National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-95650 | Sep 1, 2022 | SR-NSCC-2022-009 | National Securities Clearing Corporation | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Intraday Volatility Charge and Eliminate Intraday Backtesting Charge Comments Due: Novemeber 10, 2022 Rebuttal comments due: 35 days after publication in the Federal Register Submit a Comment on SR-NSCC-2022-009
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| 34-95656 | Sep 1, 2022 | SR-NSCC-2022-005 | National Securities Clearing Corporation | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Revise the Excess Capital Premium Charge Comments Due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register |
| 34-95618 | Aug 26, 2022 | SR-NSCC-2021-016 | National Securities Clearing Corporation | Order Approving of Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: January 19, 2022 View Received Comments |
| 34-95437 | Aug 5, 2022 | SR-NSCC-2022-011 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance National Securities Clearing Corporation Automated Customer Account Transfer Service Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95283 | Jul 14, 2022 | SR-NSCC-2022-006 | National Securities Clearing Corporation | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend the Stress Testing Framework and Liquidity Risk Management Framework |
| 34-95278 | Jul 14, 2022 | SR-NSCC-2022-010 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Fees for the Securities Financing Transaction Clearing Service Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95286 | Jul 14, 2022 | SR-NSCC-2022-009 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Adopt Intraday Volatility Charge and Eliminate Intraday Backtesting Charge Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5 |
| 34-95245 | Jul 11, 2022 | SR-NSCC-2022-005 | National Securities Clearing Corporation | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Revise the Excess Capital Premium Charge Comments Due: December 22, 2022 Rebuttal comments due: December 28, 2022 |
| 34-95237 | Jul 8, 2022 | SR-NSCC-2022-004 | National Securities Clearing Corporation | Order Approving a Proposed Rule Change To Require Applicants and Members To Maintain or Upgrade Their Network or Communications Technology |
| 34-95188 | Jun 30, 2022 | SR-NSCC-2022-008 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Decommission the Insurance Profile Service, Adjust Fees for Insurance Information Exchange Service and Make Certain Other Corrections in the Rules Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |