National Market System Plans (NMS) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-100530 | Jul 15, 2024 | 4-698 | National Market System Plans (NMS) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove an Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Cost Savings Measures Comments Due: 21 days after publication in the Federal Register View Received Comments Submit a Comment on Submit Comments on 4-698 - Order Instituting Proceedings to Determine Whether to Approve or Disapprove an Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Cost Savings Measures |
| 34-100500 | Jul 11, 2024 | 4-757 | National Market System Plans (NMS) | Notice of Designation of a Longer Period for Commission Action on a Proposed National Market System Plan Regarding Consolidated Equity Market Data View Received Comments Submit a Comment on 4-757
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| 34-100495 | Jul 11, 2024 | 4-820 | National Market System Plans (NMS) | Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment To Modify Section 5.2(c)(iii) of the OPRA Plan Relating to Dissemination of Exchange Proprietary Data Information |
| 34-100127 | May 14, 2024 | 4-631 | National Market System Plans (NMS) | Notice of Designation of a Longer Period for Commission Action on the Twenty-Third Amendment to the National Market System Plan to Address Extraordinary Market Volatility View Received Comments |
| 34-100017 | Apr 23, 2024 | 4-757 | National Market System Plans (NMS) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a National Market System Plan Regarding Consolidated Equity Market Data Comments Due: June 3, 2024 View Received Comments |
| 34-99994 | Apr 19, 2024 | 4-820 | National Market System Plans (NMS) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Amendment To Modify Section 5.2(c)(iii) of the OPRA Plan Relating to Dissemination of Exchange Proprietary Data Information Comments Due: May 16, 2024 View Received Comments |
| 34-99938 | Apr 10, 2024 | 4-698 | National Market System Plans (NMS) | Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Cost Savings Measures Comments Due: May 7, 2024 View Received Comments |
| 34-99859 | Mar 26, 2024 | SR-OPRA-2023-01 | National Market System Plans (NMS) | Withdrawal of Proposed Amendment to Modify the Options Price Reporting Authority’s Fee Schedule Regarding Caps on Certain Port Fees |
| 34-99545 | Feb 15, 2024 | 4-631 | National Market System Plans (NMS) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Twenty-Third Amendment to the National Market System Plan to Address Extraordinary Market Volatility by Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, I Comments Due: March 14, 2024 |
| 34-99431 | Jan 25, 2024 | SR-OPRA-2023-01 | National Market System Plans (NMS) | Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment to Modify the Options Price Reporting Authority’s Fee Schedule Regarding Caps on Certain Port Fees |