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Self-Regulatory Organization Rulemaking Table

File Number
SRO Organization
Details
Release Number:34-54038 SEC Issue Date:Jun 23, 2006 File Number:SR-CTA/CQ-2006-01 SRO Organization:National Market System Plans (NMS) Details: Notice of Filing and Immediate Effectiveness of the Eighth and Ninth Substantive Amendments to the Second Restatement of the Consolidated Tape Association Plan and the Sixth Substantive Amendment to the Restated Consolidated
Release Number:34-54001 SEC Issue Date:Jun 15, 2006 File Number:4-429 SRO Organization:National Market System Plans (NMS) Details: Notice of Filing of Joint Amendment No. 19 to the Intermarket Option Linkage Plan To Modify the Manner in Which the Participation Fee Applicable to New Participants Is Calculated
View Received Comments
Release Number:34-53940 SEC Issue Date:Jun 5, 2006 File Number:4-516 SRO Organization:National Market System Plans (NMS) Details: Order Approving Options Regulatory Surveillance Authority Plan by the American Stock Exchange LLC, Boston Stock Exchange, Inc., Chicago Board Options Exchange, Incorporated, International Securities Exchange, Inc., Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.) and Philadelphia Stock Exchange, Inc.
See Also - Release No. 34-53589
Release Number:34-53763 SEC Issue Date:May 5, 2006 File Number:4-208 SRO Organization:National Market System Plans (NMS) Details: Intermarket Trading System; Notice of Filing and Immediate Effectiveness of the Twenty Third Amendment to the ITS Plan Relating to the Interaction of Chicago Stock Exchange, Inc. With ITS, the Change in Opening of Trading in a Halted Security, and the Change in Name from the New York Stock Exchange, Inc. to New York Stock Exchange LLC and From Pacific Exchange, Inc. to NYSE Arca, Inc.
Release Number:34-53753 SEC Issue Date:May 2, 2006 File Number:SR-OPRA-2006-01 SRO Organization:National Market System Plans (NMS) Details: Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Revise OPRA's Professional Subscriber Agreement and Its Direct Circuit Connection Rider and Indirect Circuit Connection Rider
Release Number:34-53733 SEC Issue Date:Apr 27, 2006 File Number:4-208 SRO Organization:National Market System Plans (NMS) Details: Intermarket Trading System; Notice of Filing and Immediate Effectiveness of the Twenty Second Amendment to the ITS Plan Relating to the Change in Name From the Cincinnati Stock Exchange, Inc., to the National Stock Exchange and to the Admission of the NASDAQ Stock Market LLC as an ITS Participant
Release Number:34-53691 SEC Issue Date:Apr 20, 2006 File Number:4-518 SRO Organization:National Market System Plans (NMS) Details: Notice of Filing and Order Granting Temporary Effectiveness of Amendment To Plan Establishing Procedures Under Rule 605 of Regulation NMS
Release Number:34-53589 SEC Issue Date:Apr 4, 2006 File Number:4-516 SRO Organization:National Market System Plans (NMS) Details: Notice of Filing of Options Regulatory Surveillance Authority Plan by the American Stock Exchange LLC, Boston Stock Exchange, Inc., Chicago Board Options Exchange, Incorporated, International Securities Exchange, Inc., Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.) and Philadelphia Stock Exchange, Inc.
See Also - ORSA Plan, Release No. 34-53940
Release Number:34-53250 SEC Issue Date:Feb 7, 2006 File Number:S7-24-89 SRO Organization:National Market System Plans (NMS) Details: Order Granting Approval of Category 1 Changes From Amendment No. 13 of the Reporting Plan for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privilege Basis, Submitted by the Pacific Exchange, Inc., the National Association of Securities Dealers, Inc., the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the National Stock Exchange, Inc., and the Philadelphia Stock Exchange, Inc.
Release Number:34-53131 SEC Issue Date:Jan 17, 2006 File Number:S7-24-89 SRO Organization:National Market System Plans (NMS) Details: Notice of Filing and Immediate Effectiveness of Amendment Nos. 15 and 16 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis, Submitted by the Pacific Exchange, Inc., the National Association of Securities Dealers, Inc., the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the National Stock Exchange, Inc., and the Philadelphia Stock Exchange, Inc.
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