National Futures Association Rulemaking

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Release Number SEC Issue Date File Number SRO Organization Details
34-52808 Nov 18, 2005 SR-NFA-2005-01 National Futures Association Notice of Filing and Immediate Effectiveness of Proposed Amendments to the Interpretive Notice to NFA Compliance Rule 2-9: Enhanced Supervisory Requirements
34-50497 Oct 6, 2004 SR-NFA-2004-02 National Futures Association Notice to Bylaw 1101 and Compliance Rules 2-9 and 2-29
34-50461 Sep 28, 2004 SR-NFA-2004-01 National Futures Association Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Adopting Bylaw 1508 Regarding Security Futures Agreements
34-45887 May 7, 2002 SR-NFA-2002-03 National Futures Association Notice of Filing of Proposed Rule Change by National Futures Association Regarding Futures Commission Merchants and Introducing Brokers Anti-Money Laundering Program
34-45720 Apr 10, 2002 SR-NFA-2002-02 National Futures Association Notice of Filing of Proposed Rule Change by National Futures Association Regarding Broker-Dealer Registration, Fair Commissions, and Best Execution Obligations with Respect to Security Futures Products
View Received Comments
See Also - and Best Execution Obligations with Respect to Security Futures Products Comments received electronically are available
34-44823 Sep 20, 2001 SR-NFA-2001-01 National Futures Association Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Futures Association Relating to Security Futures Products
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