rel. No. 33-10425 Federal Register version (84 FR 13796)
33-10618, 34-85381, IA-5206, IC-33426	March 20, 2019	S7-08-17	FAST Act Modernization and Simplification of Regulation S-K See Also - Small Entity Compliance Guide, Proposed Rule Rel. No. 33-10425 Federal Register version (84 FR 13796)
33-10618, 34-85381, IA-5206, IC-33426	March 20, 2019	S7-08-17	FAST Act Modernization and Simplification of Regulation S-K See Also - Small Entity Compliance Guide, Proposed Rule Rel. No. 33-10425 Federal Register version (84 FR 13796)
33-10618, 34-85381, IA-5206, IC-33426	March 20, 2019	S7-08-17	FAST Act Modernization and Simplification of Regulation S-K See Also - Small Entity Compliance Guide, Proposed Rule Rel. No. 33-10425 Federal Register version (84 FR 13796)
33-10618, 34-85381, IA-5206, IC-33426	March 20, 2019	S7-08-17	FAST Act Modernization and Simplification of Regulation S-K See Also - Small Entity Compliance Guide, Proposed Rule Rel. No. 33-10425 Federal Register version (84 FR 13796)
33-10618, 34-85381, IA-5206, IC-33426	March 20, 2019	S7-08-17	FAST Act Modernization and Simplification of Regulation S-K See Also - Small Entity Compliance Guide, Proposed Rule Rel. No. 33-10425 Federal Register version (84 FR 13796)
33-10615, 34-85296, 39-2525, IC-33398	March 12, 2019		Adoption of Updated EDGAR Filer Manual Federal Register version (84 FR 12073)
33-10615, 34-85296, 39-2525, IC-33398	March 12, 2019		Adoption of Updated EDGAR Filer Manual Federal Register version (84 FR 12073)
33-10615, 34-85296, 39-2525, IC-33398	March 12, 2019		Adoption of Updated EDGAR Filer Manual Federal Register version (84 FR 12073)
33-10615, 34-85296, 39-2525, IC-33398	March 12, 2019		Adoption of Updated EDGAR Filer Manual Federal Register version (84 FR 12073)
33-10593	Dec. 20, 2018	S7-01-15	Disclosure of Hedging by Employees, Officers and Directors See Also - Small Entity Compliance Guide, Proposed Rule Rel. No. 33-9723 Federal Register version (84 FR 2402)
33-10591	Dec. 19, 2018	S7-29-18	Conditional Small Issues Exemption Under the Securities Act of 1933 (Regulation A) *Comments Due:* 30 days after publication in the Federal Register View Received Comments Federal Register version (84 FR 520)
34-84858	Dec. 19, 2018	S7-14-15	Applications by Security-Based Swap Dealers or Major Security-Based Swap Participants for Statutorily Disqualified Associated Persons To Effect or Be Involved in Effecting Security-Based Swaps See Also - Proposed Rule Rel. No. 34-75612 Federal Register version (84 FR 4906)
34-84875	Dec. 19, 2018	S7-05-18	Transaction Fee Pilot for NMS Stocks See Also - Proposed Rule Rel. No. 34-82873, S Joinder in Motions for Stay, and NYSE Chicago, Exhibit A, and Exhibit B, Inc., Order Issuing Stay, Notice Establishing the Commencement and Termination Dates of the Pre-Pilot Period of the Transaction Fee Pilot for National Market System Stocks Federal Register version (84 FR 5202)
33-10585, 34-84825, 39-2524, IC-33324	Dec. 14, 2018		Adoption of Updated EDGAR Filer Manual Federal Register version (83 FR 66100)
33-10585, 34-84825, 39-2524, IC-33324	Dec. 14, 2018		Adoption of Updated EDGAR Filer Manual Federal Register version (83 FR 66100)
33-10585, 34-84825, 39-2524, IC-33324	Dec. 14, 2018		Adoption of Updated EDGAR Filer Manual Federal Register version (83 FR 66100)
33-10585, 34-84825, 39-2524, IC-33324	Dec. 14, 2018		Adoption of Updated EDGAR Filer Manual Federal Register version (83 FR 66100)
33-10580, 34-84710, IC-33311	Nov. 30, 2018	S7-11-18	Covered Investment Fund Research Reports *Comments Due:* Comments regarding the collection of information requirements within the meaning of the Paperwork Reduction Act of 1995 should be received on or before February 11, 2019 See Also - Small Entity Compliance Guide, Proposed Rule Rel. No. 33-10498 Submit a Comment on S7-11-18 Federal Register version (83 FR 64180)
33-10580, 34-84710, IC-33311	Nov. 30, 2018	S7-11-18	Covered Investment Fund Research Reports *Comments Due:* Comments regarding the collection of information requirements within the meaning of the Paperwork Reduction Act of 1995 should be received on or before February 11, 2019 See Also - Small Entity Compliance Guide, Proposed Rule Rel. No. 33-10498 Submit a Comment on S7-11-18 Federal Register version (83 FR 64180)
33-10580, 34-84710, IC-33311	Nov. 30, 2018	S7-11-18	Covered Investment Fund Research Reports *Comments Due:* Comments regarding the collection of information requirements within the meaning of the Paperwork Reduction Act of 1995 should be received on or before February 11, 2019 See Also - Small Entity Compliance Guide, Proposed Rule Rel. No. 33-10498 Submit a Comment on S7-11-18 Federal Register version (83 FR 64180)
33-10577	Nov. 29, 2018	S7-04-18	Form N-1A; Correction File Nos.: S7-08-15, S7-04-18 Federal Register version (83 FR 62454)
33-10577	Nov. 29, 2018	S7-08-15	Form N-1A; Correction File Nos.: S7-08-15, S7-04-18 Federal Register version (83 FR 62454)
33-10577	Nov. 29, 2018	S7-08-15	Form N-1A; Correction File Nos.: S7-08-15, S7-04-18 Federal Register version (83 FR 62454)
33-10577	Nov. 29, 2018	S7-08-15	Form N-1A; Correction File Nos.: S7-08-15, S7-04-18 Federal Register version (83 FR 62454)
34-84541	Nov. 6, 2018	S7-23-15	Regulation of NMS Stock Alternative Trading Systems See Also - Proposed Rule Rel. No. 34-76474 Federal Register version (83 FR 56257)