National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-60765 | Oct 1, 2009 | SR-NSCC-2009-08 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Fees for Certain Insurance and Retirement Processing Services |
| 34-60660 | Sep 11, 2009 | SR-NSCC-2009-07, SR-FICC-2009-09, SR-DTC-2009-14 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to Economic Sanctions and Embargo Programs Administered and Enforced by the Office of Foreign Assets Control View Received Comments |
| 34-60368 | Jul 22, 2009 | SR-NSCC-2009-05 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Haircuts Applied to Eligible Clearing Fund Securities |
| 34-60234 | Jul 2, 2009 | SR-NSCC-2009-04 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Addendum O |
| 34-59917 | May 14, 2009 | SR-NSCC-2009-03, SR-FICC-2009-06, SR-DTC-2009-07 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to Economic Sanctions and Embargo Programs Administered and Enforced by the Office of Foreign Assets Control View Received Comments |
| 34-59607 | Mar 19, 2009 | SR-NSCC-2009-02 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Tiered Trade Netting Fee |
| 34-59413 | Feb 18, 2009 | SR-NSCC-2009-01 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Addendum O To Allow Admission of Entities That Are Organized in a Country Other Than the U.S. for Admission as Limited Members |
| 34-59321 | Jan 30, 2009 | SR-NSCC-2008-08 | National Securities Clearing Corporation | Order Granting Approval of a Proposed Rule Change To Amend Rules To Add an Agreement From Fund Members That Submit Mutual Fund Profile Information See Also - Rel. No. 34-59105 |
| 34-59302 | Jan 27, 2009 | SR-NSCC-2008-12 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow the Transfer and Reregistration of Fund/SERV Eligible Fund Positions to and From a Financial Intermediary and a Mutual Fund Company |
| 34-59285 | Jan 23, 2009 | SR-NSCC-2008-13 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Fee Structure |