Regulatory Release

Notice of Filing of Proposed Rule Change by National Futures Association Regarding Broker-Dealer Registration, Fair Commissions, and Best Execution Obligations with Respect to Security Futures Products

Details

Rule Type
Notice
Release Number
34-45720
SEC Issue Date
Federal Register Publish Date
Document Citation

67 FR 18664

Resources

Federal Register Version
SRO Organization
National Futures Association

Last Reviewed or Updated: July 19, 2023