Equity Market Structure Advisory Committee — Customer Issues Subcommittee

Summary Minutes of July 12, 2016 Call

The Customer Issues Subcommittee held a call on July 12, 2016, to discuss the Subcommittee’s potential recommendations.

The call convened at approximately 1:00 p.m. via telephone.  The following Subcommittee members were on the call: 

Matt Andresen
Brad Katsuyama
Richard Ketchum
Manisha Kimmel
Jamil Nazarali

The following staff from the Division of Trading and Markets were on the call:

John Roeser
Michael Coe
Leah Mesfin
Marsha Dixon
Andrew Sioson
Arisa Kettig

The main order of business focused on the Subcommittee’s potential recommendations regarding benchmarking investor confidence in the U.S. equities markets, stop orders, and Regulation NMS Rules 605 and 606.

The Subcommittee then discussed next steps and is planning on inviting retail broker-dealers to participate in the next meeting.             

The call concluded at approximately 1:40 p.m.