| 9:30 a.m. |
Welcome and Opening Remarks |
| 9:45 a.m. |
Credit Ratings Panel Concerning Issuer-Pay Conflict of Interest
- Martin Fridson, Lehmann Livian Fridson Advisors
- David Jacob
|
| 11:15 a.m. |
Draft Technology and Electronic Trading Recommendation to Enhance Data Reported to TRACE
- Josh Barrickman, Vanguard
- Horace Carter, Raymond James
- Lynn Martin, ICE Data Services
- Ola Persson, Financial Industry Regulatory Authority
|
| 12:30 p.m. |
Lunch Break |
| 1:00 p.m. |
Draft Municipal Securities Transparency Recommendation Regarding Timeliness of Municipal Issuer Disclosures
- Geidre Ball, Metropolitan Washington Airports Authority
- Emily Brock, Government Finance Officers Association
- Akiko Mitsui, Vanguard
- Hannah Sullivan, Fidelity Management & Research Company
- Elisse Walter, Former SEC Chairman
|
| 2:15 p.m. |
Internal Fund Crosses Panel
- Lance Dial, Wellington Management
- Kevin Gleason, Voya Investment Management
- Nora Jordan, Davis Polk & Wardell LLP
- James Wallin, AllianceBernstein
|
| 3:15 p.m. |
Adjournment |
